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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2017 Filed Mar 13, 2017 22:56 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020320 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 8,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:54 UTC Exercise / conversionRestricted Stock Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020315 · doc4.xml · derivative · entry 2

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:54 UTC Exercise / conversionCommon Stock 1,150 $43.45 $49,967.50
Disclosure

SEC source: 0001209191-17-020315 · doc4.xml · nonDerivative · entry 1

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:43 UTC
GYENES PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020299 · doc4.xml · derivative · entry 2

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:43 UTC
GYENES PETERDirector
Exercise / conversionCommon Stock 1,150 $43.45 $49,967.50
Disclosure

SEC source: 0001209191-17-020299 · doc4.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:40 UTC Exercise / conversionRestricted Stock Units · Derivative 1,097 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020295 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 3,291 restricted stock units, with 25% vesting immediately on September 9, 2016, and the remainder vesting in equal quarterly installments over the remaining two quarters thereafter, in alignment with the other Board of Director grants.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 22:40 UTC Exercise / conversionCommon Stock 1,097 $43.45 $47,664.65
Disclosure

SEC source: 0001209191-17-020295 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 10, 2017. Original grant was 3,291 restricted stock units, with 25% vesting immediately on September 9, 2016, and the remainder vesting in equal quarterly installments over the remaining two quarters thereafter, in alignment with the other Board of Director grants.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020583 · doc4.xml · derivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:14 UTC Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020583 · doc4.xml · nonDerivative · entry 2

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 25% vesting on March 10, 2017. Original grant was 4,603 restricted stock units, with 25% vesting immediately on June 10, 2016, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 21:14 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020583 · doc4.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jones Family Foundation

Disclosed balance after: 64,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest. The total shares held by the Jones Family Foundation has been recalculated and adjusted to reflect the correct number held.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 2,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · derivative · entry 9

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,640

Underlying: Common Stock · 12,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents 20% vesting on March 9, 2017. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 782 $43.85 $34,290.70
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · nonDerivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,389

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 2,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 20% vesting on March 9, 2017. The original grant was 12,049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 4,132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · derivative · entry 17

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F8 · shares: Represents 100% vesting on March 9, 2017. The original grant was 4,132 restricted stock units, which were granted on March 9, 2016. As part of the Company's 2016 Corporate Incentive Plan (CICP), Mr. Pyle elected to receive half of his annual bonus in RSUs.

F11 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · derivative · entry 16

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,427

Underlying: Common Stock · 8,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F7 · shares: Represents 20% vesting on March 9, 2017. The original grant was 8,033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F11 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 1,341 $43.85 $58,802.85
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 12

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,554

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 4,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 11

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Represents 100% vesting on March 9, 2017. The original grant was 4,132 restricted stock units, which were granted on March 9, 2016. As part of the Company's 2016 Corporate Incentive Plan (CICP), Mr. Pyle elected to receive half of his annual bonus in RSUs.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 522 $43.85 $22,889.70
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 10

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,763

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 1,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 9

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents 20% vesting on March 9, 2017. The original grant was 8,033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · derivative · entry 13

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F4 · shares: Represents 100% vesting on March 9, 2017. The original grant was 1,288 restricted stock units, which were granted on March 9, 2016. As part of the Company's 2016 Corporate Incentive Plan (CICP), Mr. Kouninis elected to receive half of his annual bonus in RSUs.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · derivative · entry 12

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Underlying: Common Stock · 6,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents 20% vesting on March 9, 2017. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 407 $43.85 $17,846.95
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 1,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents 100% vesting on March 9, 2017. The original grant was 1,288 restricted stock units, which were granted on March 9, 2016. As part of the Company's 2016 Corporate Incentive Plan (CICP), Mr. Kouninis elected to receive half of his annual bonus in RSUs.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 468 $43.85 $20,521.80
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 1,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 20% vesting on March 9, 2017. The original grant was 6,527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 2,209 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · derivative · entry 9

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,836

Underlying: Common Stock · 11,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents 20% vesting on March 9, 2017. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 717 $43.85 $31,440.45
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,206

Read SEC document
March 09, 2017 Filed Mar 9, 2017 22:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019669 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 20% vesting on March 9, 2017. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 08, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 8,000 $44.11 $352,880.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 8

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,679

F6 · price: Represents the weighted average of the sale prices on March 8, 2017, ranging from $43.75 to $44.40.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Options · Derivative 504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · derivative · entry 8

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 5% vesting on March 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · derivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 7, 2017. The original grant was 6,994 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 164 $43.50 $7,134.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 504 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on March 7, 2017. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 114 $43.50 $4,959.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,422

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:37 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019685 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on March 7, 2017. The original grant was 6,994 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 280 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · derivative · entry 15

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F5 · shares: Represents 5% vesting on March 7, 2017. The original grant was 5,596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F11 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Options · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · derivative · entry 14

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: Common Stock · 8,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F4 · shares: Represents 5% vesting on March 7, 2017. The original grant was 8,798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F11 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 4,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · derivative · entry 13

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 32,000 shares

Expires 2017-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.underlying_shares: Options vested 20% on December 13, 2008, with the remaining 80% vesting in equal quarterly installments over the next four years.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 91 $43.50 $3,958.50
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 7

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,679

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 6

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents 5% vesting on March 7, 2017. The original grant was 5,596 restricted stock units, with 20% vesting on March 7, 2013, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 143 $43.50 $6,220.50
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,490

Read SEC document
March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents 5% vesting on March 7, 2017. The original grant was 8,798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 1,868 $44.87 $83,817.16
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,193

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on March 7, 2017, ranging from $44.55 to $45.25.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 1,665 $44.25 $73,676.25
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,061

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by way of withholding by the Company of shares of equal value.

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March 07, 2017 Filed Mar 9, 2017 22:34 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019680 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 07, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 196 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,562

Underlying: Common Stock · 3,904 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.underlying_shares: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

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March 07, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604

Underlying: Common Stock · 1,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on March 7, 2017. The original grant was 1,508 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 07, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 67 $44.80 $3,001.60
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47

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March 07, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 129 $44.75 $5,772.75
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

F2 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

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March 07, 2017 Filed Mar 9, 2017 22:24 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 196 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019675 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.