Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENN Entertainment, Inc.PENN · Entity 4436 | EVP and CFO | February 18, 2020 | February 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENN Entertainment, Inc.
Report date February 18, 2020 · Filed February 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,827 |
Reported balance
After 2020-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-18 · Grant · Acquired 7,829 · Balance 54,827 F1: Restricted stock credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of the third year's performance goal. The forfeiture restrictions for all credited restricted stock pursuant to the performance shares award granted in 2017 lapsed on February 18, 2020, the date the achievement of the performance goal for the third performance period was determined. |
| Common StockSEC Table I · non-derivative | Direct | 44,336 |
Reported balance
After 2020-02-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-18 · Tax withholding · Disposed 10,491 · Balance 44,336 |
| Common StockSEC Table I · non-derivative | Direct | 51,832 |
Reported balance
After 2020-02-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-02-18 · Grant · Acquired 7,496 · Balance 51,832 F2: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the second year's performance goal. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. |
| Common StockSEC Table I · non-derivative | Direct | 62,484 |
Reported balance
After 2020-02-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-02-18 · Grant · Acquired 10,652 · Balance 62,484 F3: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,652 |
Reported balance
After 2020-02-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-18 · Grant · Acquired 10,652 · Balance 10,652 F4: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of the third year's performance goal. The forfeiture restrictions for all credited restricted stock pursuant to the performance shares award granted in 2017 lapsed on February 18, 2020, the date the achievement of the performance goal for the third performance period was determined.
F2: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the second year's performance goal. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.
F3: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.
F4: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantPhantom Stock Units · Derivative | 10,652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001963 · edgar.xml · derivative · entry 5 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,652 Underlying: Common Stock · 10,652 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. F4 · price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. F4 · derivative.exercise_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. F4 · derivative.expiration_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 10,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 4 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,484 F3 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 7,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 3 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,832 F2 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the second year's performance goal. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 10,491 | $36.87 | $386,803.17 |
DisclosureSEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 2 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,336 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 7,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,827 F1 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of the third year's performance goal. The forfeiture restrictions for all credited restricted stock pursuant to the performance shares award granted in 2017 lapsed on February 18, 2020, the date the achievement of the performance goal for the third performance period was determined. Read SEC document |
| May 13, 2019 Filed May 15, 2019 21:15 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | PurchaseCommon Stock | 11,000 | $19.54 | $214,940.00 |
DisclosureSEC source: 0001179110-19-006102 · edgar.xml · nonDerivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,998 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.51 to $19.55. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 7,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 4 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,049 F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 7,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 3 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,600 F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 6,483 | $24.55 | $159,157.65 |
DisclosureSEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 2 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,822 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 5,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002102 · edgar.xml · nonDerivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,305 F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the third year performance goal. The forfeiture restrictions for all earned and credited restricted stock pursuant to the performance shares award granted in 2016 lapsed on February 14, 2019, the date the achievement of the performance goal for the third performance period was determined. Read SEC document |
| February 14, 2019 Filed Feb 21, 2019 22:25 UTC Amendment | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 7,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002259 · edgar.xml · nonDerivative · entry 3 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,998 F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. F1 · balance_after: This Form 4 corrects the amount of shares reported in the original Form 4. Read SEC document |
| February 14, 2019 Filed Feb 21, 2019 22:25 UTC Amendment | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 7,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002259 · edgar.xml · nonDerivative · entry 2 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,549 F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. F1 · balance_after: This Form 4 corrects the amount of shares reported in the original Form 4. Read SEC document |
| February 14, 2019 Filed Feb 21, 2019 22:25 UTC Amendment | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 6,534 | $24.55 | $160,409.70 |
DisclosureSEC source: 0001179110-19-002259 · edgar.xml · nonDerivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,771 F1 · shares: This Form 4 corrects the amount of shares reported in the original Form 4. F1 · balance_after: This Form 4 corrects the amount of shares reported in the original Form 4. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 22:43 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 86,218 | $0.00 Strike: $19.45 | $0.00 |
DisclosureSEC source: 0001179110-19-000500 · edgar.xml · derivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,218 Underlying: Common Stock · 86,218 shares Expires 2029-01-03 F1 · derivative.exercise_date: Vests over four years on the anniversary date of grant as follows: 21,555 shares on January 3, 2020; 21,555 shares on January 3, 2021; 21,554 shares on January 3, 2022; and 21,554 shares on January 3, 2023. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:40 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 8,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001846 · edgar.xml · nonDerivative · entry 2 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,210 F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:40 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 5,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001846 · edgar.xml · nonDerivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,738 F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 58,381 | $0.00 Strike: $30.74 | $0.00 |
DisclosureSEC source: 0001179110-18-000627 · edgar.xml · derivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,381 Underlying: Common Stock · 58,381 shares Expires 2025-01-03 F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 14,596 shares on January 3, 2019; 14,595 shares on January 3, 2020; 14,595 shares on January 3,2021; and 14,595 shares on January 3, 2022. Read SEC document |
| July 23, 2017 Filed Jul 25, 2017 20:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Units · Derivative | 28,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010654 · edgar.xml · derivative · entry 3 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. Read SEC document |
| July 23, 2017 Filed Jul 25, 2017 20:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 28,735 | $20.50 | $589,067.50 |
DisclosureSEC source: 0001179110-17-010654 · edgar.xml · nonDerivative · entry 2 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,189 Read SEC document |
| July 23, 2017 Filed Jul 25, 2017 20:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 28,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010654 · edgar.xml · nonDerivative · entry 1 Fair William J · CIK 0001611168 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:58 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 4,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003002 · edgar.xml · nonDerivative · entry 1 Fair William J · CIK 0001611168 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,189 F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:16 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 148,986 | $0.00 Strike: $14.10 | $0.00 |
DisclosureSEC source: 0001179110-17-000687 · edgar.xml · derivative · entry 1 Fair William J · CIK 0001611168 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,986 Underlying: Common Stock · 148,986 shares Expires 2024-01-04 F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 37,247 shares on January 4, 2018; 37,247 shares on January 4, 2019; 37,246 shares on January 4, 2020; and 37,246 shares on January 4, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.