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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 29 $43.50 $1,261.50
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 7, 2017. The original grant was 1,508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Options · Derivative 504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · derivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 5% vesting on March 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · derivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 7, 2017. The original grant was 5,596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 164 $43.50 $7,134.00
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,714

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 504 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on March 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 91 $43.50 $3,958.50
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,374

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 7, 2017. The original grant was 5,596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:37 UTC SaleCommon Stock 20,730 $43.86 $909,217.80
Disclosure

SEC source: 0001209191-17-018754 · doc4.xml · nonDerivative · entry 2

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,181

F1 · price: Represents the weighted average of the sale prices on March 3, 2017, ranging from $43.75 to $43.95.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:37 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018754 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 8,808

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
GrantRestricted Stock Units · Derivative 1,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · derivative · entry 18

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires not disclosed

F12 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2017. All RSUs vest 100% on March 2, 2018, subject to attainment of the CICP performance threshold for the year ending December 31, 2017.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
GrantStock Options · Derivative 24,382 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · derivative · entry 17

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,382

Underlying: Common Stock · 24,382 shares

Expires 2027-03-02

F11 · shares: Options vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
GrantRestricted Stock Units · Derivative 7,387 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · derivative · entry 16

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,387

Underlying: Common Stock · 7,387 shares

Expires not disclosed

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F10 · shares: RSUs vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options Units · Derivative 7,000 $0.00 Strike: $18.02 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · derivative · entry 15

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870

Underlying: Common Stock · 18,672 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 9,336, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 6,390 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · derivative · entry 14

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,690 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 1,845, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 3,880 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · derivative · entry 13

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,880 shares

Expires 2018-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 2,940, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 619 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · derivative · entry 12

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,431

Underlying: Common Stock · 12,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 2,807 $44.36 $124,518.52
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 11

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,186

F4 · price: Represents the weighted average of the sale prices on March 2, 2017, ranging from $44.35 and $44.38.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 4,193 $44.35 $185,959.55
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 10

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 9

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 2,746 $44.37 $121,840.02
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 8

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,186

F3 · price: Represents the weighted average of the sale prices on March 2, 2017, ranging from $44.35 and $44.43.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 3,644 $44.40 $161,793.60
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,932

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 6,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 2,269 $44.42 $100,788.98
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,186

F2 · price: Represents the weighted average of the sale prices on March 2, 2017, ranging from $44.40 and $44.43.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 1,611 $44.40 $71,528.40
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,455

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 3,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 213 $45.20 $9,627.60
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,186

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:38 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 619 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018424 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 12,383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:27 UTC GrantRestricted Stock Units · Derivative 3,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018416 · doc4.xml · derivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317

Underlying: Common Stock · 3,317 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F5 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2017. All RSUs vest 100% on March 2, 2018, subject to attainment of the CICP performance threshold for the year ending December 31, 2017.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:27 UTC GrantStock Options · Derivative 9,378 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-17-018416 · doc4.xml · derivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,378

Underlying: Common Stock · 9,378 shares

Expires 2027-03-02

F4 · shares: Options vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:27 UTC GrantRestricted Stock Units · Derivative 2,841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018416 · doc4.xml · derivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Underlying: Common Stock · 2,841 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: RSUs vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:23 UTC
PYLE MICHAEL RSenior VP, Engineering
GrantRestricted Stock Units · Derivative 2,901 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018410 · doc4.xml · derivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901

Underlying: Common Stock · 2,901 shares

Expires not disclosed

F5 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2017. All RSUs vest 100% on March 2, 2018, subject to attainment of the CICP performance threshold for the year ending December 31, 2017.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:23 UTC
PYLE MICHAEL RSenior VP, Engineering
GrantRestricted Stock Options · Derivative 4,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018410 · doc4.xml · derivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 4,534 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F4 · shares: RSUs vest 50% on March 2, 2018, and the remaining 50% vests on March 2, 2019.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:23 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018410 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

Underlying: Common Stock · 11,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:23 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 182 $45.20 $8,226.40
Disclosure

SEC source: 0001209191-17-018410 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,726

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:23 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018410 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
GrantRestricted Stock Units · Derivative 1,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 1,140 shares

Expires not disclosed

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F8 · shares: Represents election by the individual, as part of the Company's Corporate Incentive Plan (CICP), to receive half of their annual bonus in RSUs, based upon the Company's stock price as of March 2, 2017. All RSUs vest 100% on March 2, 2018, subject to attainment of the CICP performance threshold for the year ending December 31, 2017.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
GrantStock Options · Derivative 11,253 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,253

Underlying: Common Stock · 11,253 shares

Expires 2027-03-02

F7 · shares: Options vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

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March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
GrantRestricted Stock Units · Derivative 3,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · derivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,410

Underlying: Common Stock · 3,410 shares

Expires not disclosed

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F6 · shares: RSUs vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 844 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · derivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,122

Underlying: Common Stock · 16,870 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 6,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 284 $44.62 $12,672.08
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the weighted average of the sale prices on March 2, 2017, ranging from $44.60 to $44.65.

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March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 560 $44.65 $25,004.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

F2 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

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March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 844 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 232 $44.50 $10,324.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 117 $45.20 $5,288.40
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:16 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018401 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 6,192 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:09 UTC
KRA DOUGLAS ISVP, Global Customer Success
GrantRestricted Stock Units · Derivative 7,387 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018396 · doc4.xml · derivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,387

Underlying: Common Stock · 7,387 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F5 · shares: RSUs vest 20% on March 2, 2,018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:09 UTC
KRA DOUGLAS ISVP, Global Customer Success
GrantStock Options · Derivative 24,382 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-17-018396 · doc4.xml · derivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,382

Underlying: Common Stock · 24,382 shares

Expires 2027-03-02

F4 · shares: Options vest 20% on March 2, 2018, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:09 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018396 · doc4.xml · derivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

Underlying: Common Stock · 11,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 2, 2017. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.