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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 514 $57.75 $29,683.50
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,608

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 978 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 723 $57.91 $41,868.93
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on October 2, 2017, ranging from $57.05 to $58.40.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 801 $57.75 $46,257.75
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,867

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:21 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 1,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055933 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:41 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053875 · doc4.xml · derivative · entry 2

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:41 UTC Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053875 · doc4.xml · nonDerivative · entry 1

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:38 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053873 · doc4.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:38 UTC
WEBER LARRYDirector
Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053873 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:37 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053870 · doc4.xml · derivative · entry 3

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:37 UTC Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053870 · doc4.xml · nonDerivative · entry 2

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:37 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053870 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 8,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:35 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053868 · doc4.xml · derivative · entry 2

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:35 UTC Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053868 · doc4.xml · nonDerivative · entry 1

KAPLAN STEVEN F · CIK 0001018113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:33 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053866 · doc4.xml · derivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F2 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:33 UTC Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053866 · doc4.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:33 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053866 · doc4.xml · nonDerivative · entry 2

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jones Family Foundation

Disclosed balance after: 44,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:33 UTC Exercise / conversionCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053866 · doc4.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 219,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:31 UTC
GYENES PETERDirector
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053864 · doc4.xml · derivative · entry 2

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:31 UTC
GYENES PETERDirector
Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053864 · doc4.xml · nonDerivative · entry 1

GYENES PETER · CIK 0001184792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:29 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053860 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:29 UTC Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053860 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:27 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053858 · doc4.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044

Underlying: Common Stock · 2,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 21:27 UTC Exercise / conversionCommon Stock 522 $57.45 $29,988.90
Disclosure

SEC source: 0001209191-17-053858 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on September 21, 2017. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 956 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001209191-17-053196 · doc4.xml · derivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,383

Underlying: Common Stock · 19,118 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 354 $55.90 $19,788.60
Disclosure

SEC source: 0001209191-17-053196 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 602 $55.85 $33,621.70
Disclosure

SEC source: 0001209191-17-053196 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 956 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053196 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 21:07 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052842 · doc4.xml · derivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 1,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 20% vesting on September 12, 2017. The original grant was 1856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 21:07 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 121 $56.55 $6,842.55
Disclosure

SEC source: 0001209191-17-052842 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728

Read SEC document
September 12, 2017 Filed Sep 14, 2017 21:07 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052842 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 20% vesting on September 12, 2017. The original grant was 1856 restricted stock units, with 20% vesting on September 12, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:27 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052675 · doc4.xml · derivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,624

Underlying: Common Stock · 8,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 8033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:27 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 189 $55.65 $10,517.85
Disclosure

SEC source: 0001209191-17-052675 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,093

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:27 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052675 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 8033 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:28 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052677 · doc4.xml · derivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,435

Underlying: Common Stock · 12,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 12049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:28 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 284 $55.65 $15,804.60
Disclosure

SEC source: 0001209191-17-052677 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:28 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 602 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052677 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 12049 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:24 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052671 · doc4.xml · derivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,732

Underlying: Common Stock · 11,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:24 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 260 $55.65 $14,469.00
Disclosure

SEC source: 0001209191-17-052671 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:24 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 552 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052671 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 196 $0.00 Strike: $20.05 $0.00
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · derivative · entry 11

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

Underlying: Common Stock · 3,904 shares

Expires 2024-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested 20% on March 7, 2015, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 844 $0.00 Strike: $20.49 $0.00
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · derivative · entry 10

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,435

Underlying: Common Stock · 16,870 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on March 2, 2016, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · derivative · entry 9

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

Underlying: Common Stock · 6,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.

F1 · shares: Represents 5% vesting on September 9, 2017, with a release date of September 11, 2017, the first business day following the vesting. The original grant was 6527 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 85 $56.57 $4,808.45
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · nonDerivative · entry 8

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 111 $56.55 $6,277.05
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · nonDerivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 196 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · nonDerivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 363 $56.50 $20,509.50
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 481 $56.45 $27,152.45
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841

F2 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 844 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 21:22 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 107 $55.65 $5,954.55
Disclosure

SEC source: 0001209191-17-052669 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.