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Nasdaq · USD

PDFS

PDF SOLUTIONS INC

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Tapewire entity
4596
SEC CIK
0001120914
Parsed reports
212

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2017 Filed Jul 5, 2017 19:46 UTC
WALKER GREGORY CCFO, VP Finance
Tax withholdingCommon Stock 442 $16.45 $7,270.90
Disclosure

SEC source: 0001437749-17-012222 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,658

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:56 UTC
LANZA LUCIODirector
Exercise / conversionStock Options (Right to Buy) · Derivative 45,000 $4.82 Strike: $4.82 $216,900.00
Disclosure

SEC source: 0001437749-17-011224 · rdgdoc.xml · derivative · entry 4

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2020-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the total number of stock options vested on May 18, 2011 and the remaining options vested monthly thereafter on the 18th date of each month.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:56 UTC
LANZA LUCIODirector
SaleCommon Stock 45,000 $17.57 $790,591.50
Disclosure

SEC source: 0001437749-17-011224 · rdgdoc.xml · nonDerivative · entry 2

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,967

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $17.46 to $17.79.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:56 UTC
LANZA LUCIODirector
Exercise / conversionCommon Stock 45,000 $4.82 $216,900.00
Disclosure

SEC source: 0001437749-17-011224 · rdgdoc.xml · nonDerivative · entry 1

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 18:47 UTC
MICHAELS KIMONDirector · VP of Products and Solutions
Tax withholdingCommon Stock 41 $16.50 $676.50
Disclosure

SEC source: 0001437749-17-010618 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · VP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,292

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 18:33 UTC GrantCommon Stock 5,719 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-010617 · rdgdoc.xml · nonDerivative · entry 1

BRONSON JOSEPH R · CIK 0001209040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,638

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 18:11 UTC
LANZA LUCIODirector
GrantCommon Stock 13,344 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-010614 · rdgdoc.xml · nonDerivative · entry 1

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,967

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 18:09 UTC GrantCommon Stock 5,719 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-010612 · rdgdoc.xml · nonDerivative · entry 1

Iansiti Marco · CIK 0001690352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,501

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:58 UTC
Kim KwangHVP of Business Development
GrantCommon Stock 4,463 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-010611 · rdgdoc.xml · nonDerivative · entry 1

Kim KwangH · CIK 0001601565 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,463

F1 · kind: These shares represent an award of restricted stock units

F2 · shares: These shares represent an award of restricted stock units. 25% of the total shares vested on June 1, 2017 and 25% of the total shares shall vest annually thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:52 UTC
WALKER GREGORY CCFO, VP Finance
Tax withholdingCommon Stock 1,924 $16.50 $31,746.00
Disclosure

SEC source: 0001437749-17-010610 · rdgdoc.xml · nonDerivative · entry 2

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,100

F3 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:52 UTC
WALKER GREGORY CCFO, VP Finance
GrantCommon Stock 5,513 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-010610 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,024

F1 · kind: These shares represent an award of restricted stock units.

F2 · shares: These shares represent an award of restricted stock units (Total Shares). 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:43 UTC
HARTGRING CORNELISVice President, CSS
Tax withholdingCommon Stock 2,282 $16.50 $37,653.00
Disclosure

SEC source: 0001437749-17-010609 · rdgdoc.xml · nonDerivative · entry 2

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,537

F3 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:43 UTC
HARTGRING CORNELISVice President, CSS
GrantCommon Stock 23,638 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-010609 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,819

F1 · kind: These shares represent an award of restricted stock units.

F2 · shares: These shares represent an award of Restricted Stock Units (Total Shares). Of the Total Shares: (1) 8,138 shall vest as follows: 25% of the Total Shares vested on June 1, 2017 and 25% of the Total Shares shall vest annually thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date; and (2) 15,500 shall vest as follows: 12.5% of the total shares shall vest on the date that is six (6) month after June 1, 2017 and 12.5% of the total shares shall vest on each date that is six (6) months thereafter until fully vested, subject to the Recipient's continued service through each applicable vesting date.

Read SEC document
May 25, 2017 Filed May 26, 2017 19:56 UTC
LANZA LUCIODirector
Exercise / conversionStock Options (Right to Buy) · Derivative 45,000 $2.30 Strike: $2.30 $103,500.00
Disclosure

SEC source: 0001437749-17-010172 · rdgdoc.xml · derivative · entry 6

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares represent exercise of Stock Options (right to buy) granted on July 31, 2009 under the Company's Director Compensation Program (Total Options) 25% of the Total Options vested on July 31, 2010 and 1/48th of the Total Options vested monthly thereafter until fully vested.

Read SEC document
May 25, 2017 Filed May 26, 2017 19:56 UTC
LANZA LUCIODirector
Exercise / conversionCommon Stock 45,000 $2.30 $103,500.00
Disclosure

SEC source: 0001437749-17-010172 · rdgdoc.xml · nonDerivative · entry 3

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2017 Filed May 26, 2017 19:56 UTC
LANZA LUCIODirector
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $10.35 Strike: $10.35 $310,500.00
Disclosure

SEC source: 0001437749-17-010172 · rdgdoc.xml · derivative · entry 5

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2017-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares represent exercise of Stock Options (right to buy) granted on June 6, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on June 6, 2008 and 1/48th of the Total Options vested on the last day of each month thereafter until fully vested.

Read SEC document
May 24, 2017 Filed May 26, 2017 19:56 UTC
LANZA LUCIODirector
SaleCommon Stock 30,000 $16.50 $495,096.00
Disclosure

SEC source: 0001437749-17-010172 · rdgdoc.xml · nonDerivative · entry 2

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,623

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.50 to $16.56.

Read SEC document
May 24, 2017 Filed May 26, 2017 19:56 UTC
LANZA LUCIODirector
Exercise / conversionCommon Stock 30,000 $10.35 $310,500.00
Disclosure

SEC source: 0001437749-17-010172 · rdgdoc.xml · nonDerivative · entry 1

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:16 UTC
LANZA LUCIODirector
Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $10.43 Strike: $10.43 $156,450.00
Disclosure

SEC source: 0001437749-17-009768 · rdgdoc.xml · derivative · entry 4

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares represent a grant of Stock Options (right to buy) granted on May 30, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on May 30, 2008 and 1/48th of the Total Options vested on the 30th day of each month thereafter until fully vested.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:16 UTC
LANZA LUCIODirector
SaleCommon Stock 15,000 $16.61 $249,174.00
Disclosure

SEC source: 0001437749-17-009768 · rdgdoc.xml · nonDerivative · entry 2

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,623

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.51 to $16.70.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:16 UTC
LANZA LUCIODirector
Exercise / conversionCommon Stock 15,000 $10.43 $156,450.00
Disclosure

SEC source: 0001437749-17-009768 · rdgdoc.xml · nonDerivative · entry 1

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 4, 2017 01:34 UTC
MICHAELS KIMONDirector · VP of Products and Solutions
Tax withholdingCommon Stock 163 $17.58 $2,865.54
Disclosure

SEC source: 0001437749-17-007897 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · VP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,333

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
May 01, 2017 Filed May 4, 2017 01:32 UTC
HARTGRING CORNELISVice President, CSS
Tax withholdingCommon Stock 327 $17.58 $5,748.66
Disclosure

SEC source: 0001437749-17-007896 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,181

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
May 01, 2017 Filed May 4, 2017 00:43 UTC
WALKER GREGORY CCFO, VP Finance
Tax withholdingCommon Stock 320 $17.58 $5,625.60
Disclosure

SEC source: 0001437749-17-007893 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,511

F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F2 · balance_after: Includes 1,499 shares of common stock that were purchased on January 31, 2017 under the PDF Employee Stock Purchase Plan

Read SEC document
February 17, 2017 Filed Feb 22, 2017 01:30 UTC
HARTGRING CORNELISVice President, CSS
SaleCommon Stock 981 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-002910 · rdgdoc.xml · nonDerivative · entry 3

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,508

F4 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.134 to $22.1596.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 01:30 UTC
HARTGRING CORNELISVice President, CSS
Exercise / conversionStock Options (Right to Buy) · Derivative 6,667 $8.79 Strike: $8.79 $58,602.93
Disclosure

SEC source: 0001437749-17-002910 · rdgdoc.xml · derivative · entry 6

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Earliest vesting date of the total stock options granted on May 22, 2012 was June 22, 2012 1/48th of the total shares vesting monthly until fully vested on June 22, 2016.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 01:30 UTC
HARTGRING CORNELISVice President, CSS
Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $8.79 Strike: $8.79 $21,975.00
Disclosure

SEC source: 0001437749-17-002910 · rdgdoc.xml · derivative · entry 5

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4th of the total number of shares subject to option vested on May 22, 2012 and 1/4th of the total shares vested each anniversary of the grant date, fully vested on May 22, 2015.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 01:30 UTC
HARTGRING CORNELISVice President, CSS
Exercise / conversionStock Options (Right to Buy) · Derivative 1,688 $6.21 Strike: $6.21 $10,482.48
Disclosure

SEC source: 0001437749-17-002910 · rdgdoc.xml · derivative · entry 4

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,688 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Earliest vesting date of the stock options granted on May, 27, 2011 was June 27, 2011 with 1/48th of the total shares vesting monthly until fully vested on June 27, 2014.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 01:30 UTC
HARTGRING CORNELISVice President, CSS
SaleCommon Stock 17,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-002910 · rdgdoc.xml · nonDerivative · entry 2

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,489

F3 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.00 to $22.52.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 01:30 UTC
HARTGRING CORNELISVice President, CSS
Exercise / conversionCommon Stock 10,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-002910 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Includes exercise of fully vested stock options grants awarded to the Reporting person on May 22, 2011 and on May 22, 2012

F2 · balance_after: Includes 1,561 shares of common stock that were purchased on January 31, 2017 under the PDF Employee Stock Purchase Plan

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:11 UTC
HARTGRING CORNELISVice President, CSS
Tax withholdingCommon Stock 548 $22.55 $12,357.40
Disclosure

SEC source: 0001437749-17-000204 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,025

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
January 01, 2017 Filed Jan 5, 2017 01:08 UTC
WALKER GREGORY CCFO, VP Finance
Tax withholdingCommon Stock 205 $22.55 $4,622.75
Disclosure

SEC source: 0001437749-17-000203 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,108

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 01:08 UTC
Kim KwangHVP of Business Development
SaleCommon Stock 6,000 $21.91 $131,486.40
Disclosure

SEC source: 0001437749-16-043056 · rdgdoc.xml · nonDerivative · entry 1

Kim KwangH · CIK 0001601565 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $21.90 to $22.0584.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:52 UTC
MICHAELS KIMONDirector · VP of Products and Solutions
Tax withholdingCommon Stock 41 $21.95 $899.95
Disclosure

SEC source: 0001437749-16-042952 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · VP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,496

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:27 UTC
HARTGRING CORNELISVice President, CSS
Tax withholdingCommon Stock 706 $21.95 $15,496.70
Disclosure

SEC source: 0001437749-16-042951 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,573

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:13 UTC
Kim KwangHVP of Business Development
SaleCommon Stock 6,000 $23.00 $138,015.00
Disclosure

SEC source: 0001437749-16-042949 · rdgdoc.xml · nonDerivative · entry 1

Kim KwangH · CIK 0001601565 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $23.00 to $23.05.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:16 UTC
WALKER GREGORY CCFO, VP Finance
Tax withholdingCommon Stock 659 $21.95 $14,465.05
Disclosure

SEC source: 0001437749-16-042950 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,313

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:09 UTC GrantCommon Stock 7,782 $0.00 $0.00
Disclosure

SEC source: 0001437749-16-042948 · rdgdoc.xml · nonDerivative · entry 1

Iansiti Marco · CIK 0001690352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,782

F1 · kind: These shares represent an award of restricted stock units granted under the Company's Director Compensation Program. 12.5% of the Total Shares vested every 6 months after the grant date until fully vested, provided that the reporting person continues to serve as a Director on the Board of Directors.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 00:51 UTC
LANZA LUCIODirector
Tax withholdingCommon Stock 14,000 $19.89 $278,495.00
Disclosure

SEC source: 0001437749-16-041641 · rdgdoc.xml · nonDerivative · entry 2

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,623

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 00:51 UTC
LANZA LUCIODirector
Exercise / conversionCommon Stock 45,000 $5.40 $243,000.00
Disclosure

SEC source: 0001437749-16-041641 · rdgdoc.xml · nonDerivative · entry 1

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 08, 2016 Filed Nov 10, 2016 00:50 UTC
WALKER GREGORY CCFO, VP Finance
SaleCommon Stock 6,229 $19.85 $123,645.65
Disclosure

SEC source: 0001437749-16-041640 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,972

F1 · price: Average weighted purchase price for shares acquired in the reported transaction. The shares were acquired in multiple brokers' transactions at various market prices per share ranging from $19.75 to $19.89.

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November 08, 2016 Filed Mar 14, 2017 00:13 UTC Amendment
LANZA LUCIODirector
Exercise / conversionStock Options (Right to Buy) · Derivative 45,000 $5.40 Strike: $5.40 $243,000.00
Disclosure

SEC source: 0001437749-17-004432 · rdgdoc.xml · derivative · entry 4

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the total shares subject to the option (the "Total Shares") vested on May 22, 2009 and 1/48th of the Total Shares vested on the 22nd day of each month thereafter; Fully vested as of May 22, 2012

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November 08, 2016 Filed Mar 14, 2017 00:13 UTC Amendment
LANZA LUCIODirector
SaleCommon Stock 14,000 $19.89 $278,495.00
Disclosure

SEC source: 0001437749-17-004432 · rdgdoc.xml · nonDerivative · entry 2

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,623

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $19.865 to $19.915.

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November 08, 2016 Filed Mar 14, 2017 00:13 UTC Amendment
LANZA LUCIODirector
Exercise / conversionCommon Stock 45,000 $5.40 $243,000.00
Disclosure

SEC source: 0001437749-17-004432 · rdgdoc.xml · nonDerivative · entry 1

LANZA LUCIO · CIK 0001218982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 19:14 UTC
WALKER GREGORY CCFO, VP Finance
Tax withholdingCommon Stock 327 $19.32 $6,317.64
Disclosure

SEC source: 0001437749-16-040980 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,201

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

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November 01, 2016 Filed Nov 3, 2016 18:58 UTC
HARTGRING CORNELISVice President, CSS
Tax withholdingCommon Stock 327 $19.32 $6,317.64
Disclosure

SEC source: 0001437749-16-040976 · rdgdoc.xml · nonDerivative · entry 1

HARTGRING CORNELIS · CIK 0001233112 · Vice President, CSS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,279

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

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November 01, 2016 Filed Nov 3, 2016 18:53 UTC
MICHAELS KIMONDirector · VP of Products and Solutions
Tax withholdingCommon Stock 163 $19.32 $3,149.16
Disclosure

SEC source: 0001437749-16-040975 · rdgdoc.xml · nonDerivative · entry 1

MICHAELS KIMON · CIK 0001165534 · Director · VP of Products and Solutions

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 89,537

F1 · kind: (1) This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

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September 12, 2016 Filed Sep 13, 2016 19:42 UTC
WALKER GREGORY CCFO, VP Finance
SaleCommon Stock 2,665 $15.90 $42,376.43
Disclosure

SEC source: 0001437749-16-038618 · rdgdoc.xml · nonDerivative · entry 1

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,528

F1 · price: Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $15.876 to $15.92.

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November 01, 2015 Filed May 4, 2017 00:38 UTC Amendment
WALKER GREGORY CCFO, VP Finance
Tax withholdingCommon Stock 454 $10.56 $4,794.24
Disclosure

SEC source: 0001437749-17-007891 · rdgdoc.xml · nonDerivative · entry 3

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,152

F3 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.

F4 · balance_after: The purpose of this amendment is to correct the arithmetical error in the total amount including 474 shares of common stock purchased under the Employee's Stock Purchase Plan on Form 4 filed on 11/1/2015 and all following filings through this Form.

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November 08, 2013 Filed May 4, 2017 00:38 UTC Amendment
WALKER GREGORY CCFO, VP Finance
Exercise / conversionStock Options (Right to Buy) · Derivative 3,750 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001437749-17-007891 · rdgdoc.xml · derivative · entry 4

WALKER GREGORY C · CIK 0001227568 · CFO, VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,500

Underlying: Common Stock · 3,750 shares

Expires 2022-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.