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PCB BANCORP

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5696
SEC CIK
0001423869
Parsed reports
241

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202660
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 3,600 $15.20 $54,712.08
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 13

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 381,931

Read SEC document
February 11, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 100 $15.15 $1,515.00
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 12

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 378,331

Read SEC document
February 07, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 11,502 $15.20 $174,830.40
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 11

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 378,231

Read SEC document
February 07, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 2,622 $15.19 $39,828.18
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 10

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 366,729

Read SEC document
February 07, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 1,852 $15.18 $28,113.36
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 9

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 364,107

Read SEC document
February 07, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 100 $15.17 $1,517.00
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 8

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 362,255

Read SEC document
February 07, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 1,424 $15.16 $21,587.84
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 7

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 362,155

Read SEC document
February 07, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 7,362 $15.15 $111,534.30
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 6

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 360,731

Read SEC document
February 07, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 100 $15.14 $1,514.00
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 5

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 353,369

Read SEC document
February 06, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 1,548 $15.15 $23,452.20
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 4

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 353,269

Read SEC document
February 05, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 12,000 $15.10 $181,200.00
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 3

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 351,721

Read SEC document
February 04, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 497 $15.00 $7,455.00
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 2

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 339,721

Read SEC document
February 04, 2020 Filed Feb 13, 2020 18:52 UTC
RHEE DONDirector
PurchaseCommon Stock 4,100 $15.10 $61,910.00
Disclosure

SEC source: 0001749474-20-000004 · wf-form4_158161992840865.xml · nonDerivative · entry 1

RHEE DON · CIK 0001749474 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rhee Family Venture LLC

Disclosed balance after: 314,665

Read SEC document
January 29, 2020 Filed Jan 29, 2020 20:00 UTC
JU JOHNSVP & CHIEF LENDING OFFICER
Exercise / conversionStock option (right to buy) · Derivative 8,875 $4.51 Strike: $4.51 $40,026.25
Disclosure

SEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · derivative · entry 4

JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,875 shares

Expires 2023-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 20:00 UTC
JU JOHNSVP & CHIEF LENDING OFFICER
Exercise / conversionStock option (right to buy) · Derivative 4,439 $3.38 Strike: $3.38 $15,003.82
Disclosure

SEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · derivative · entry 3

JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,439 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 20:00 UTC
JU JOHNSVP & CHIEF LENDING OFFICER
Exercise / conversionCommon Stock 8,875 $4.51 $40,026.25
Disclosure

SEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · nonDerivative · entry 2

JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 20:00 UTC
JU JOHNSVP & CHIEF LENDING OFFICER
Exercise / conversionCommon Stock 4,439 $3.38 $15,003.82
Disclosure

SEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · nonDerivative · entry 1

JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 24, 2020 22:01 UTC
LEE MIMISee Remarks
Exercise / conversionStock option (right to buy) · Derivative 2,500 $10.33 Strike: $10.33 $25,825.00
Disclosure

SEC source: 0001749372-20-000002 · wf-form4_157990324639744.xml · derivative · entry 2

LEE MIMI · CIK 0001749372 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,151

Underlying: Common Stock · 2,500 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
January 24, 2020 Filed Jan 24, 2020 22:01 UTC
LEE MIMISee Remarks
Exercise / conversionCommon Stock 2,500 $10.33 $25,825.00
Disclosure

SEC source: 0001749372-20-000002 · wf-form4_157990324639744.xml · nonDerivative · entry 1

LEE MIMI · CIK 0001749372 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:28 UTC
KIM HENRYDirector · President, CEO and Director
Exercise / conversionStock option (right to buy) · Derivative 5,000 $10.33 Strike: $10.33 $51,650.00
Disclosure

SEC source: 0001749355-20-000004 · wf-form4_158014609692182.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,451

Underlying: Common Stock · 5,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:28 UTC
KIM HENRYDirector · President, CEO and Director
Exercise / conversionCommon Stock 5,000 $10.33 $51,650.00
Disclosure

SEC source: 0001749355-20-000004 · wf-form4_158014609692182.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:33 UTC
CHO HAEYOUNGDirector
Exercise / conversionStock option (right to buy) · Derivative 11,553 $9.30 Strike: $9.30 $107,442.90
Disclosure

SEC source: 0001749473-20-000004 · wf-form4_158014642073012.xml · derivative · entry 2

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 11,553 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:33 UTC
CHO HAEYOUNGDirector
Exercise / conversionCommon Stock 11,553 $9.30 $107,442.90
Disclosure

SEC source: 0001749473-20-000004 · wf-form4_158014642073012.xml · nonDerivative · entry 1

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:22 UTC
KIM HENRYDirector · President, CEO and Director
Exercise / conversionStock option (right to buy) · Derivative 10,000 $10.33 Strike: $10.33 $103,300.00
Disclosure

SEC source: 0001749355-20-000002 · wf-form4_157981453161855.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,451

Underlying: Common Stock · 10,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:22 UTC
KIM HENRYDirector · President, CEO and Director
Exercise / conversionCommon Stock 10,000 $10.33 $103,300.00
Disclosure

SEC source: 0001749355-20-000002 · wf-form4_157981453161855.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 16:56 UTC
CHO HAEYOUNGDirector
Exercise / conversionStock option (right to buy) · Derivative 17,749 $4.51 Strike: $4.51 $80,047.99
Disclosure

SEC source: 0001749473-20-000002 · wf-form4_157919379077405.xml · derivative · entry 4

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,749 shares

Expires 2023-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 16:56 UTC
CHO HAEYOUNGDirector
Exercise / conversionStock option (right to buy) · Derivative 4,761 $3.38 Strike: $3.38 $16,092.18
Disclosure

SEC source: 0001749473-20-000002 · wf-form4_157919379077405.xml · derivative · entry 3

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,761 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 16:56 UTC
CHO HAEYOUNGDirector
Exercise / conversionCommon Stock 17,749 $4.51 $80,047.99
Disclosure

SEC source: 0001749473-20-000002 · wf-form4_157919379077405.xml · nonDerivative · entry 2

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 16:56 UTC
CHO HAEYOUNGDirector
Exercise / conversionCommon Stock 4,761 $3.38 $16,092.18
Disclosure

SEC source: 0001749473-20-000002 · wf-form4_157919379077405.xml · nonDerivative · entry 1

CHO HAEYOUNG · CIK 0001749473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 15, 2021 19:42 UTC
AHN KIJUNDirector
OtherCommon Stock 7,151 $0.00 $0.00
Disclosure

SEC source: 0001749381-21-000002 · wf-form5_161073970935317.xml · nonDerivative · entry 2

AHN KIJUN · CIK 0001749381 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child (Second Daughter)

Disclosed balance after: 7,151

F1 · kind: Transferred 7,151 shares of common stock from the Uniform Transfer to Minors Trust to his daughter's direct ownership on January 3, 2020. No consideration was paid for this transfer.

Read SEC document
January 03, 2020 Filed Jan 15, 2021 19:42 UTC
AHN KIJUNDirector
OtherCommon Stock 7,151 $0.00 $0.00
Disclosure

SEC source: 0001749381-21-000002 · wf-form5_161073970935317.xml · nonDerivative · entry 1

AHN KIJUN · CIK 0001749381 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Uniform Transfer to Minors Trust for Child (Daughter)

Disclosed balance after: 0

F1 · kind: Transferred 7,151 shares of common stock from the Uniform Transfer to Minors Trust to his daughter's direct ownership on January 3, 2020. No consideration was paid for this transfer.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:18 UTC Exercise / conversionStock option (right to buy) · Derivative 4,840 $10.33 Strike: $10.33 $49,997.20
Disclosure

SEC source: 0001749380-19-000002 · wf-form4_157420191597965.xml · derivative · entry 2

PARK HONG KYUN · CIK 0001749380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840

Underlying: Common Stock · 4,840 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in five equal annual installments beginning one year after the 10/28/2015 date of grant.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:18 UTC Exercise / conversionCommon Stock 4,840 $10.33 $49,997.20
Disclosure

SEC source: 0001749380-19-000002 · wf-form4_157420191597965.xml · nonDerivative · entry 1

PARK HONG KYUN · CIK 0001749380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 17:23 UTC
CHON JUSTINSee Remarks
SaleCommon Stock 1,968 $17.03 $33,515.04
Disclosure

SEC source: 0001749371-19-000010 · wf-form4_157316540455884.xml · nonDerivative · entry 1

CHON JUSTIN · CIK 0001749371 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
November 06, 2019 Filed Nov 6, 2019 17:25 UTC
CHON JUSTINSee Remarks
SaleCommon Stock 620 $17.00 $10,540.00
Disclosure

SEC source: 0001749371-19-000008 · wf-form4_157307912627570.xml · nonDerivative · entry 2

CHON JUSTIN · CIK 0001749371 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,068

Read SEC document
November 05, 2019 Filed Nov 6, 2019 17:25 UTC
CHON JUSTINSee Remarks
SaleCommon Stock 7,035 $17.00 $119,595.00
Disclosure

SEC source: 0001749371-19-000008 · wf-form4_157307912627570.xml · nonDerivative · entry 1

CHON JUSTIN · CIK 0001749371 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

Read SEC document
November 01, 2019 Filed Nov 5, 2019 12:22 UTC
CHON JUSTINSee Remarks
SaleCommon Stock 193 $16.93 $3,267.49
Disclosure

SEC source: 0001749371-19-000006 · wf-form4_157297451258996.xml · nonDerivative · entry 1

CHON JUSTIN · CIK 0001749371 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,723

Read SEC document
November 01, 2019 Filed Nov 19, 2019 22:24 UTC Exercise / conversionStock option (right to buy) · Derivative 4,840 $10.33 Strike: $10.33 $49,997.20
Disclosure

SEC source: 0001749375-19-000004 · wf-form4_157420224278535.xml · derivative · entry 2

LEE SANG YOUNG · CIK 0001749375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840

Underlying: Common Stock · 4,840 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in five equal annual installments beginning one year after the 10/28/2015 date of grant.

Read SEC document
November 01, 2019 Filed Nov 19, 2019 22:24 UTC Exercise / conversionCommon Stock 4,840 $10.33 $49,997.20
Disclosure

SEC source: 0001749375-19-000004 · wf-form4_157420224278535.xml · nonDerivative · entry 1

LEE SANG YOUNG · CIK 0001749375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 16:09 UTC
CHON JUSTINSee Remarks
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001749371-19-000004 · wf-form4_156883733765496.xml · nonDerivative · entry 1

CHON JUSTIN · CIK 0001749371 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,916

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 16:06 UTC
JU JOHNSVP & CHIEF LENDING OFFICER
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001749369-19-000006 · wf-form4_156883715227132.xml · nonDerivative · entry 1

JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,853

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 20:07 UTC
LEE MIMISee Remarks
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001749372-19-000006 · wf-form4_156883725449013.xml · nonDerivative · entry 1

LEE MIMI · CIK 0001749372 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,589

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 20:04 UTC
BANG BRIANSVP & CHIEF CREDIT OFFICER
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001749368-19-000004 · wf-form4_156883704640600.xml · nonDerivative · entry 1

BANG BRIAN · CIK 0001749368 · SVP & CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,367

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

Read SEC document
September 18, 2019 Filed Sep 18, 2019 20:02 UTC
KIM HENRYDirector · President, CEO and Director
GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001749355-19-000006 · wf-form4_156883693241080.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,164

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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August 01, 2019 Filed Aug 5, 2019 16:13 UTC
JU JOHNSVP & CHIEF LENDING OFFICER
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001749369-19-000004 · wf-form4_156503600684803.xml · nonDerivative · entry 1

JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,553

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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August 01, 2019 Filed Aug 5, 2019 16:09 UTC
CHUNG ANDREWEVP & CHIEF RISK OFFICER
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001749668-19-000002 · wf-form4_156503577976323.xml · nonDerivative · entry 1

CHUNG ANDREW · CIK 0001749668 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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August 01, 2019 Filed Aug 5, 2019 16:16 UTC
CHON JUSTINSee Remarks
GrantCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001749371-19-000002 · wf-form4_156503618894724.xml · nonDerivative · entry 1

CHON JUSTIN · CIK 0001749371 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,616

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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August 01, 2019 Filed Aug 5, 2019 20:08 UTC
CHANG TIMOTHYEVP & CFO
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001251326-19-000007 · wf-form4_156503566939352.xml · nonDerivative · entry 1

CHANG TIMOTHY · CIK 0001251326 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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August 01, 2019 Filed Aug 5, 2019 20:18 UTC
LEE MIMISee Remarks
GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001749372-19-000004 · wf-form4_156503630818871.xml · nonDerivative · entry 1

LEE MIMI · CIK 0001749372 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,289

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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August 01, 2019 Filed Aug 5, 2019 20:11 UTC
BANG BRIANSVP & CHIEF CREDIT OFFICER
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001749368-19-000002 · wf-form4_156503589373871.xml · nonDerivative · entry 1

BANG BRIAN · CIK 0001749368 · SVP & CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,067

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.