Tapewire

Nasdaq · USD

PEGA

PEGASYSTEMS INC

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Tapewire entity
309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2018 Filed Jun 6, 2018 22:28 UTC Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036146 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on June 2, 2018, with a release date of June 4, 2018, the first business day following the vesting. The original grant was 2841 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 22:26 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036141 · doc4.xml · derivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,541

Underlying: Common Stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · shares: Represents 5% vesting on June 2, 2018, with a release date of June 4, 2018, the first business day following the vesting. The original grant was 7387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 22:26 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 619 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036141 · doc4.xml · derivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

Underlying: Common Stock · 619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on June 2, 2018, with a release date of June 4, 2018, the first business day following the vesting. The original grant was 12383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 22:26 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 109 $62.30 $6,790.70
Disclosure

SEC source: 0001209191-18-036141 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,890

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 22:26 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036141 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 5% vesting on June 2, 2018, with a release date of June 4, 2018, the first business day following the vesting. The original grant was 7387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 22:26 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 183 $62.30 $11,400.90
Disclosure

SEC source: 0001209191-18-036141 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,630

Read SEC document
June 04, 2018 Filed Jun 6, 2018 22:26 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 619 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036141 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on June 2, 2018, with a release date of June 4, 2018, the first business day following the vesting. The original grant was 12383 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:15 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-035803 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,986

Underlying: Common Stock · 3,500 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:15 UTC SaleCommon Stock 2,075 $62.29 $129,251.75
Disclosure

SEC source: 0001209191-18-035803 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,171

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices, ranging from $62.10 to $62.63. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:15 UTC Tax withholdingCommon Stock 2,425 $62.05 $150,471.25
Disclosure

SEC source: 0001209191-18-035803 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,246

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:15 UTC Exercise / conversionCommon Stock 3,500 $27.74 $97,090.00
Disclosure

SEC source: 0001209191-18-035803 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 956 $0.00 Strike: $25.20 $0.00
Disclosure

SEC source: 0001209191-18-034694 · doc4.xml · derivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,427

Underlying: Common Stock · 956 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on March 9, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 403 $62.73 $25,280.19
Disclosure

SEC source: 0001209191-18-034694 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 553 $62.65 $34,645.45
Disclosure

SEC source: 0001209191-18-034694 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kouninis' tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:33 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 956 $25.20 $24,091.20
Disclosure

SEC source: 0001209191-18-034694 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:22 UTC SaleCommon Stock 2,000 $61.40 $122,800.00
Disclosure

SEC source: 0001209191-18-034417 · doc4.xml · nonDerivative · entry 2

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 216,192

F1 · balance_after: The Form 4 filed on March 23, 2018 is amended by this Form 4 amendment to clarify the number of shares held directly and indirectly by Mr. Jones.

Read SEC document
May 29, 2018 Filed Mar 18, 2019 23:09 UTC Amendment SaleCommon Stock 2,000 $61.40 $122,800.00
Disclosure

SEC source: 0001209191-19-020116 · doc4a.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jones Family Foundation

Disclosed balance after: 59,590

F1 · ownership.nature: The Form 4 filed on May 31,2018 is being amended to correct that 2000 shares were sold on May 29, 2018 by the Jones Family foundation rather than the Richard H. Jones Revocable Trust. All forms filed after March 31, 2018 understated the ownership of Richard H. Jones Revocable Trust by 2,000 shares.

F2 · ownership.nature: Shares owned by the Jones Family Foundation, of which Mr. Jones has no pecuniary interest.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 32,704 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · derivative · entry 8

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,704 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vest 20% on December 12, 2013, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 14,897 $61.39 $914,526.83
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · nonDerivative · entry 7

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,183

F2 · price: Represents the weighted average of the sale prices, ranging from $61.15 to $61.55. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 5,448 $61.25 $333,690.00
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · nonDerivative · entry 6

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,080

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 10,000 $11.05 $110,500.00
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · nonDerivative · entry 5

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 5,444 $61.45 $334,533.80
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · nonDerivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,528

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 10,000 $11.05 $110,500.00
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 6,915 $61.50 $425,272.50
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,972

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:15 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 12,704 $11.05 $140,379.20
Disclosure

SEC source: 0001209191-18-031813 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:46 UTC Exercise / conversionStock Options · Derivative 10,576 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-030538 · doc4.xml · derivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,486

Underlying: Common Stock · 10,576 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 20% on August 1, 2017, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:46 UTC Tax withholdingCommon Stock 7,295 $62.85 $458,490.75
Disclosure

SEC source: 0001209191-18-030538 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,171

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 14, 2018 Filed May 16, 2018 20:46 UTC Exercise / conversionCommon Stock 10,576 $27.74 $293,378.24
Disclosure

SEC source: 0001209191-18-030538 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:34 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-027765 · doc4.xml · derivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,062

Underlying: Common Stock · 3,500 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 2,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027765 · doc4.xml · derivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,426

Underlying: Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on May 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:34 UTC SaleCommon Stock 2,057 $60.93 $125,333.01
Disclosure

SEC source: 0001209191-18-027765 · doc4.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

F3 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sale prices, ranging from $60.78 to $61.35. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:34 UTC Tax withholdingCommon Stock 2,443 $60.80 $148,534.40
Disclosure

SEC source: 0001209191-18-027765 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947

F2 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:34 UTC Exercise / conversionCommon Stock 3,500 $27.74 $97,090.00
Disclosure

SEC source: 0001209191-18-027765 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:34 UTC Tax withholdingCommon Stock 973 $61.05 $59,401.65
Disclosure

SEC source: 0001209191-18-027765 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Read SEC document
May 01, 2018 Filed May 3, 2018 21:34 UTC Exercise / conversionCommon Stock 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027765 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on May 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 21:10 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 8,000 $60.20 $481,600.00
Disclosure

SEC source: 0001209191-18-024380 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices, ranging from $61.85 to $62.65. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:07 UTC Exercise / conversionStock Options · Derivative 3,500 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-18-023772 · doc4.xml · derivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,562

Underlying: Common Stock · 3,500 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vest 20% on August 1, 2017, and the remaining 80% vest in equal quarterly installments over the remaining four years.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:07 UTC SaleCommon Stock 2,048 $60.21 $123,310.08
Disclosure

SEC source: 0001209191-18-023772 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,676

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices, ranging from $59.90 to $60.55. The individual has provided the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and options awards.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:07 UTC Tax withholdingCommon Stock 2,452 $60.20 $147,610.40
Disclosure

SEC source: 0001209191-18-023772 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,724

F1 · shares: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the issuer of shares of equal value.

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April 02, 2018 Filed Apr 4, 2018 21:07 UTC Exercise / conversionCommon Stock 3,500 $27.74 $97,090.00
Disclosure

SEC source: 0001209191-18-023772 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021528 · doc4.xml · derivative · entry 2

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 21, 2018 Filed Mar 23, 2018 22:05 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021528 · doc4.xml · nonDerivative · entry 1

WYMAN WILLIAM W · CIK 0001077644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021522 · doc4.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 22:02 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021522 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 22:03 UTC
WEBER LARRYDirector
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021526 · doc4.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 22:03 UTC
WEBER LARRYDirector
Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021526 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021517 · doc4.xml · derivative · entry 3

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 22:00 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021517 · doc4.xml · nonDerivative · entry 1

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021515 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F3 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 21:58 UTC Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021515 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 21, 2018. Original grant was 2,089 restricted stock units, with 25% vesting immediately on June 21, 2017, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.