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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2020 Filed Sep 3, 2020 20:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049413 · doc4.xml · derivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217

Underlying: Common Stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · derivative.exercise_date: Represents a 5% vesting on September 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F7 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:34 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 164 $132.72 $21,766.08
Disclosure

SEC source: 0001209191-20-049413 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,182

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049413 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents a 5% vesting on September 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · derivative · entry 8

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

Underlying: Common Stock · 142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F7 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:28 UTC SaleCommon Stock 2,000 $133.37 $266,740.00
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · nonDerivative · entry 7

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,066

F4 · price: Represents the weighted average of the sales prices on September 2, 2020, ranging from $133.36 to $133.45. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F5 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:28 UTC Tax withholdingCommon Stock 63 $132.72 $8,361.36
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · nonDerivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,066

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:28 UTC Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · nonDerivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:20 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionRestricted Stock Units · Derivative 369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049391 · doc4.xml · derivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217

Underlying: Common Stock · 369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · derivative.exercise_date: Represents a 5% vesting on September 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:20 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 164 $132.72 $21,766.08
Disclosure

SEC source: 0001209191-20-049391 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,562

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:20 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 369 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049391 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents a 5% vesting on September 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionRestricted Stock Units · Derivative 171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049386 · doc4.xml · derivative · entry 7

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F2 · derivative.exercise_date: Represents a 5% vesting on September 2, 2020. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 51 $132.72 $6,768.72
Disclosure

SEC source: 0001209191-20-049386 · doc4.xml · nonDerivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 171 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049386 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents a 5% vesting on September 2, 2020. The original grant was 3,410 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,300 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-20-049413 · doc4.xml · derivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,265

Underlying: Common Stock · 1,300 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:34 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 661 $130.88 $86,511.68
Disclosure

SEC source: 0001209191-20-049413 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,977

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:34 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 639 $129.07 $82,475.73
Disclosure

SEC source: 0001209191-20-049413 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,638

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:34 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,300 $11.05 $14,365.00
Disclosure

SEC source: 0001209191-20-049413 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:28 UTC SaleCommon Stock 100 $132.47 $13,247.00
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,987

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:28 UTC SaleCommon Stock 300 $131.85 $39,555.00
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,087

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sales prices on September 1, 2020, ranging from $131.27 to $132.15. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:28 UTC SaleCommon Stock 500 $130.29 $65,145.00
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,387

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sales prices on September 1, 2020, ranging from $129.86 to $130.80. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:28 UTC SaleCommon Stock 100 $128.86 $12,886.00
Disclosure

SEC source: 0001209191-20-049407 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,887

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:26 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 2,594 $132.31 $343,212.14
Disclosure

SEC source: 0001209191-20-049404 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: Represents the weighted average of the sales prices on September 1, 2020, ranging from $132.06 to $132.62. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:26 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 1,006 $131.26 $132,047.56
Disclosure

SEC source: 0001209191-20-049404 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: Represents the weighted average of the sales prices on September 1, 2020, ranging from $130.92 to $131.82. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:26 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 3,200 $130.38 $417,216.00
Disclosure

SEC source: 0001209191-20-049404 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,176

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sales prices on September 1, 2020, ranging from $129.84 to $130.80. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:26 UTC
PYLE MICHAEL RSenior VP, Engineering
SaleCommon Stock 700 $129.17 $90,419.00
Disclosure

SEC source: 0001209191-20-049404 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,376

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sales prices on September 1, 2020, ranging from $128.80 to $129.78. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 1,000 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-20-049386 · doc4.xml · derivative · entry 6

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 467 $131.00 $61,177.00
Disclosure

SEC source: 0001209191-20-049386 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 533 $131.00 $69,823.00
Disclosure

SEC source: 0001209191-20-049386 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

F1 · price: Represents the exercise price of stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:18 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 1,000 $44.30 $44,300.00
Disclosure

SEC source: 0001209191-20-049386 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 21:12 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 1,000 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-20-048543 · doc4.xml · derivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,003

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 21:12 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 453 $123.50 $55,945.50
Disclosure

SEC source: 0001209191-20-048543 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 21:12 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 547 $123.50 $67,554.50
Disclosure

SEC source: 0001209191-20-048543 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455

F1 · price: Represents the exercise price of the stock options referenced to Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 21:12 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 1,000 $44.30 $44,300.00
Disclosure

SEC source: 0001209191-20-048543 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2020 Filed Feb 12, 2021 21:42 UTC GiftCommon stock 41,978 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000018 · wf-form5_161316609857185.xml · nonDerivative · entry 4

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Patricia Jones Revocable Trust

Disclosed balance after: 99,923

F3 · shares: Gift from the Richard H. Jones Revocable Trust.

Read SEC document
August 20, 2020 Filed Feb 12, 2021 21:42 UTC GiftCommon stock 41,978 $0.00 $0.00
Disclosure

SEC source: 0001013857-21-000018 · wf-form5_161316609857185.xml · nonDerivative · entry 3

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Richard H. Jones Revocable Trust

Disclosed balance after: 437,191

F2 · shares: Gift made to the Patricia Jones Revocable Trust.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 20:36 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionStock Options · Derivative 1,000 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-20-046959 · doc4.xml · derivative · entry 5

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 20:36 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 442 $118.50 $52,377.00
Disclosure

SEC source: 0001209191-20-046959 · doc4.xml · nonDerivative · entry 4

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 20:36 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Tax withholdingCommon Stock 558 $118.50 $66,123.00
Disclosure

SEC source: 0001209191-20-046959 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

F1 · price: Represents the exercise price of the stock options referenced in Table II and Mr. Kouninis's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 20:36 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
Exercise / conversionCommon Stock 1,000 $44.30 $44,300.00
Disclosure

SEC source: 0001209191-20-046959 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 17, 2020 Filed Aug 19, 2020 21:11 UTC
WEBER LARRYDirector
Exercise / conversionStock Options · Derivative 2,861 $0.00 Strike: $117.47 $0.00
Disclosure

SEC source: 0001209191-20-047547 · doc4.xml · derivative · entry 2

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Weber's service as Director for the annual term.

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August 17, 2020 Filed Aug 19, 2020 21:11 UTC
WEBER LARRYDirector
Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047547 · doc4.xml · nonDerivative · entry 1

WEBER LARRY · CIK 0001330532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents share of unrestricted common stock received as consideration for Mr. Weber's service as Director for the annual term.

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August 17, 2020 Filed Aug 19, 2020 21:07 UTC Exercise / conversionStock Options · Derivative 2,861 $0.00 Strike: $117.47 $0.00
Disclosure

SEC source: 0001209191-20-047541 · doc4.xml · derivative · entry 2

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Ms. Rowlands' service as Director for the annual term.

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August 17, 2020 Filed Aug 19, 2020 21:07 UTC Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047541 · doc4.xml · nonDerivative · entry 1

Rowlands Sharon T · CIK 0001431927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Ms. Rowlands' service as Director for the annual term.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:04 UTC Exercise / conversionStock Options · Derivative 2,861 $0.00 Strike: $117.47 $0.00
Disclosure

SEC source: 0001209191-20-047537 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Ms. Ledingham's service as Director for the annual term.

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August 17, 2020 Filed Aug 19, 2020 21:04 UTC Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047537 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Ms. Ledingham's service as Director for the annual term.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:00 UTC Exercise / conversionStock Options · Derivative 2,861 $0.00 Strike: $117.47 $0.00
Disclosure

SEC source: 0001209191-20-047534 · doc4.xml · derivative · entry 2

LAFOND CHRISTOPHER · CIK 0001265668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Lafond's service as Director for the annual term.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:00 UTC Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047534 · doc4.xml · nonDerivative · entry 1

LAFOND CHRISTOPHER · CIK 0001265668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Mr. Lafond's service as Director for the annual term.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:55 UTC Exercise / conversionStock Options · Derivative 2,861 $0.00 Strike: $117.47 $0.00
Disclosure

SEC source: 0001209191-20-047527 · doc4.xml · derivative · entry 5

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Jones' service as Director for the annual term.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:55 UTC Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047527 · doc4.xml · nonDerivative · entry 1

JONES RICHARD H · CIK 0001222574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of unrestricted common stock received as consideration for Mr. Jones' service as Director for the annual term.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:49 UTC Exercise / conversionStock Options · Derivative 2,861 $0.00 Strike: $117.47 $0.00
Disclosure

SEC source: 0001209191-20-047521 · doc4.xml · derivative · entry 2

HOVSEPIAN RONALD W · CIK 0001091482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2030-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Non-statutory stock options fully vested on issuance and granted as consideration for Mr. Hovsepian's service as Director for the annual term.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.