PCSA

SEC source: 0001567619-23-000324 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,614

Underlying: Common Stock · 12,951 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death. These restricted stock units vest on date grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death. These restricted stock units vest on date grant.

SEC source: 0001567619-23-000317 · doc1.xml · nonDerivative · entry 2

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thompson Family Trust

Disclosed balance after: 100,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-23-000329 · doc1.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,093

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-23-000321 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,343

Underlying: Common Stock · 25,350 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the lessee's common stock upon the earliest of termination of employment, the third anniversary of the award date, a change of control, or the reporting person's death. These restricted stock units vest on date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the lessee's common stock upon the earliest of termination of employment, the third anniversary of the award date, a change of control, or the reporting person's death. These restricted stock units vest on date of grant.

SEC source: 0001567619-23-000326 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,531

Underlying: Common Stock · 10,851 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment? the third anniversary of the award date? a change of control? or the reporting person's death. These restricted stock units vest on date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment? the third anniversary of the award date? a change of control? or the reporting person's death. These restricted stock units vest on date of grant.

SEC source: 0001567619-22-018383 · doc1.xml · nonDerivative · entry 2

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,267

SEC source: 0001567619-22-018383 · doc1.xml · nonDerivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of restricted stock.

F1 · price: Vesting of restricted stock.

SEC source: 0001567619-22-018060 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,680

Underlying: Common Stock · 10,850 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-018058 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,680

Underlying: Common Stock · 10,850 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-018061 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,227

Underlying: Common Stock · 13,850 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-018056 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,993

Underlying: Common Stock · 25,350 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the lessee's common stock upon the earliest of termination of employment, the third anniversary of the award date, a change of control, or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the lessee's common stock upon the earliest of termination of employment, the third anniversary of the award date, a change of control, or the reporting person's death.

SEC source: 0001567619-22-018059 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,680

Underlying: Common Stock · 10,850 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-018275 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,663

Underlying: Common Stock · 12,950 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F2 · balance_after: Previous filing inadvertently underreported derivative securities beneficially owned by the reporting person.

SEC source: 0001567619-22-016597 · doc1.xml · nonDerivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,784

SEC source: 0001567619-22-016598 · doc1.xml · nonDerivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,930

SEC source: 0001567619-22-015309 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-22-015302 · doc1.xml · nonDerivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-22-015301 · doc1.xml · nonDerivative · entry 2

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,335

SEC source: 0001567619-22-015301 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based shares.

SEC source: 0001567619-22-015305 · doc1.xml · nonDerivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-22-015307 · doc1.xml · nonDerivative · entry 2

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

SEC source: 0001567619-22-015307 · doc1.xml · nonDerivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-22-015300 · doc1.xml · nonDerivative · entry 1

THOMPSON VIRGIL · CIK 0001218821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-22-015306 · doc1.xml · nonDerivative · entry 2

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,034

SEC source: 0001567619-22-015306 · doc1.xml · nonDerivative · entry 1

Young David · CIK 0001378166 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-23-000303 · doc1.xml · nonDerivative · entry 1

Yorke Justin W · CIK 0001361896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of time-based restricted shares.

F2 · balance_after: Previous filing inadvertently underreported shares beneficially owned by the reporting person.

SEC source: 0001567619-22-014305 · doc1.xml · derivative · entry 1

Neal James R · CIK 0001600865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,797

Underlying: Common Stock · 17,797 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock vest on the earlier of one year from the grant date or the next annual meeting of stockholders.

F1 · derivative.expiration_date: The restricted stock vest on the earlier of one year from the grant date or the next annual meeting of stockholders.

SEC source: 0001567619-22-014019 · doc1.xml · derivative · entry 1

Baluch Khoso · CIK 0001686223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,091

Underlying: Common Stock · 19,091 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock vest on the earlier of one year from the grant date or the next annual meeting of stockholders.

F1 · derivative.expiration_date: The restricted stock vest on the earlier of one year from the grant date or the next annual meeting of stockholders.

SEC source: 0001567619-22-013686 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,830

Underlying: Common Stock · 20,064 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-013683 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,830

Underlying: Common Stock · 20,064 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-013685 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,377

Underlying: Common Stock · 25,611 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-013682 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,713

Underlying: Common Stock · 23,947 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-013681 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,643

Underlying: Common Stock · 46,877 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-013684 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,830

Underlying: Common Stock · 20,064 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-018057 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,713

Underlying: Common Stock · 23,947 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-011300 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,390

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.53 to $1.77, inclusive. The Reporting Person undertakes to provide, Processa Pharmaceuticals, Inc. (the "Company") any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001567619-22-008312 · doc1.xml · nonDerivative · entry 2

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,390

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.45 to $3.60, inclusive. The Reporting Person undertakes to provide, Processa Pharmaceuticals, Inc. (the "Company") any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001567619-22-008312 · doc1.xml · nonDerivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,590

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.10 to $3.18, inclusive. The Reporting Person undertakes to provide, Processa Pharmaceuticals, Inc. (the "Company") any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0001567619-22-008361 · doc1.xml · derivative · entry 1

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,766

Underlying: Common Stock · 247,841 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F2 · balance_after: The previous filing understated this number. This new total accurately reflects the cumulative total of Restricted Stock Units for the reporting person.

SEC source: 0001567619-22-008363 · doc1.xml · derivative · entry 1

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,766

Underlying: Common Stock · 247,841 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F2 · balance_after: The previous filing understated this number. This new total accurately reflects the cumulative total of Restricted Stock Units for the reporting person.

SEC source: 0001567619-22-008369 · doc1.xml · derivative · entry 1

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,766

Underlying: Common Stock · 247,841 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F2 · balance_after: The previous filing understated this number. This new total accurately reflects the cumulative total of Restricted Stock Units for the reporting person.

SEC source: 0001567619-22-008365 · doc1.xml · derivative · entry 1

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,766

Underlying: Common Stock · 247,841 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F2 · balance_after: The previous filing understated this number. This new total accurately reflects the cumulative total of Restricted Stock Units for the reporting person.

SEC source: 0001567619-22-008371 · doc1.xml · derivative · entry 1

Young David · CIK 0001378166 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,766

Underlying: Common Stock · 247,841 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F2 · balance_after: The previous filing understated this number. This new total accurately reflects the cumulative total of Restricted Stock Units for the reporting person.

SEC source: 0001567619-22-008367 · doc1.xml · derivative · entry 1

Floyd Robert Michael · CIK 0001828217 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,766

Underlying: Common Stock · 247,841 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) vest upon achievement of certain performance goals. The grant of 136,632 RSUs are subject to shareholder approval of the Issuer's 2019 Omnibus Incentive Plan (the "Plan") to increase the authorized shares under the Plan.

F2 · balance_after: The previous filing understated this number. This new total accurately reflects the cumulative total of Restricted Stock Units for the reporting person.

SEC source: 0001567619-22-008010 · doc1.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

F1 · price: Vesting of time-based restricted shares.

SEC source: 0001567619-22-008003 · doc1.xml · derivative · entry 2

Guy Wendy · CIK 0001799360 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

Underlying: Common Stock · 10,715 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-007987 · doc1.xml · derivative · entry 2

Lin Patrick · CIK 0001799363 · Chief Business - Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

Underlying: Common Stock · 10,715 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-007998 · doc1.xml · derivative · entry 2

Bigora Sian · CIK 0001799365 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

Underlying: Common Stock · 10,715 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

SEC source: 0001567619-22-008012 · doc1.xml · nonDerivative · entry 1

Islam Khalid · CIK 0001701858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,486

F1 · price: Vesting of time-based restricted shares.

F2 · balance_after: Shares previously reported as indirectly held by Elion Oncology were transferred to the reporting person's direct holdings in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

SEC source: 0001567619-22-007982 · doc1.xml · derivative · entry 2

Stanker James H · CIK 0001681718 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

Underlying: Common Stock · 10,715 shares

Expires not disclosed

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon the earliest of: termination of employment; the third anniversary of the award date; a change of control; or the reporting person's death.