Last 12 months
Inside the activity.
14 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2017 Filed Sep 12, 2017 15:11 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 2,000 | $8.75 | $17,500.00 |
DisclosureSEC source: 0001398344-17-011913 · fp0028047_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,772 F2 · ownership.direct: Shares are held by Phillip Goldstein. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 15:11 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 18,200 | $8.71 | $158,518.36 |
DisclosureSEC source: 0001398344-17-011913 · fp0028047_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,103,279 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 17:25 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 2,504 | $8.69 | $21,759.76 |
DisclosureSEC source: 0001398344-17-011822 · fp0028021_4.xml · nonDerivative · entry 5 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,085,079 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 17:25 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,400 | $8.69 | $12,167.96 |
DisclosureSEC source: 0001398344-17-011822 · fp0028021_4.xml · nonDerivative · entry 4 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,082,575 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 17:25 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,000 | $8.69 | $8,689.00 |
DisclosureSEC source: 0001398344-17-011822 · fp0028021_4.xml · nonDerivative · entry 3 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F4 · ownership.direct: Shares are held by Steven Samuels. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 17:25 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Sock | 2,000 | $8.69 | $17,378.00 |
DisclosureSEC source: 0001398344-17-011822 · fp0028021_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,772 F3 · ownership.direct: Shares are held by Phillip Goldstein. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 17:25 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 32,371 | $8.69 | $281,142.14 |
DisclosureSEC source: 0001398344-17-011822 · fp0028021_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,081,175 F2 · balance_after: Prior Form 4s filed on behalf of Bulldog Investors incorrectly attributed 10,772 shares as held Indirectly. Such shares are held Directly by Phillip Goldstein. Other than the transaction reflected on this Form 4, Mr. Goldstein did not engage in any share transactions since the time of Bulldog Investors' Form 3 filing. F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 16:10 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
OtherCommon Stock | 32,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-17-011500 · fp0027945_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,059,576 F2 · kind: These shares of PCF are held in the account of a private investment fund client of Bulldog Investors. Bulldog Investors is no longer deemed to have a pecuniary interest in such account and as a result such shares will no longer be reported on the Reporting Persons' Form 4. F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| August 31, 2017 Filed Sep 26, 2017 18:44 UTC |
BAXTER JAMESON ADirector
|
OtherClosed-end Fund | 131.14 | $8.77 | $1,150.10 |
DisclosureSEC source: 0001389056-17-000002 · primary_doc.xml · nonDerivative · entry 1 BAXTER JAMESON A · CIK 0001193637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,054.83 F1 · date: Dividends reinvested for fiscal year end 8/31/2017. F2 · price: Price as of 8/31/2017. Read SEC document |
| August 31, 2017 Filed Sep 26, 2017 18:36 UTC |
SALVIN ROBERT LEONARDPortfolio Manager · Putnam Investments
|
OtherClosed-end Fund | 283.824 | $8.77 | $2,489.14 |
DisclosureSEC source: 0001389056-17-000001 · primary_doc.xml · nonDerivative · entry 1 SALVIN ROBERT LEONARD · CIK 0001389056 · Portfolio Manager · Putnam Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,580.843 F1 · date: Dividends reinvested for fiscal year end 8/31/2017. F2 · price: Price as of 8/31/2017. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:34 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 3,500 | $8.50 | $29,750.00 |
DisclosureSEC source: 0001398344-17-001654 · fp0023929_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,091,947 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:34 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 4,084 | $8.50 | $34,729.93 |
DisclosureSEC source: 0001398344-17-001654 · fp0023929_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,088,447 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 18:17 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 1,790 | $8.48 | $15,186.00 |
DisclosureSEC source: 0001398344-17-001498 · fp0023856_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,084,363 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 18:17 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 57,736 | $8.44 | $487,384.22 |
DisclosureSEC source: 0001398344-17-001498 · fp0023856_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,082,573 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 15:06 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 9,658 | $8.43 | $81,423.70 |
DisclosureSEC source: 0001398344-17-001286 · fp0023783_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,024,837 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 15:06 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 8,511 | $8.41 | $71,569.00 |
DisclosureSEC source: 0001398344-17-001286 · fp0023783_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,015,179 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 14:56 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 21,744 | $8.38 | $182,208.20 |
DisclosureSEC source: 0001398344-17-001151 · fp0023740_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 1,006,668 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 14:56 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 10,068 | $8.38 | $84,373.87 |
DisclosureSEC source: 0001398344-17-001151 · fp0023740_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 984,924 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 20:28 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 10,508 | $8.47 | $89,041.64 |
DisclosureSEC source: 0001398344-17-001017 · fp0023673_4.xml · nonDerivative · entry 3 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 974,856 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:28 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 8,410 | $8.42 | $70,805.47 |
DisclosureSEC source: 0001398344-17-001017 · fp0023673_4.xml · nonDerivative · entry 2 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 964,348 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:28 UTC |
Bulldog Investors, LLP10% owner
GOLDSTEIN PHILLIP10% owner
Dakos Andrew10% owner
Samuels Steven10% owner
|
PurchaseCommon Stock | 24,900 | $8.42 | $209,658.00 |
DisclosureSEC source: 0001398344-17-001017 · fp0023673_4.xml · nonDerivative · entry 1 Bulldog Investors, LLC · CIK 0001504304 · 10% owner GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner Dakos Andrew · CIK 0001341021 · 10% owner Samuels Steven · CIK 0001561169 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Clients Disclosed balance after: 955,938 F1 · ownership.nature: Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Read SEC document |
| August 31, 2016 Filed Oct 5, 2016 19:56 UTC |
SALVIN ROBERT LEONARDPortfolio Manager to the · Putnam Mutual Funds
|
OtherClosed-end Fund | 308.163 | $8.02 | $2,471.47 |
DisclosureSEC source: 0001389056-16-000014 · primary_doc.xml · nonDerivative · entry 1 SALVIN ROBERT LEONARD · CIK 0001389056 · Portfolio Manager to the · Putnam Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,297.019 F1 · date: Dividends reinvested for fiscal year end 8/31/2016. F2 · price: Price as of 8/31/2016. Read SEC document |
| August 31, 2016 Filed Oct 5, 2016 20:13 UTC |
HILL JOHN ADirector
|
OtherClosed-end Fund | 485.363 | $8.02 | $3,892.61 |
DisclosureSEC source: 0001389056-16-000016 · primary_doc.xml · nonDerivative · entry 1 HILL JOHN A · CIK 0000903969 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,822.553 F1 · date: Dividends reinvested for fiscal year end 8/31/2016. F2 · price: Price as of 8/31/2016. Read SEC document |
| August 31, 2016 Filed Oct 5, 2016 20:05 UTC |
BAXTER JAMESON ADirector
|
OtherClosed-end Fund | 142.249 | $8.02 | $1,140.84 |
DisclosureSEC source: 0001389056-16-000015 · primary_doc.xml · nonDerivative · entry 1 BAXTER JAMESON A · CIK 0001193637 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,923.69 F1 · date: Dividends reinvested for fiscal year end 8/31/2016. F2 · price: Price as of 8/31/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.