Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENN Entertainment, Inc.PENN · Entity 4436 | Director | March 13, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENN Entertainment, Inc.
Report date March 13, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,557 |
Reported balance
After 2017-03-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-03-13 · Exercise / conversion · Acquired 4,362 · Balance 86,557 F1: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 82,195 |
Reported balance
After 2017-03-13 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-03-13 · Disposition to issuer · Disposed 4,362 · Balance 82,195 |
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 4,361 |
Reported balance
After 2017-03-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-13 · Exercise / conversion · Disposed 4,362 · Balance 4,361 F1: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2017 Filed Mar 15, 2017 21:29 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Unit · Derivative | 4,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-004642 · edgar.xml · derivative · entry 3 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,361 Underlying: Common Stock · 4,362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:29 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 4,362 | $14.94 | $65,168.28 |
DisclosureSEC source: 0001179110-17-004642 · edgar.xml · nonDerivative · entry 2 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,195 Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:29 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 4,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-004642 · edgar.xml · nonDerivative · entry 1 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,362 units vested on March 13, 2017. The remaining 4,361 phantom stock units will vest on March 13, 2018. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:16 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Unit · Derivative | 1,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002915 · edgar.xml · derivative · entry 3 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:16 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 1,272 | $14.04 | $17,858.88 |
DisclosureSEC source: 0001179110-17-002915 · edgar.xml · nonDerivative · entry 2 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,195 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:16 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 1,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002915 · edgar.xml · nonDerivative · entry 1 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:03 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Unit · Derivative | 4,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002274 · edgar.xml · derivative · entry 3 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,568 Underlying: Common Stock · 4,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,857 units vested on February 9, 2017. The remaining phantom stock units will vest as follows: 4,856 units on each of February 9, 2018, February 9, 2019 and February 9, 2020. F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,857 units vested on February 9, 2017. The remaining phantom stock units will vest as follows: 4,856 units on each of February 9, 2018, February 9, 2019 and February 9, 2020. F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,857 units vested on February 9, 2017. The remaining phantom stock units will vest as follows: 4,856 units on each of February 9, 2018, February 9, 2019 and February 9, 2020. F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,857 units vested on February 9, 2017. The remaining phantom stock units will vest as follows: 4,856 units on each of February 9, 2018, February 9, 2019 and February 9, 2020. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:03 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 4,857 | $14.02 | $68,095.14 |
DisclosureSEC source: 0001179110-17-002274 · edgar.xml · nonDerivative · entry 2 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,195 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:03 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 4,857 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002274 · edgar.xml · nonDerivative · entry 1 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,857 units vested on February 9, 2017. The remaining phantom stock units will vest as follows: 4,856 units on each of February 9, 2018, February 9, 2019 and February 9, 2020. F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,857 units vested on February 9, 2017. The remaining phantom stock units will vest as follows: 4,856 units on each of February 9, 2018, February 9, 2019 and February 9, 2020. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:59 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Unit · Derivative | 4,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001445 · edgar.xml · derivative · entry 3 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,104 Underlying: Common Stock · 4,552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019. F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019. F1 · derivative.exercise_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019. F1 · derivative.expiration_date: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:59 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 4,552 | $13.98 | $63,636.96 |
DisclosureSEC source: 0001179110-17-001445 · edgar.xml · nonDerivative · entry 2 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,195 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:59 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 4,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001445 · edgar.xml · nonDerivative · entry 1 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019. F1 · price: The recipient receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 4,552 units vested on January 30, 2017. Of the remaining phantom stock units, 4,552 units will vest on each of January 30, 2018 and January 30, 2019. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:18 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantPhantom Stock Units · Derivative | 17,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000695 · edgar.xml · derivative · entry 1 CRAMER HAROLD · CIK 0001217821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,730 Underlying: Common Stock · 17,730 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, the recipient is entitled to a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F2 · derivative.exercise_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021. F2 · derivative.expiration_date: The phantom stock units are scheduled to vest as follows: 4,433 units on January 4, 2018; 4,433 units on January 4, 2019; 4,432 units on January 4, 2020; and 4,432 units on January 4, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.