Islam Khalid

SEC source: 0001104659-26-084437 · tm2620629-4_4seq1.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2036-07-15

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2026, subject to the Reporting Person's continuous service through the applicable vesting date.

SEC source: 0001701858-26-000002 · form4-06102026_090631.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Shares · 25,000 shares

Expires 2036-06-10

F1 · security: On June 10, 2026, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on date of grant.

SEC source: 0001641172-25-016541 · ownership.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2035-06-24

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2025, subject to the Reporting Person's continuous service through the applicable vesting date.

SEC source: 0001415889-25-015586 · form4-06042025_040601.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Shares · 25,000 shares

Expires 2035-06-03

F1 · security: On June 3, 2025, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on date of grant.

SEC source: 0001415889-24-021641 · form4-08192024_110810.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Shares · 25,000 shares

Expires 2034-08-15

F1 · security: On August 15, 2024, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested of date of grant.

SEC source: 0001493152-24-031377 · ownership.xml · nonDerivative · entry 2

Islam Khalid · CIK 0001701858 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.9814 to $1.00 per share, inclusive. The reporting person undertakes to provide to Gain Therapeutics, Inc., any security holder of Gain Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

SEC source: 0001493152-24-025342 · ownership.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-06-24

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 24, 2024, subject to the Reporting Person's continuous service through the applicable vesting date.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · derivative · entry 8

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Options · 20,492 shares

Expires 2026-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Represents options granted on June 9, 2016, with a strike price of $2.44 and an expiration date of June 9, 2026.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · derivative · entry 7

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,492

Underlying: Options · 50,000 shares

Expires 2025-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Represents options granted on December 11, 2015, with a strike price of $1.13 and an expiration date of December 11, 2025.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · derivative · entry 6

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,492

Underlying: Options · 10,000 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Represents options granted on December 31, 2014, with a strike price of $2.69 and an expiration date of December 31, 2024.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · derivative · entry 5

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,492

Underlying: Options · 133,333 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents options granted on April 25, 2014, with a strike price of $2.31 and an expiration date of April 25, 2024.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · nonDerivative · entry 4

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Shares acquired through the exercise of an option contract with a strike of $2.44 and an expiration date of June 9, 2026.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · nonDerivative · entry 3

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Shares acquired through the exercise of an option contract with a strike of $1.13 and an expiration date of December 11, 2025.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · nonDerivative · entry 2

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Shares acquired through the exercise of an option contract with a strike of $2.69 and an expiration date of December 31, 2024.

SEC source: 0001415889-23-015193 · form4-11162023_091111.xml · nonDerivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired through the exercise of an option contract with a strike of $2.31 and an expiration date of April 25, 2024.

SEC source: 0001209191-23-039726 · doc4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2033-06-23

F1 · derivative.exercise_date: The option vests in 12 equal monthly installments commencing on July 23, 2023, subject to the Reporting Person's continuous service through the applicable vesting date.

SEC source: 0001415889-23-009706 · form4-06132023_040647.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,825

Underlying: Common Shares · 25,000 shares

Expires 2033-06-12

F1 · security: On June 12, 2023, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the issuer's common shares pursuant to the issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested of date of grant.

SEC source: 0001209191-22-051012 · doc4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2032-09-20

F1 · derivative.exercise_date: The option vests fully on the day before the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001104659-22-071689 · tm2218610-4_4seq1.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires 2032-06-14

F1 · security: On June 14, 2022, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the Issuer's common shares pursuant to the Issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on the date of grant.

SEC source: 0001567619-22-008012 · doc1.xml · nonDerivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,486

F1 · price: Vesting of time-based restricted shares.

F2 · balance_after: Shares previously reported as indirectly held by Elion Oncology were transferred to the reporting person's direct holdings in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

SEC source: 0001567619-22-008682 · doc1.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,208

Underlying: Common Stock · 18,208 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 100% on December 31, 2022.

F1 · derivative.expiration_date: Restricted stock units vest 100% on December 31, 2022.

SEC source: 0001104659-21-088127 · tm2121155-4_4seq1.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires 2031-06-29

F1 · security: On June 29, 2021, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the Issuer's common shares pursuant to the Issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on the date of grant.

SEC source: 0001104659-20-117797 · a4.xml · derivative · entry 3

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,718 shares

Expires not disclosed

F3 · derivative.exercise_price: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive an amount in cash equal to (A) the Offer Price, multiplied by (B) the total number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time.

F3 · price: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive an amount in cash equal to (A) the Offer Price, multiplied by (B) the total number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time.

F3 · derivative.exercise_date: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive an amount in cash equal to (A) the Offer Price, multiplied by (B) the total number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time.

F3 · derivative.expiration_date: In connection with the consummation of the Merger, at the Effective Time, each restricted stock unit to acquire shares of Common Stock ("Restricted Stock Unit") that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive an amount in cash equal to (A) the Offer Price, multiplied by (B) the total number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time.

SEC source: 0001104659-20-117797 · a4.xml · derivative · entry 2

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,614 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the consummation of the Merger, at the Effective Time, each option to purchase shares of Common Stock ("Stock Option") that was outstanding as of immediately prior to the Effective Time, whether vested or not vested, was automatically cancelled and converted into the right to receive an amount in cash equal to (i) the excess, if any, of the Offer Price over the exercise price payable per share subject to such Stock Option, multiplied by (ii) the total number of shares of Common Stock subject to such Stock Option immediately prior to the Effective Time. Any Stock Option that had an exercise price per share that was equal to or greater than the Offer Price was cancelled for no consideration.

F2 · price: In connection with the consummation of the Merger, at the Effective Time, each option to purchase shares of Common Stock ("Stock Option") that was outstanding as of immediately prior to the Effective Time, whether vested or not vested, was automatically cancelled and converted into the right to receive an amount in cash equal to (i) the excess, if any, of the Offer Price over the exercise price payable per share subject to such Stock Option, multiplied by (ii) the total number of shares of Common Stock subject to such Stock Option immediately prior to the Effective Time. Any Stock Option that had an exercise price per share that was equal to or greater than the Offer Price was cancelled for no consideration.

F2 · derivative.exercise_date: In connection with the consummation of the Merger, at the Effective Time, each option to purchase shares of Common Stock ("Stock Option") that was outstanding as of immediately prior to the Effective Time, whether vested or not vested, was automatically cancelled and converted into the right to receive an amount in cash equal to (i) the excess, if any, of the Offer Price over the exercise price payable per share subject to such Stock Option, multiplied by (ii) the total number of shares of Common Stock subject to such Stock Option immediately prior to the Effective Time. Any Stock Option that had an exercise price per share that was equal to or greater than the Offer Price was cancelled for no consideration.

F2 · derivative.expiration_date: In connection with the consummation of the Merger, at the Effective Time, each option to purchase shares of Common Stock ("Stock Option") that was outstanding as of immediately prior to the Effective Time, whether vested or not vested, was automatically cancelled and converted into the right to receive an amount in cash equal to (i) the excess, if any, of the Offer Price over the exercise price payable per share subject to such Stock Option, multiplied by (ii) the total number of shares of Common Stock subject to such Stock Option immediately prior to the Effective Time. Any Stock Option that had an exercise price per share that was equal to or greater than the Offer Price was cancelled for no consideration.

SEC source: 0001104659-20-117797 · a4.xml · nonDerivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: In connection with the consummation of the Merger, at the Effective Time, each share of common stock, par value $0.01 per share, of the Company ("Common Stock") that was outstanding immediately prior to the Effective Time (other than certain shares specified in the Agreement) was automatically cancelled and converted into the right to receive $88.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

F1 · price: In connection with the consummation of the Merger, at the Effective Time, each share of common stock, par value $0.01 per share, of the Company ("Common Stock") that was outstanding immediately prior to the Effective Time (other than certain shares specified in the Agreement) was automatically cancelled and converted into the right to receive $88.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

SEC source: 0001104659-20-095448 · tm2027709d4_4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires 2030-08-13

F1 · security: On August 13, 2020, Khalid Islam was granted a non-qualified stock option to purchase 25,000 shares of the Issuer's common shares pursuant to the Issuer's Equity Incentive Plan.

F2 · derivative.exercise_date: The option is 100% vested on the date of grant.

SEC source: 0001104659-20-075695 · a4.xml · derivative · entry 2

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock, par value $0.01 per share · 6,540 shares

Expires 2030-06-18

F1 · date: Such grants of restricted stock units and stock options were made automatically pursuant to the Issuer's compensation policy for non-employee directors as of the date of the Issuer's 2020 annual meeting of stockholders, which occurred on June 18, 2020.

F3 · derivative.exercise_date: The stock options vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001104659-20-075695 · a4.xml · nonDerivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,234

F1 · date: Such grants of restricted stock units and stock options were made automatically pursuant to the Issuer's compensation policy for non-employee directors as of the date of the Issuer's 2020 annual meeting of stockholders, which occurred on June 18, 2020.

F2 · shares: Includes restricted stock units that represent a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001144204-19-031564 · tv523893_4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires 2029-06-18

F1 · security: On June 18, 2019, Khalid Islam was granted an incentive stock option to purchase 25,000 shares of the Issuer's common shares pursuant to the Issuer's Amended and Restated Stock Option Plan.

F2 · derivative.exercise_date: The option is 100% vested on the date of grant.

SEC source: 0001104659-19-034792 · a4.xml · derivative · entry 2

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,077

Underlying: Common Stock, par value $0.01 per share · 17,077 shares

Expires 2026-06-07

F1 · date: Such grants of restricted stock units and stock options were made automatically pursuant to the Issuer's compensation policy for non-employee directors as of the date of the Issuer's 2019 annual meeting of stockholders, which occurred on June 7, 2019.

F3 · derivative.exercise_date: The stock options vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001104659-19-034792 · a4.xml · nonDerivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,516

F1 · date: Such grants of restricted stock units and stock options were made automatically pursuant to the Issuer's compensation policy for non-employee directors as of the date of the Issuer's 2019 annual meeting of stockholders, which occurred on June 7, 2019.

F2 · shares: Includes restricted stock units that represent a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · balance_after: Includes restricted stock units that represent a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001144204-18-033681 · tv496273_4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Shares · 25,000 shares

Expires 2025-06-08

F1 · security: On June 8, 2018, Khalid Islam was granted an incentive stock option to purchase 25,000 common shares of the Issuer pursuant to the Issuer's Amended and Restated Stock Option Plan. The option is 100% vested on the date of grant.

SEC source: 0001171843-18-006626 · ownership.xml · derivative · entry 2

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,497

Underlying: Common Stock, par value $0.01 per share · 6,497 shares

Expires 2025-04-02

F1 · date: Such grants of restricted stock units and stock options were made automatically pursuant to the Issuer's compensation policy for non-employee directors as of the date of the Issuer's 2018 annual meeting of stockholders, which occurred on April 2, 2018.

F3 · derivative.exercise_date: The stock options vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001171843-18-006626 · ownership.xml · nonDerivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

F1 · date: Such grants of restricted stock units and stock options were made automatically pursuant to the Issuer's compensation policy for non-employee directors as of the date of the Issuer's 2018 annual meeting of stockholders, which occurred on April 2, 2018.

F2 · shares: Includes restricted stock units that represent a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · balance_after: Includes restricted stock units that represent a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest on the first anniversary of the date of grant, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001104659-17-043897 · a4.xml · derivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock, par value $0.01 per share · 22,500 shares

Expires 2024-07-03