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Nasdaq · USD

PCSA

Processa Pharmaceuticals, Inc.

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Tapewire entity
8210
SEC CIK
0001533743
Parsed reports
296

Last 12 months

Inside the activity.

45 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026100
Apr 2026150
May 2026100
Jun 202690
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 4, 2022 17:55 UTC GrantCommon Stock 4,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008008 · doc1.xml · nonDerivative · entry 1

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,693

F1 · price: Vesting of time-based restricted shares.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:54 UTC GrantCommon Stock 4,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-008006 · doc1.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,716

F1 · price: Vesting of time-based restricted shares.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:45 UTC
Young DavidDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 10,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007980 · doc1.xml · derivative · entry 2

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

Underlying: Common Stock · 10,715 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:50 UTC
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 10,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007993 · doc1.xml · derivative · entry 4

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

Underlying: Common Stock · 10,715 shares

Expires not disclosed

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:50 UTC
Floyd Robert MichaelChief Operating Officer
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007993 · doc1.xml · nonDerivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,930

F1 · balance_after: Shares previously reported as indirectly held by Elion Oncology were transferred to the reporting person's direct holdings in an transaction exempt from Section 16 reporting.

Read SEC document
March 31, 2022 Filed Aug 9, 2022 20:31 UTC GrantCommon Stock 4,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-015312 · doc1.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,716

F1 · price: Vesting of time-based restricted shares.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:45 UTC SaleCommon Stock 1,854 $3.30 $6,118.20
Disclosure

SEC source: 0001567619-22-002079 · doc1.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By San Gabriel Fund, LLC, JMW Fund, LLC and the Richland Fund, LLC

Disclosed balance after: 532,563

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.26 to $3.37, inclusive. The Reporting Person undertakes to provide Processa Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 01, 2022 Filed Apr 20, 2022 01:21 UTC GrantRestricted Stock · Derivative 18,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008685 · doc1.xml · derivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,377

Underlying: Common Stock · 18,208 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 100% on December 31, 2022.

F1 · derivative.expiration_date: Restricted stock units vest 100% on December 31, 2022.

Read SEC document
January 01, 2022 Filed Apr 20, 2022 01:15 UTC
Islam KhalidDirector
GrantRestricted Stock · Derivative 18,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008682 · doc1.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,208

Underlying: Common Stock · 18,208 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 100% on December 31, 2022.

F1 · derivative.expiration_date: Restricted stock units vest 100% on December 31, 2022.

Read SEC document
January 01, 2022 Filed Apr 19, 2022 21:17 UTC GrantRestricted Stock · Derivative 18,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008683 · doc1.xml · derivative · entry 1

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,377

Underlying: Common Stock · 18,208 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 100% on December 31, 2022.

F1 · derivative.expiration_date: Restricted stock units vest 100% on December 31, 2022.

Read SEC document
January 01, 2022 Filed Apr 20, 2022 01:20 UTC GrantRestricted Stock · Derivative 18,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008684 · doc1.xml · derivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,377

Underlying: Common Stock · 18,208 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 100% on December 31, 2022.

F1 · derivative.expiration_date: Restricted stock units vest 100% on December 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:30 UTC
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000300 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:32 UTC
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000304 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:27 UTC
Stanker James HChief Financial Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000294 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:34 UTC
Young DavidDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000307 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:29 UTC
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000296 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 17:21 UTC Amendment
Stanker James HChief Financial Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000766 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,780

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:25 UTC Amendment
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000775 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,780

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:23 UTC Amendment
Lin PatrickChief Business - Strategy Off
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000770 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,780

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:28 UTC Amendment
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000779 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,780

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:31 UTC Amendment
Young DavidDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000782 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,780

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 22:24 UTC Amendment
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 6,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000773 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,780

Underlying: Common Stock · 6,722 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:37 UTC
Lin PatrickChief Business - Strategy Off
PurchaseCommon Stock 3,000 $4.00 $12,000.00
Disclosure

SEC source: 0001567619-21-022195 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,390

Read SEC document
December 14, 2021 Filed Jan 4, 2022 22:26 UTC
Lin PatrickChief Business - Strategy Off
PurchaseCommon Stock 3,000 $4.00 $12,000.00
Disclosure

SEC source: 0001567619-22-000291 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,390

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:36 UTC SaleCommon Stock 4,200 $4.71 $19,783.68
Disclosure

SEC source: 0001567619-21-021710 · doc1.xml · nonDerivative · entry 2

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By San Gabriel Fund, LLC, JMW Fund, LLC and the Richland Fund, LLC

Disclosed balance after: 534,417

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.5601 to $4.80, inclusive. The Reporting Person undertakes to provide Processa Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:33 UTC
Lin PatrickChief Business - Strategy Off
PurchaseCommon Stock 3,500 $4.80 $16,795.10
Disclosure

SEC source: 0001567619-21-021708 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,390

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.79 to $4.85, inclusive. The Reporting Person undertakes to provide, Processa Pharmaceuticals, Inc. (the "Company") any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:36 UTC SaleCommon Stock 5,500 $4.84 $26,599.10
Disclosure

SEC source: 0001567619-21-021710 · doc1.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By San Gabriel Fund, LLC, JMW Fund, LLC and the Richland Fund, LLC

Disclosed balance after: 538,617

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.8001 to $5.01, inclusive. The Reporting Person undertakes to provide Processa Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 01, 2021 Filed Apr 4, 2022 21:53 UTC
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008003 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
November 01, 2021 Filed Apr 4, 2022 21:48 UTC
Lin PatrickChief Business - Strategy Off
GrantRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007987 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
November 01, 2021 Filed Apr 4, 2022 21:52 UTC
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007998 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
November 01, 2021 Filed Apr 4, 2022 17:46 UTC
Stanker James HChief Financial Officer
GrantRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007982 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
November 01, 2021 Filed Apr 4, 2022 21:45 UTC
Young DavidDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007980 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
November 01, 2021 Filed Apr 4, 2022 21:50 UTC
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 4,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007993 · doc1.xml · derivative · entry 3

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,066

Underlying: Common Stock · 4,286 shares

Expires not disclosed

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 20:34 UTC
Floyd Robert MichaelChief Operating Officer
Tax withholdingCommon Stock 4,663 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-018171 · doc1.xml · nonDerivative · entry 2

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387

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October 06, 2021 Filed Oct 8, 2021 20:34 UTC
Floyd Robert MichaelChief Operating Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-018171 · doc1.xml · nonDerivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of restricted stock.

F1 · price: Vesting of restricted stock.

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September 30, 2021 Filed Oct 4, 2021 20:54 UTC
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017837 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:43 UTC
Lin PatrickChief Business - Strategy Off
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017829 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:49 UTC
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017833 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 16:38 UTC
Stanker James HChief Financial Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017827 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:36 UTC
Young DavidDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017825 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:47 UTC
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-017831 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,024

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

Read SEC document
September 30, 2021 Filed Jan 6, 2022 21:00 UTC Amendment
Guy WendyChief Administrative Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000712 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
September 30, 2021 Filed Jan 6, 2022 21:05 UTC Amendment
Lin PatrickChief Business - Strategy Off
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000720 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
September 30, 2021 Filed Jan 6, 2022 20:58 UTC Amendment
Bigora SianChief Development Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000710 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
September 30, 2021 Filed Jan 6, 2022 16:07 UTC Amendment
Stanker James HChief Financial Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000724 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
September 30, 2021 Filed Jan 6, 2022 20:57 UTC Amendment
Young DavidDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000708 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
September 30, 2021 Filed Jan 6, 2022 21:03 UTC Amendment
Floyd Robert MichaelChief Operating Officer
GrantRestricted Stock Units · Derivative 6,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-22-000718 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 6,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: This Amendment is being filed to correct the balance in Box 9 - this should have reflected a cumulative balance.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:33 UTC
Lin PatrickChief Business - Strategy Off
PurchaseCommon Stock 4,000 $6.02 $24,088.00
Disclosure

SEC source: 0001567619-21-016470 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,890

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $5.92 to $6.1099, inclusive. The Reporting Person undertakes to provide, Processa Pharmaceuticals, Inc. (the "Company") any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

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August 05, 2021 Filed Aug 9, 2021 20:46 UTC GrantCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-014759 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,707

F1 · price: Vesting of time-based restricted shares.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:42 UTC
Guy WendyChief Administrative Officer
Tax withholdingCommon Stock 2,254 $6.20 $13,974.80
Disclosure

SEC source: 0001567619-21-014753 · doc1.xml · nonDerivative · entry 2

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,927

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.