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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
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1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2016 Filed Feb 15, 2017 22:49 UTC
TREFLER ALANC.E.O. & Chairman
GiftCommon Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011188 · doc5.xml · nonDerivative · entry 2

TREFLER ALAN · CIK 0001032235 · C.E.O. & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,449,248

F2 · shares: Represents gifts made to family members and others.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155219 · doc4.xml · derivative · entry 2

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:22 UTC Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155219 · doc4.xml · nonDerivative · entry 1

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:31 UTC Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155227 · doc4.xml · derivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:31 UTC Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155227 · doc4.xml · nonDerivative · entry 2

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:31 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155227 · doc4.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jones Family Foundation

Disclosed balance after: 65,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares owned by the Jones Family Foundation, to which Mr. Jones has no pecuniary interest.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:30 UTC Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155226 · doc4.xml · derivative · entry 2

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:30 UTC Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155226 · doc4.xml · nonDerivative · entry 1

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,097 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155224 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097

Underlying: Common Stock · 3,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 3291 restricted stock units, with 25% vesting immediately on September 9, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter, in alignment with other Board of Director grant vestings.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:26 UTC Exercise / conversionCommon Stock 1,097 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155224 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 3291 restricted stock units, with 25% vesting immediately on September 9, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter, in alignment with other Board of Director grant vestings.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155222 · doc4.xml · derivative · entry 3

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:26 UTC Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155222 · doc4.xml · nonDerivative · entry 2

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:26 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155222 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 8,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155221 · doc4.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Comm · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:25 UTC Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155221 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:23 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155220 · doc4.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:23 UTC
WEBER LARRYDirector
Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155220 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:59 UTC
GYENES PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 1,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155191 · doc4.xml · derivative · entry 2

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 21:59 UTC
GYENES PETERDirector
Exercise / conversionCommon Stock 1,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155191 · doc4.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on December 10, 2016, with a release date of December 12, 2016, the first business day following the vesting. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154463 · doc4.xml · derivative · entry 6

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,960

Underlying: Common Stock · 8,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 5% vesting on December 7, 2016. The original grant was 8798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154463 · doc4.xml · derivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280

Underlying: Common Stock · 5,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 5596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 143 $35.00 $5,005.00
Disclosure

SEC source: 0001209191-16-154463 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,479

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154463 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on December 7, 2016. The original grant was 8798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 91 $35.00 $3,185.00
Disclosure

SEC source: 0001209191-16-154463 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,182

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154463 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 5596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154464 · doc4.xml · derivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Underlying: Common Stock · 6,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 5% vesting on December 7, 2016. The original grant was 6994 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154464 · doc4.xml · derivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,526

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 10045 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 114 $35.00 $3,990.00
Disclosure

SEC source: 0001209191-16-154464 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,780

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154464 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on December 7, 2016. The original grant was 6994 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 163 $35.00 $5,705.00
Disclosure

SEC source: 0001209191-16-154464 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,544

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:18 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154464 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 10045 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:17 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154461 · doc4.xml · derivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280

Underlying: Common Stock · 5,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 5% vesting on December 7, 2016. The original grant was 5596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:17 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154461 · doc4.xml · derivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,526

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:17 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 91 $35.00 $3,185.00
Disclosure

SEC source: 0001209191-16-154461 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,749

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:17 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154461 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on December 7, 2016. The original grant was 5596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:17 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 163 $35.00 $5,705.00
Disclosure

SEC source: 0001209191-16-154461 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,560

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:17 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154461 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 194 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · derivative · entry 12

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 3,904 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 843 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,966

Underlying: Common Stock · 16,870 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 74 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680

Underlying: Common Stock · 1,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 1508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 258 $35.85 $9,249.30
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 57 $35.90 $2,046.30
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 137 $35.85 $4,911.45
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

F2 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 243 $35.90 $8,723.70
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 600 $35.85 $21,510.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501

F2 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 843 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 25 $35.00 $875.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258

Read SEC document
December 07, 2016 Filed Dec 9, 2016 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154460 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on December 7, 2016. The original grant was 1508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
December 02, 2016 Filed Dec 5, 2016 21:52 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 310 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153386 · doc4.xml · derivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

Underlying: Common Stock · 6,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on December 2, 2016. The original grant was 6192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.