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Nasdaq · USD

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Pacira BioSciences, Inc.

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4928
SEC CIK
0001396814
Parsed reports
428

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202602
Apr 202604
May 202600
Jun 202602
Jul 202600
Aug 202601
Sep 202600
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2020 Filed Jun 11, 2020 22:36 UTC
WINSTON ROYChief Clinical Officer
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036054 · doc4.xml · nonDerivative · entry 1

WINSTON ROY · CIK 0001751757 · Chief Clinical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,237

F1 · shares: Represents restricted stock units that vest in four equal annual installments beginning on June 3, 2021, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:33 UTC
RIKER LAURENVice President, Finance
GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001209191-20-036051 · doc4.xml · derivative · entry 2

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2030-06-09

F2 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the option shares on the first anniversary of the grant date, and vests as to the remaining shares in successive equal quarterly installments over the subsequent three years, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:33 UTC
RIKER LAURENVice President, Finance
GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036051 · doc4.xml · nonDerivative · entry 1

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,633

F1 · shares: Represents restricted stock units that vest in four equal annual installments beginning on June 3, 2021, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:31 UTC
REINHARDT MAXPresident
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001209191-20-036048 · doc4.xml · derivative · entry 2

REINHARDT MAX · CIK 0001780058 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-06-09

F2 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the option shares on the first anniversary of the grant date, and vests as to the remaining shares in successive equal quarterly installments over the subsequent three years, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:31 UTC
REINHARDT MAXPresident
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036048 · doc4.xml · nonDerivative · entry 1

REINHARDT MAX · CIK 0001780058 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Represents restricted stock units that vest in four equal annual installments beginning on June 3, 2021, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:31 UTC
McLoughlin DennisChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001209191-20-036047 · doc4.xml · derivative · entry 2

McLoughlin Dennis · CIK 0001752004 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2030-06-09

F2 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the option shares on the first anniversary of the grant date, and vests as to the remaining shares in successive equal quarterly installments over the subsequent three years, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:31 UTC
McLoughlin DennisChief Commercial Officer
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036047 · doc4.xml · nonDerivative · entry 1

McLoughlin Dennis · CIK 0001752004 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,898

F1 · shares: Represents restricted stock units that vest in four equal annual installments beginning on June 3, 2021, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:26 UTC GrantStock Option (Right to Buy) · Derivative 8,027 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001209191-20-036041 · doc4.xml · derivative · entry 2

Kronenfeld Mark A. · CIK 0001578074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Underlying: Common Stock · 8,027 shares

Expires 2030-06-09

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:26 UTC GrantCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036041 · doc4.xml · nonDerivative · entry 1

Kronenfeld Mark A. · CIK 0001578074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,671

F1 · shares: Represents restricted stock units that vest on June 3, 2021, provided that the reporting person remains in continuous service with the issuer through the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:22 UTC GrantStock Option (Right to Buy) · Derivative 8,027 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001209191-20-036035 · doc4.xml · derivative · entry 2

CHRISTIE CHRISTOPHER · CIK 0001787688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Underlying: Common Stock · 8,027 shares

Expires 2030-06-09

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:22 UTC GrantCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036035 · doc4.xml · nonDerivative · entry 1

CHRISTIE CHRISTOPHER · CIK 0001787688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

F1 · shares: Represents restricted stock units that vest on June 3, 2021, provided that the reporting person remains in continuous service with the issuer through the vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
June 08, 2020 Filed Jun 8, 2020 21:09 UTC
STACK DAVID MDirector · CEO and Chairman
SaleCommon Stock 1,721 $48.49 $83,451.29
Disclosure

SEC source: 0001209191-20-035176 · doc4.xml · nonDerivative · entry 3

STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,909

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.435 to $48.65, inclusive.

Read SEC document
June 08, 2020 Filed Jun 8, 2020 21:09 UTC
STACK DAVID MDirector · CEO and Chairman
SaleCommon Stock 15,390 $48.08 $739,951.20
Disclosure

SEC source: 0001209191-20-035176 · doc4.xml · nonDerivative · entry 2

STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,630

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.435 to $48.40, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 01:10 UTC
WILLIAMS KRISTENChief Administrative Officer
SaleCommon Stock 5,904 $48.61 $286,993.44
Disclosure

SEC source: 0001209191-20-035179 · doc4.xml · nonDerivative · entry 2

Williams Kristen Marie · CIK 0001296965 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,887

Read SEC document
June 05, 2020 Filed Jun 9, 2020 01:04 UTC
Brege LauraDirector
SaleCommon Stock 2,100 $48.70 $102,270.00
Disclosure

SEC source: 0001209191-20-035169 · doc4.xml · nonDerivative · entry 1

Brege Laura · CIK 0001365619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,661

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 01:08 UTC
RIKER LAURENVice President, Finance
SaleCommon Stock 1,752 $48.37 $84,744.24
Disclosure

SEC source: 0001209191-20-035174 · doc4.xml · nonDerivative · entry 2

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,833

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.37 to $48.45, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:07 UTC
Reinhart Charles A. IIIChief Financial Officer
SaleCommon Stock 1,489 $46.33 $68,986.86
Disclosure

SEC source: 0001209191-20-035173 · doc4.xml · nonDerivative · entry 1

Reinhart Charles A. III · CIK 0001470871 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,847

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 01:10 UTC
WILLIAMS KRISTENChief Administrative Officer
SaleCommon Stock 2,402 $46.33 $111,287.06
Disclosure

SEC source: 0001209191-20-035179 · doc4.xml · nonDerivative · entry 1

Williams Kristen Marie · CIK 0001296965 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,791

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:09 UTC
STACK DAVID MDirector · CEO and Chairman
SaleCommon Stock 14,314 $46.33 $663,181.93
Disclosure

SEC source: 0001209191-20-035176 · doc4.xml · nonDerivative · entry 1

STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,020

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 01:05 UTC SaleCommon Stock 2,025 $47.46 $96,106.50
Disclosure

SEC source: 0001209191-20-035170 · doc4.xml · nonDerivative · entry 1

HASTINGS PAUL J · CIK 0001309702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 01:08 UTC
RIKER LAURENVice President, Finance
SaleCommon Stock 879 $46.33 $40,724.95
Disclosure

SEC source: 0001209191-20-035174 · doc4.xml · nonDerivative · entry 1

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,585

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 01:07 UTC
McLoughlin DennisChief Commercial Officer
SaleCommon Stock 1,447 $46.33 $67,040.96
Disclosure

SEC source: 0001209191-20-035172 · doc4.xml · nonDerivative · entry 1

McLoughlin Dennis · CIK 0001752004 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,898

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Includes 229 shares of common stock acquired under the issuer's employee stock purchase plan in December 2019.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 01:06 UTC
LARANJEIRA CHARLES ANTHONYSVP, Technical Operations
SaleCommon Stock 863 $46.33 $39,983.65
Disclosure

SEC source: 0001209191-20-035171 · doc4.xml · nonDerivative · entry 1

LARANJEIRA CHARLES ANTHONY · CIK 0001524338 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F1 · shares: Represents shares sold by the reporting person to cover tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Includes an aggregate of 597 shares of common stock acquired under the issuer's employee stock purchase plan in June 2019 and December 2019.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 16:48 UTC
Manning Donald C.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 71,300 $0.00 Strike: $43.58 $0.00
Disclosure

SEC source: 0001209191-20-034450 · doc4.xml · derivative · entry 2

Manning Donald C. · CIK 0001775268 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,300

Underlying: Common Stock · 71,300 shares

Expires 2030-06-02

F2 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the option shares on May 1, 2021, and vests as to the remaining shares in successive equal quarterly installments over the subsequent three years, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 16:48 UTC
Manning Donald C.Chief Medical Officer
GrantCommon Stock 28,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034450 · doc4.xml · nonDerivative · entry 1

Manning Donald C. · CIK 0001775268 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

F1 · shares: Represents restricted stock units that vest in four equal annual installments beginning on June 1, 2021, provided that the reporting person remains in continuous service with the issuer as of each vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock.

Read SEC document
May 21, 2020 Filed May 21, 2020 23:19 UTC
RIKER LAURENVice President, Finance
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001209191-20-031513 · doc4.xml · derivative · entry 6

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,180

Underlying: Common Stock · 2,000 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on May 2, 2012 and vested as to the remaining shares in successive equal monthly installments over the subsequent 36 months.

Read SEC document
May 21, 2020 Filed May 21, 2020 23:19 UTC
RIKER LAURENVice President, Finance
SaleCommon Stock 2,000 $45.26 $90,520.00
Disclosure

SEC source: 0001209191-20-031513 · doc4.xml · nonDerivative · entry 4

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,464

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.03 to $45.49, inclusive.

Read SEC document
May 21, 2020 Filed May 21, 2020 23:19 UTC
RIKER LAURENVice President, Finance
Exercise / conversionCommon Stock 2,000 $10.34 $20,680.00
Disclosure

SEC source: 0001209191-20-031513 · doc4.xml · nonDerivative · entry 3

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:19 UTC
RIKER LAURENVice President, Finance
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001209191-20-031513 · doc4.xml · derivative · entry 5

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,180

Underlying: Common Stock · 2,000 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on May 2, 2012 and vested as to the remaining shares in successive equal monthly installments over the subsequent 36 months.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:19 UTC
RIKER LAURENVice President, Finance
SaleCommon Stock 2,000 $42.81 $85,620.00
Disclosure

SEC source: 0001209191-20-031513 · doc4.xml · nonDerivative · entry 2

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,464

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.79 to $42.85, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:19 UTC
RIKER LAURENVice President, Finance
Exercise / conversionCommon Stock 2,000 $10.34 $20,680.00
Disclosure

SEC source: 0001209191-20-031513 · doc4.xml · nonDerivative · entry 1

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 17:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,736 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001209191-20-019347 · doc4.xml · derivative · entry 2

LONGENECKER JOHN P PHD · CIK 0001288231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,736 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 75% of the options on September 2, 2010 and vested as to the remaining 25% of the options in successive equal monthly installments for the subsequent 12 months. The options became exercisable, to the extent vested, from and after the issuer's initial public offering.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 17:53 UTC Exercise / conversionCommon Stock 3,736 $1.61 $6,014.96
Disclosure

SEC source: 0001209191-20-019347 · doc4.xml · nonDerivative · entry 1

LONGENECKER JOHN P PHD · CIK 0001288231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $13.98 $0.00
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · derivative · entry 8

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in 12 equal monthly installments beginning on July 2, 2011.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 7,438 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · derivative · entry 7

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,438 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 50% of the option shares on September 2, 2010 and, as to the remaining 50% of the option shares, in successive equal monthly installments for the subsequent 24 months. The option shares became exercisable, to the extent vested, from and after the issuer's initial public offering.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 4,649 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · derivative · entry 6

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,649 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 50% of the option shares upon the first anniversary of the issuer's initial public offering and, as to the remaining 50% of the option shares, upon the second anniversary of the issuer's initial public offering. The option shares became exercisable, to the extent vested, from and after the issuer's initial public offering.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 4,649 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · derivative · entry 5

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,649 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the option shares on September 2, 2011 and, as to the remaining shares, in successive equal monthly installments for the subsequent 36 months. The option shares became exercisable, to the extent vested, from and after the issuer's initial public offering.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionCommon Stock 5,000 $13.98 $69,900.00
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · nonDerivative · entry 4

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionCommon Stock 7,438 $1.61 $11,975.18
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · nonDerivative · entry 3

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionCommon Stock 4,649 $1.61 $7,484.89
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · nonDerivative · entry 2

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:54 UTC
PACE GARY WDirector
Exercise / conversionCommon Stock 4,649 $1.61 $7,484.89
Disclosure

SEC source: 0001209191-20-019350 · doc4.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 11, 2020 Filed Mar 12, 2020 23:18 UTC
WINSTON ROYChief Clinical Officer
PurchaseCommon Stock 2,500 $36.50 $91,250.00
Disclosure

SEC source: 0001209191-20-018635 · doc4.xml · nonDerivative · entry 1

WINSTON ROY · CIK 0001751757 · Chief Clinical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,237

F1 · balance_after: Includes 598 shares of common stock acquired under the issuer's employee stock purchase plan in June 2019.

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February 21, 2020 Filed Feb 25, 2020 16:55 UTC
STACK DAVID MDirector · CEO and Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 16,356 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001209191-20-012555 · doc4.xml · derivative · entry 6

STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,356 shares

Expires 2020-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested as to 25% of the option shares on December 29, 2011 and as to the remaining shares in successive equal monthly installments for the subsequent 36 months.

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February 21, 2020 Filed Feb 25, 2020 16:55 UTC
STACK DAVID MDirector · CEO and Chairman
Exercise / conversionStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $1.61 $0.00
Disclosure

SEC source: 0001209191-20-012555 · doc4.xml · derivative · entry 5

STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,500 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested as to 50% of the option shares on February 2, 2011, 19,377 option shares vested on February 3, 2011, and the remaining option shares vested in successive equal monthly installments for the subsequent 19 months.

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February 21, 2020 Filed Feb 25, 2020 16:55 UTC
STACK DAVID MDirector · CEO and Chairman
Exercise / conversionCommon Stock 16,356 $5.49 $89,794.44
Disclosure

SEC source: 0001209191-20-012555 · doc4.xml · nonDerivative · entry 2

STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:55 UTC
STACK DAVID MDirector · CEO and Chairman
Exercise / conversionCommon Stock 19,500 $1.61 $31,395.00
Disclosure

SEC source: 0001209191-20-012555 · doc4.xml · nonDerivative · entry 1

STACK DAVID M · CIK 0001204788 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2020 Filed Feb 12, 2020 21:41 UTC
RIKER LAURENVice President, Finance
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $10.81 $0.00
Disclosure

SEC source: 0001209191-20-008769 · doc4.xml · derivative · entry 5

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,820

Underlying: Common Stock · 3,000 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested and became exercisable as to 25% of the option shares on June 5, 2013 and vested as to the remaining shares in successive equal monthly installments for the subsequent 36 months.

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February 10, 2020 Filed Feb 12, 2020 21:41 UTC
RIKER LAURENVice President, Finance
SaleCommon Stock 1,000 $49.81 $49,810.00
Disclosure

SEC source: 0001209191-20-008769 · doc4.xml · nonDerivative · entry 4

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,464

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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February 10, 2020 Filed Feb 12, 2020 21:41 UTC
RIKER LAURENVice President, Finance
SaleCommon Stock 1,000 $48.81 $48,810.00
Disclosure

SEC source: 0001209191-20-008769 · doc4.xml · nonDerivative · entry 3

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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February 10, 2020 Filed Feb 12, 2020 21:41 UTC
RIKER LAURENVice President, Finance
SaleCommon Stock 1,000 $47.81 $47,810.00
Disclosure

SEC source: 0001209191-20-008769 · doc4.xml · nonDerivative · entry 2

Riker Lauren Bullaro · CIK 0001545439 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,464

F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.