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Nasdaq · USD

PENN

PENN Entertainment, Inc.

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4436
SEC CIK
0000921738
Parsed reports
409

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202531
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2020 Filed May 18, 2020 12:39 UTC Amendment
HANDLER DAVID ADirector · Chairman of the Board
PurchaseCommon Stock 27,777 $18.00 $499,986.00
Disclosure

SEC source: 0001179110-20-006138 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,906

F1 · shares: The Reporting Person purchased the shares from the Underwriters in an underwritten registered public offering at the public offering price.

F2 · shares: This amended Form 4 is being filed to reflect that the Reporting Person acquired the shares of the issuer's common stock. The original Form 4 incorrectly provided that the Reporting Person disposed of the shares of the issuer's common stock. This amended Form 4 is being filed to correct this inadvertent error.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 20:24 UTC Exercise / conversionPhantom Stock Unit · Derivative 2,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-004229 · edgar.xml · derivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,767

Underlying: Common Stock · 2,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 20:24 UTC Exercise / conversionCommon Stock 2,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-004229 · edgar.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:17 UTC PurchaseCommon Stock 1,000 $21.31 $21,310.00
Disclosure

SEC source: 0001179110-20-003467 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,363

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:24 UTC Exercise / conversionNon-qualified Stock Options (right to buy) · Derivative 40,000 $0.00 Strike: $13.19 $0.00
Disclosure

SEC source: 0001179110-20-003083 · edgar.xml · derivative · entry 6

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,636

Underlying: Common Stock · 40,000 shares

Expires 2022-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:24 UTC SaleCommon Stock 7,000 $29.64 $207,480.00
Disclosure

SEC source: 0001179110-20-003083 · edgar.xml · nonDerivative · entry 4

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,181

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to Rule 10b5-1.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.18 to $29.79. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:24 UTC Exercise / conversionCommon Stock 7,000 $13.19 $92,330.00
Disclosure

SEC source: 0001179110-20-003083 · edgar.xml · nonDerivative · entry 3

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to Rule 10b5-1.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:24 UTC SaleCommon Stock 33,000 $28.47 $939,510.00
Disclosure

SEC source: 0001179110-20-003083 · edgar.xml · nonDerivative · entry 2

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,181

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.13 to $29.09. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:24 UTC Exercise / conversionCommon Stock 33,000 $13.19 $435,270.00
Disclosure

SEC source: 0001179110-20-003083 · edgar.xml · nonDerivative · entry 1

Reibstein Saul · CIK 0001495392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to Rule 10b5-1.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:31 UTC
CARLINO PETER MChairman Emeritus
OtherCommon Stock 210,442 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002589 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 4,520,841

F2 · kind: Shares distributed to all beneficiaries under the Carlino Family Trust.

F3 · ownership.nature: Includes 365,212 shares owned by a residuary trust for the benefit of Peter D. Carlino and Peter D. Carlino's children. The reporting person is a trustee of the residuary trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the residuary trust, except to the extent to of his pecuniary interest therein, and this report should not be deemed an admission the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F4 · ownership.nature: Includes 4,155,269 shares held by the Carlino Family Trust. The reporting person is a trustee of the trust with shared voting and investment power. The reporting person disclaims beneficial ownership of the shares owned by the trust, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:31 UTC
CARLINO PETER MChairman Emeritus
OtherCommon Stock 25,336 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002589 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,826

F1 · kind: Shares acquired by Peter M. Carlino as a beneficiary under the Carlino Family Trust.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:29 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
GrantCommon Stock 15,476 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002451 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,548

F1 · security: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:28 UTC
LaBombard ChristineSVP, Chief Accounting Officer
GrantCommon Stock 5,015 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002449 · edgar.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,452

F1 · security: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:57 UTC
Snowden Jay ADirector · President and CEO
GrantPhantom Stock Units · Derivative 19,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-002249 · edgar.xml · derivative · entry 5

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,298

Underlying: Common Stock · 19,298 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

F4 · price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

F4 · derivative.exercise_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

F4 · derivative.expiration_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:57 UTC
Snowden Jay ADirector · President and CEO
GrantCommon Stock 19,298 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002249 · edgar.xml · nonDerivative · entry 4

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,743

F3 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:57 UTC
Snowden Jay ADirector · President and CEO
GrantCommon Stock 13,583 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002249 · edgar.xml · nonDerivative · entry 3

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,445

F2 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:57 UTC
Snowden Jay ADirector · President and CEO
Tax withholdingCommon Stock 16,091 $38.17 $614,193.47
Disclosure

SEC source: 0001179110-20-002249 · edgar.xml · nonDerivative · entry 2

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,862

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:57 UTC
Snowden Jay ADirector · President and CEO
GrantCommon Stock 11,520 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002249 · edgar.xml · nonDerivative · entry 1

Snowden Jay A · CIK 0001532579 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,953

F1 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of the third year's performance goal. The forfeiture restrictions for all credited restricted stock pursuant to the performance shares award granted in 2017 lapsed on February 21, 2020, the date of approval by the Board of Directors.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
GrantPhantom Stock Units · Derivative 9,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001965 · edgar.xml · derivative · entry 5

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,972

Underlying: Common Stock · 9,972 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

F4 · price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

F4 · derivative.exercise_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

F4 · derivative.expiration_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
GrantCommon Stock 9,972 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 4

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,072

F3 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
GrantCommon Stock 6,238 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 3

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,100

F2 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
Tax withholdingCommon Stock 6,018 $36.87 $221,883.66
Disclosure

SEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 2

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,862

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Sottosanti CarlEVP,Gen Counsel & Secretary
GrantCommon Stock 4,480 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 1

Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,880

F1 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of the third year's performance goal. The forfeiture restrictions for all credited restricted stock pursuant to the performance shares award granted in 2017 lapsed on February 18, 2020, the date the achievement of the performance goal for the third performance period was determined.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:29 UTC
LaBombard ChristineSVP, Chief Accounting Officer
GrantCommon Stock 3,232 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001970 · edgar.xml · nonDerivative · entry 2

LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,437

F2 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which restricted stock remains subject to forfeiture.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:29 UTC
LaBombard ChristineSVP, Chief Accounting Officer
GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001970 · edgar.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205

F1 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement the second year's performance goal, which restricted stock remains subject to forfeiture.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Fair William JEVP and CFO
GrantPhantom Stock Units · Derivative 10,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001963 · edgar.xml · derivative · entry 5

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,652

Underlying: Common Stock · 10,652 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.

F4 · price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.

F4 · derivative.exercise_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.

F4 · derivative.expiration_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Fair William JEVP and CFO
GrantCommon Stock 10,652 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 4

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,484

F3 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of a portion of each of the first year's performance goals. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Fair William JEVP and CFO
GrantCommon Stock 7,496 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 3

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,832

F2 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the second year's performance goal. The forfeiture restrictions for such restricted stock will lapse on March 31, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Fair William JEVP and CFO
Tax withholdingCommon Stock 10,491 $36.87 $386,803.17
Disclosure

SEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 2

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,336

Read SEC document
February 18, 2020 Filed Feb 20, 2020 21:28 UTC
Fair William JEVP and CFO
GrantCommon Stock 7,829 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001963 · edgar.xml · nonDerivative · entry 1

Fair William J · CIK 0001611168 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,827

F1 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of the third year's performance goal. The forfeiture restrictions for all credited restricted stock pursuant to the performance shares award granted in 2017 lapsed on February 18, 2020, the date the achievement of the performance goal for the third performance period was determined.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001463 · edgar.xml · derivative · entry 3

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Disposition to issuerCommon Stock 4,856 $34.32 $166,657.92
Disclosure

SEC source: 0001179110-20-001463 · edgar.xml · nonDerivative · entry 2

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,690

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionCommon Stock 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001463 · edgar.xml · nonDerivative · entry 1

JACQUEMIN JOHN M · CIK 0001218091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001462 · edgar.xml · derivative · entry 4

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Disposition to issuerCommon Stock 4,856 $34.32 $166,657.92
Disclosure

SEC source: 0001179110-20-001462 · edgar.xml · nonDerivative · entry 2

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,581

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionCommon Stock 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001462 · edgar.xml · nonDerivative · entry 1

SHATTUCK KOHN BARBARA · CIK 0001013803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001461 · edgar.xml · derivative · entry 3

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Disposition to issuerCommon Stock 4,856 $34.32 $166,657.92
Disclosure

SEC source: 0001179110-20-001461 · edgar.xml · nonDerivative · entry 2

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,564

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionCommon Stock 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001461 · edgar.xml · nonDerivative · entry 1

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionPhantom Stock Unit · Derivative 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001460 · edgar.xml · derivative · entry 3

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Disposition to issuerCommon Stock 4,856 $34.32 $166,657.92
Disclosure

SEC source: 0001179110-20-001460 · edgar.xml · nonDerivative · entry 2

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,363

F2 · balance_after: Includes 7 shares that were previously inadvertently omitted.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:05 UTC Exercise / conversionCommon Stock 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001460 · edgar.xml · nonDerivative · entry 1

SCACCETTI JANE · CIK 0001179559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:04 UTC
HANDLER DAVID ADirector · Chairman of the Board
Exercise / conversionPhantom Stock Unit · Derivative 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001459 · edgar.xml · derivative · entry 3

HANDLER DAVID A · CIK 0001218092 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:04 UTC
HANDLER DAVID ADirector · Chairman of the Board
Disposition to issuerCommon Stock 4,856 $34.32 $166,657.92
Disclosure

SEC source: 0001179110-20-001459 · edgar.xml · nonDerivative · entry 2

HANDLER DAVID A · CIK 0001218092 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,129

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:04 UTC
HANDLER DAVID ADirector · Chairman of the Board
Exercise / conversionCommon Stock 4,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001459 · edgar.xml · nonDerivative · entry 1

HANDLER DAVID A · CIK 0001218092 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:04 UTC
CARLINO PETER MChairman Emeritus
Exercise / conversionPhantom Stock Unit · Derivative 7,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001458 · edgar.xml · derivative · entry 4

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:04 UTC
CARLINO PETER MChairman Emeritus
Disposition to issuerCommon Stock 7,284 $34.32 $249,986.88
Disclosure

SEC source: 0001179110-20-001458 · edgar.xml · nonDerivative · entry 2

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,490

Read SEC document
February 09, 2020 Filed Feb 11, 2020 23:04 UTC
CARLINO PETER MChairman Emeritus
Exercise / conversionCommon Stock 7,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-001458 · edgar.xml · nonDerivative · entry 1

CARLINO PETER M · CIK 0001211342 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 23:08 UTC
LaBombard ChristineSVP, Chief Accounting Officer
Tax withholdingCommon Stock 504 $25.96 $13,083.84
Disclosure

SEC source: 0001179110-20-000847 · edgar.xml · nonDerivative · entry 1

LaBombard Christine · CIK 0001761991 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,525

Read SEC document
January 04, 2020 Filed Jan 7, 2020 22:03 UTC Exercise / conversionPhantom Stock Units · Derivative 4,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000390 · edgar.xml · derivative · entry 10

NAPLES RONALD J · CIK 0001133696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432

Underlying: Common Stock · 4,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · price: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.exercise_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

F1 · derivative.expiration_date: The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.