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Nasdaq · USD

PDSB

PDS Biotechnology Corp

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7939
SEC CIK
0001472091
Parsed reports
216

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 19, 2020 16:31 UTC GrantCommon Stock 38,400 $1.30 $49,920.00
Disclosure

SEC source: 0001140361-20-003647 · form4.xml · nonDerivative · entry 1

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,271

F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on February 14, 2020.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:30 UTC GrantCommon Stock 384,615 $1.30 $499,999.50
Disclosure

SEC source: 0001140361-20-003646 · form4.xml · nonDerivative · entry 1

SYKES RICHARD · CIK 0001372810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,108

F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on February 14, 2020.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:30 UTC
Saik AndrewDirector · Chief Financial Officer
GrantCommon Stock 38,400 $1.30 $49,920.00
Disclosure

SEC source: 0001140361-20-003645 · form4.xml · nonDerivative · entry 1

Saik Andrew · CIK 0001616284 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,549

F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on February 14, 2020.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:30 UTC GrantCommon Stock 38,400 $1.30 $49,920.00
Disclosure

SEC source: 0001140361-20-003644 · form4.xml · nonDerivative · entry 1

Glover Steve C · CIK 0001304406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,908

F1 · kind: Represents shares of common stock purchased by the Reporting Person at the public offering price in connection with the Issuer's firm commitment underwritten public offering of common stock, which closed on February 14, 2020.

F2 · balance_after: Represents 19,508 shares of common stock previously issued to the Reporting Person. The Reporting Person was a former stockholder of privately held PDS Biotechnology Corporation, a Delaware corporation ("Private PDS"). The Reporting Person received such shares of Issuer in exchange for the shares of common stock the Reporting Person formerly held in Private PDS in connection with the previously disclosed business combination with Private PDS, which was consummated on March 15, 2019.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:30 UTC
Bloomquist DeLyle WDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001127602-19-023217 · form4.xml · derivative · entry 1

Bloomquist DeLyle W · CIK 0001315488 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2029-06-28

F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 28, 2022.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:33 UTC
BEDU-ADDO FRANKDirector · President/CEO · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001127602-19-023219 · form4.xml · derivative · entry 1

BEDU-ADDO FRANK · CIK 0001770756 · Director · President/CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-06-28

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 100,000 shares of Common Stock, will become exercisable on June 28, 2020, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:42 UTC GrantStock Option (Right To Purchase) · Derivative 9,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001127602-19-023235 · form4.xml · derivative · entry 1

LOUGHLIN JAMES J · CIK 0001276550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2029-06-28

F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 28, 2022.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:35 UTC GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001127602-19-023223 · form4.xml · derivative · entry 1

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2029-06-28

F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 28, 2022.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:50 UTC GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001127602-19-023251 · form4.xml · derivative · entry 1

Glover Steve C · CIK 0001304406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2029-06-28

F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 28, 2022.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:45 UTC GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001127602-19-023240 · form4.xml · derivative · entry 1

SYKES RICHARD · CIK 0001372810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2029-06-28

F1 · derivative.exercise_date: One third of the shares underlying the option shall vest upon each of the first, second, and third anniversaries of the date of grant, such that the option will be fully vested on June 28, 2022.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:43 UTC
CONN GREGORYChief Scientific Officer
GrantStock Option (Right To Purchase) · Derivative 40,000 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001127602-19-021146 · form4.xml · derivative · entry 1

CONN GREGORY · CIK 0001770008 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 40,000 shares of Common Stock, will become exercisable on June 6, 2020, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:46 UTC
WOOD LAURENChief Medical Officer
GrantStock Option (Right To Purchase) · Derivative 62,715 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001127602-19-021152 · form4.xml · derivative · entry 1

WOOD LAUREN · CIK 0001769757 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,715

Underlying: Common Stock · 62,715 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 62,715 shares of Common Stock, will become exercisable on June 6, 2020, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 21:41 UTC
Saik AndrewDirector · Chief Financial Officer
GrantStock Option (Right To Purchase) · Derivative 62,715 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001127602-19-021141 · form4.xml · derivative · entry 1

Saik Andrew · CIK 0001616284 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,715

Underlying: Common Stock · 62,715 shares

Expires 2029-06-06

F1 · derivative.exercise_date: This option, representing a right to purchase a total of 62,715 shares of Common Stock, will become exercisable on June 6, 2020, with 25% vesting on that date and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:42 UTC
BLECH ISAACDirector
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011917 · form4.xml · derivative · entry 2

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:42 UTC
BLECH ISAACDirector
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011917 · form4.xml · nonDerivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:38 UTC
BLECH ISAACDirector
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011911 · form4.xml · derivative · entry 2

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:38 UTC
BLECH ISAACDirector
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011911 · form4.xml · nonDerivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:44 UTC
Leuthner Brian ADirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 169,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011924 · form4.xml · derivative · entry 5

Leuthner Brian A · CIK 0001652973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F6 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F7 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 17:44 UTC
Leuthner Brian ADirector · President and CEO
Exercise / conversionCommon Stock 169,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011924 · form4.xml · nonDerivative · entry 1

Leuthner Brian A · CIK 0001652973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011943 · form4.xml · derivative · entry 3

Macdonald R. Loch · CIK 0001653008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:59 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011943 · form4.xml · nonDerivative · entry 1

Macdonald R. Loch · CIK 0001653008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:33 UTC
BARER SOL JDirector
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011903 · form4.xml · derivative · entry 2

BARER SOL J · CIK 0001247015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F4 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F5 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:33 UTC
BARER SOL JDirector
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011903 · form4.xml · nonDerivative · entry 1

BARER SOL J · CIK 0001247015 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 678,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F2 · ownership.direct: These shares are held by Meryl Barer, the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: These shares are held by Meryl Barer, the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011941 · form4.xml · derivative · entry 2

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:57 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011941 · form4.xml · nonDerivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:55 UTC
Saik AndrewChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 82,999 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011939 · form4.xml · derivative · entry 2

Saik Andrew · CIK 0001616284 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:55 UTC
Saik AndrewChief Financial Officer
Exercise / conversionCommon Stock 82,999 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011939 · form4.xml · nonDerivative · entry 1

Saik Andrew · CIK 0001616284 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011935 · form4.xml · derivative · entry 4

Ratcliffe Liam · CIK 0001547100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F5 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F6 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:52 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011935 · form4.xml · nonDerivative · entry 1

Ratcliffe Liam · CIK 0001547100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:50 UTC
MIDDLEKAUFF W BRADFORDSenior VP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 49,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011932 · form4.xml · derivative · entry 3

MIDDLEKAUFF W BRADFORD · CIK 0001214501 · Senior VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:50 UTC
MIDDLEKAUFF W BRADFORDSenior VP, GC and Secretary
Exercise / conversionCommon Stock 49,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011932 · form4.xml · nonDerivative · entry 1

MIDDLEKAUFF W BRADFORD · CIK 0001214501 · Senior VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:47 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011927 · form4.xml · derivative · entry 3

LOUGHLIN JAMES J · CIK 0001276550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:47 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011927 · form4.xml · nonDerivative · entry 1

LOUGHLIN JAMES J · CIK 0001276550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 21:36 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011907 · form4.xml · derivative · entry 2

Crane Rosemary A · CIK 0001443343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

F3 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F4 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

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March 15, 2019 Filed Mar 18, 2019 21:36 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-011907 · form4.xml · nonDerivative · entry 1

Crane Rosemary A · CIK 0001443343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of RSUs granted to the Reporting Person on August 14, 2018.

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August 14, 2018 Filed Aug 15, 2018 08:01 UTC
BLECH ISAACDirector
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025372 · form4.xml · derivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

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August 14, 2018 Filed Aug 15, 2018 07:43 UTC
Leuthner Brian ADirector · President and CEO
GrantRestricted Stock Units · Derivative 169,032 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025357 · form4.xml · derivative · entry 1

Leuthner Brian A · CIK 0001652973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,032

Underlying: Common Stock · 169,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 07:45 UTC
Faleck Herbert JChief Medical Officer
GrantRestricted Stock Units · Derivative 59,833 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025359 · form4.xml · derivative · entry 1

Faleck Herbert J · CIK 0001652994 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,833

Underlying: Common Stock · 59,833 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 12:12 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025379 · form4.xml · derivative · entry 1

Macdonald R. Loch · CIK 0001653008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 11:53 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025364 · form4.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 12:07 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025378 · form4.xml · derivative · entry 1

Crane Rosemary A · CIK 0001443343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 12:05 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025376 · form4.xml · derivative · entry 1

Ratcliffe Liam · CIK 0001547100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 12:03 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025374 · form4.xml · derivative · entry 1

LOUGHLIN JAMES J · CIK 0001276550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 11:59 UTC
Marchio Albert N IIChief Accounting & Adm Officer
GrantRestricted Stock Units · Derivative 41,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025370 · form4.xml · derivative · entry 1

MARCHIO ALBERT N II · CIK 0001196054 · Chief Accounting & Adm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Common Stock · 41,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: These options shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested Restricted Stock Units shall be settled on the first business day following the date that such Restricted Stock Units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 11:57 UTC
Saik AndrewChief Financial Officer
GrantRestricted Stock Units · Derivative 82,999 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025368 · form4.xml · derivative · entry 1

Saik Andrew · CIK 0001616284 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,999

Underlying: Common Stock · 82,999 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 11:55 UTC
Wyant AlyssaSVP Regulatory Affairs
GrantRestricted Stock Units · Derivative 49,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025366 · form4.xml · derivative · entry 1

Wyant Alyssa · CIK 0001698765 · SVP Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,766

Underlying: Common Stock · 49,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 11:51 UTC
BARER SOL JDirector
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025362 · form4.xml · derivative · entry 1

BARER SOL J · CIK 0001247015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 11:40 UTC
MIDDLEKAUFF W BRADFORDSenior VP, GC and Secretary
GrantRestricted Stock Units · Derivative 49,766 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025355 · form4.xml · derivative · entry 1

MIDDLEKAUFF W BRADFORD · CIK 0001214501 · Senior VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,766

Underlying: Common Stock · 49,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Edge common stock upon the vesting of such unit.

F2 · derivative.exercise_date: These restricted stock units shall become exercisable upon the achievement of certain performance or time based criteria.

F3 · derivative.expiration_date: Expiration date is not applicable as the vested restricted stock units shall be settled on the first business day following the date that such restricted stock units vest.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 16:22 UTC
Leuthner Brian ADirector · President and CEO
GrantStock Option (Right To Purchase) · Derivative 338,068 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001127602-18-021574 · form4.xml · derivative · entry 1

Leuthner Brian A · CIK 0001652973 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,068

Underlying: Common Stock · 338,068 shares

Expires not disclosed

F1 · derivative.exercise_date: These options shall become exercisable upon the achievement of certain performance or time based criteria.

F2 · derivative.expiration_date: These options expire on the third anniversary of the vesting date.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 16:17 UTC
Faleck Herbert JChief Medical Officer
GrantStock Option (Right To Purchase) · Derivative 119,667 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001127602-18-021568 · form4.xml · derivative · entry 1

Faleck Herbert J · CIK 0001652994 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,667

Underlying: Common Stock · 119,667 shares

Expires not disclosed

F1 · derivative.exercise_date: These options shall become exercisable upon the achievement of certain performance or time based criteria.

F2 · derivative.expiration_date: These options expire on the third anniversary of the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.