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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2017 Filed Jun 23, 2017 21:24 UTC Exercise / conversionCommon Stock 523 $59.86 $31,306.78
Disclosure

SEC source: 0001209191-17-041727 · doc4.xml · nonDerivative · entry 1

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:22 UTC Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041723 · doc4.xml · derivative · entry 3

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:22 UTC Exercise / conversionRestricted Stock Units · Derivative 2,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041723 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents a grant of 2,089 restricted stock units on June 21, 2017, in consideration for Ms. Ledingham's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next three quarters, with the first 25% vesting immediately.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:22 UTC Exercise / conversionCommon Stock 523 $59.86 $31,306.78
Disclosure

SEC source: 0001209191-17-041723 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041721 · doc4.xml · derivative · entry 4

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041721 · doc4.xml · derivative · entry 3

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents a grant of 2,089 restricted stock units on June 21, 2017, in consideration for Mr. O'Halloran's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next three quarters, with the first 25% vesting immediately.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:20 UTC Exercise / conversionCommon Stock 523 $59.86 $31,306.78
Disclosure

SEC source: 0001209191-17-041721 · doc4.xml · nonDerivative · entry 2

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:20 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041721 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 8,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041717 · doc4.xml · derivative · entry 3

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:17 UTC Exercise / conversionRestricted Stock Units · Derivative 2,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041717 · doc4.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents a grant of 2,089 restricted stock units on June 21, 2017, in consideration for Ms. Rowlands' service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next three quarters, with the first 25% vesting immediately.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:17 UTC Exercise / conversionCommon Stock 523 $59.86 $31,306.78
Disclosure

SEC source: 0001209191-17-041717 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:14 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041713 · doc4.xml · derivative · entry 3

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:14 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 2,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041713 · doc4.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents a grant of 2,089 restricted stock units on June 21, 2017, in consideration for Mr. Weber's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next three quarters, with the first 25% vesting immediately.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:14 UTC
WEBER LARRYDirector
Exercise / conversionCommon Stock 523 $59.86 $31,306.78
Disclosure

SEC source: 0001209191-17-041713 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041711 · doc4.xml · derivative · entry 3

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 2,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041711 · doc4.xml · derivative · entry 2

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents a grant of 2,089 restricted stock units on June 21, 2017, in consideration for Mr. Wyman's service as a member of the Company's Board of Directors. These restricted stock units will vest in equal quarterly amounts over the next three quarters, with the first 25% vesting immediately.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 21:12 UTC Exercise / conversionCommon Stock 523 $59.86 $31,306.78
Disclosure

SEC source: 0001209191-17-041711 · doc4.xml · nonDerivative · entry 1

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on June 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:13 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 32,000 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-17-041114 · doc4.xml · derivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,704

Underlying: Common Stock · 64,704 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

F4 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 32,352, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:13 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 13,787 $59.11 $814,949.57
Disclosure

SEC source: 0001209191-17-041114 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293

F2 · price: Represents the weighted average of the sale prices on June 16, 2017, ranging from $58.95 to $59.35.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:13 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 18,213 $59.30 $1,080,030.90
Disclosure

SEC source: 0001209191-17-041114 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,080

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:13 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041114 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:09 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 220 $59.35 $13,057.00
Disclosure

SEC source: 0001209191-17-041112 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:30 UTC SaleCommon Stock 1,151 $60.75 $69,923.25
Disclosure

SEC source: 0001209191-17-039834 · doc4.xml · nonDerivative · entry 2

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,180

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:30 UTC SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-039834 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 8,808

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · derivative · entry 11

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,037

Underlying: Common Stock · 12,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F5 · shares: Represents 5% vesting on June 9, 2017. The original grant was 12049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 14,938 $0.00 Strike: $16.02 $0.00
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · derivative · entry 10

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,938 shares

Expires 2021-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Options vested 20% on March 17, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.

F9 · derivative.underlying_shares: The grant of restricted stock units was previously reported as 7469, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 284 $63.65 $18,076.60
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · nonDerivative · entry 8

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,180

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 603 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · nonDerivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents 5% vesting on June 9, 2017. The original grant was 12049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 3,120 $64.22 $200,366.40
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · nonDerivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

F4 · price: Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.20 to $64.25.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 5,940 $64.34 $382,179.60
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,981

F3 · price: Represents the weighted average of the sale prices on June 9, 2017, ranging from $64.30 to $64.35.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 8,998 $64.35 $579,021.30
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,921

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 14,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:11 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038926 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Underlying: Common Stock · 8,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on June 9, 2017. The original grant was 8033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:11 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 190 $63.65 $12,093.50
Disclosure

SEC source: 0001209191-17-038926 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,594

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:11 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038926 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on June 9, 2017. The original grant was 8033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:02 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038918 · doc4.xml · derivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common Stock · 11,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 5% vesting on June 9, 2017. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:02 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 180 $63.65 $11,457.00
Disclosure

SEC source: 0001209191-17-038918 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293

Read SEC document
June 09, 2017 Filed Jun 9, 2017 21:02 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 552 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038918 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on June 9, 2017. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,896

Underlying: Common Stock · 6,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F3 · shares: Represents 5% vesting on June 9, 2017. The original grant was 6527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 09, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 106 $63.65 $6,746.90
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220

Read SEC document
June 09, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 326 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents 5% vesting on June 9, 2017. The original grant was 6527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 194 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 3,904 shares

Expires 2025-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 51 $63.25 $3,225.75
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 89 $63.15 $5,620.35
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 105 $63.10 $6,625.50
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:59 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038914 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:46 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038568 · doc4.xml · derivative · entry 7

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080

Underlying: Common Stock · 8,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F4 · shares: Represents 5% vesting on June 7, 2017. The original grant was 8798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:46 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 208 $60.60 $12,604.80
Disclosure

SEC source: 0001209191-17-038568 · doc4.xml · nonDerivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,382

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:46 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038568 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents 5% vesting on June 7, 2017. The original grant was 8798 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 21:14 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038930 · doc4.xml · derivative · entry 9

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on June 7, 2017. The original grant was 10054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F7 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.