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person · Reporting owner

KIM HENRY

Disclosed activity across 1 company

Tapewire entity
18700
SEC CIK
0001749355

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PCB BANCORPPCB · Entity 5696Director · PRESIDENT, CEO & DIRECTORAugust 28, 2026August 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PCB BANCORP

Report date August 28, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect235,199 Reported balance After 2026-08-28 transaction · row 1
1 source row

Row 1 · 2026-08-28 · Exercise / conversion · Acquired 1,000 · Balance 235,199

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.75 · Expires 2028-01-02Direct43,000 Reported balance After 2026-08-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-28 · Exercise / conversion · Disposed 1,000 · Balance 43,000

F1: These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Filing footnotes · ownership attribution and instrument terms

F1: These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2026 Filed Aug 28, 2026 17:22 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001749355-26-000006 · wk-form4_1787952142.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 1,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Read SEC document
August 28, 2026 Filed Aug 28, 2026 17:22 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 1,000 $14.75 $14,750.00
Disclosure

SEC source: 0001749355-26-000006 · wk-form4_1787952142.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2026 Filed Aug 19, 2026 23:52 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 3,000 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001749355-26-000004 · wk-form4_1787183520.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 3,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Read SEC document
August 19, 2026 Filed Aug 19, 2026 23:52 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 3,000 $14.75 $44,250.00
Disclosure

SEC source: 0001749355-26-000004 · wk-form4_1787183520.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2026 Filed Aug 17, 2026 23:50 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 3,000 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001749355-26-000002 · wk-form4_1787010598.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 3,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 01/02/2018 date of grant

Read SEC document
August 17, 2026 Filed Aug 17, 2026 23:50 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 3,000 $14.75 $44,250.00
Disclosure

SEC source: 0001749355-26-000002 · wk-form4_1787010598.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:52 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 8,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-25-000008 · wk-form4_1749070364.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 20:52 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 8,000 $10.33 $82,640.00
Disclosure

SEC source: 0001749355-25-000008 · wk-form4_1749070364.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 21:02 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 1,734 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-25-000006 · wk-form4_1743714133.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 1,734 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
April 03, 2025 Filed Apr 3, 2025 21:02 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 1,734 $10.33 $17,912.22
Disclosure

SEC source: 0001749355-25-000006 · wk-form4_1743714133.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2025 Filed Apr 3, 2025 00:35 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 5,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-25-000004 · wk-form4_1743640549.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,734

Underlying: Common Stock · 5,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 28, 2025 Filed Apr 3, 2025 00:35 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 5,000 $10.33 $51,650.00
Disclosure

SEC source: 0001749355-25-000004 · wk-form4_1743640549.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 22:50 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 10,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-25-000002 · wk-form4_1741301419.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,734

Underlying: Common Stock · 10,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 22:50 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 10,000 $10.33 $103,300.00
Disclosure

SEC source: 0001749355-25-000002 · wk-form4_1741301419.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 25, 2024 21:11 UTC PCB BANCORP PCB · Entity 5696 PurchaseCommon Stock 1,300 $21.50 $27,950.00
Disclosure

SEC source: 0001749355-24-000004 · wk-form4_1732569071.xml · nonDerivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Indirect · By Henry Kim IRA

Disclosed balance after: 22,785

Read SEC document
November 25, 2024 Filed Nov 25, 2024 21:11 UTC PCB BANCORP PCB · Entity 5696 PurchaseCommon Stock 1,700 $21.39 $36,363.00
Disclosure

SEC source: 0001749355-24-000004 · wk-form4_1732569071.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Indirect · By Henry Kim IRA

Disclosed balance after: 21,485

Read SEC document
November 06, 2024 Filed Nov 6, 2024 21:00 UTC PCB BANCORP PCB · Entity 5696 PurchaseCommon Stock 3,700 $20.35 $75,295.00
Disclosure

SEC source: 0001749355-24-000002 · wk-form4_1730926830.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 24,713

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:07 UTC PCB BANCORP PCB · Entity 5696 GrantStock option (right to buy) · Derivative 21,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001749355-23-000007 · wk-form4_1698350826.xml · derivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2033-10-25

F1 · derivative.exercise_date: These options vest in three equal annual installment beginning one year after the date of grant.

Read SEC document
April 18, 2023 Filed Apr 18, 2023 23:05 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-23-000006 · wf-form4_168185913220490.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,734

Underlying: Common Stock · 1,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
April 18, 2023 Filed Apr 18, 2023 23:05 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 1,000 $10.33 $10,330.00
Disclosure

SEC source: 0001749355-23-000006 · wf-form4_168185913220490.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 21:26 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-23-000004 · wf-form4_167960676519801.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,734

Underlying: Common Stock · 1,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 23, 2023 Filed Mar 23, 2023 21:26 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 1,000 $10.33 $10,330.00
Disclosure

SEC source: 0001749355-23-000004 · wf-form4_167960676519801.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 21:53 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 1,000 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-23-000002 · wf-form4_167883080125464.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,734

Underlying: Common Stock · 1,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 21:53 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 1,000 $10.33 $10,330.00
Disclosure

SEC source: 0001749355-23-000002 · wf-form4_167883080125464.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · PRESIDENT, CEO & DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Mar 7, 2022 21:21 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 6,717 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-22-000004 · wf-form4_164668810567359.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,734

Underlying: Common Stock · 6,717 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
March 07, 2022 Filed Mar 7, 2022 21:21 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 6,717 $10.33 $69,386.61
Disclosure

SEC source: 0001749355-22-000004 · wf-form4_164668810567359.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 19:56 UTC PCB BANCORP PCB · Entity 5696 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001749355-22-000002 · wf-form4_164123979283396.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,748

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

Read SEC document
April 08, 2021 Filed Apr 8, 2021 21:58 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 2,500 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-21-000008 · wf-form4_161791906953646.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,451

Underlying: Common Stock · 2,500 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
April 08, 2021 Filed Apr 8, 2021 21:58 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 2,500 $10.33 $25,825.00
Disclosure

SEC source: 0001749355-21-000008 · wf-form4_161791906953646.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2021 Filed Apr 7, 2021 23:08 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 2,500 $0.00 Strike: $10.33 $0.00
Disclosure

SEC source: 0001749355-21-000006 · wf-form4_161783688755400.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,951

Underlying: Common Stock · 2,500 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
April 07, 2021 Filed Apr 7, 2021 23:08 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 2,500 $10.33 $25,825.00
Disclosure

SEC source: 0001749355-21-000006 · wf-form4_161783688755400.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 21:03 UTC PCB BANCORP PCB · Entity 5696 PurchaseCommon Stock 1,200 $11.40 $13,680.00
Disclosure

SEC source: 0001749355-21-000004 · wf-form4_161229978916386.xml · nonDerivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 21,013

Read SEC document
February 02, 2021 Filed Feb 2, 2021 21:03 UTC PCB BANCORP PCB · Entity 5696 PurchaseCommon Stock 1,800 $11.40 $20,520.00
Disclosure

SEC source: 0001749355-21-000004 · wf-form4_161229978916386.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,748

Read SEC document
January 14, 2021 Filed Jan 15, 2021 23:07 UTC PCB BANCORP PCB · Entity 5696 GrantCommon Stock 33,784 $0.00 $0.00
Disclosure

SEC source: 0001749355-21-000002 · wf-form4_161075204314016.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,948

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:28 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 5,000 $10.33 Strike: $10.33 $51,650.00
Disclosure

SEC source: 0001749355-20-000004 · wf-form4_158014609692182.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,451

Underlying: Common Stock · 5,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 17:28 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 5,000 $10.33 $51,650.00
Disclosure

SEC source: 0001749355-20-000004 · wf-form4_158014609692182.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:22 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 10,000 $10.33 Strike: $10.33 $103,300.00
Disclosure

SEC source: 0001749355-20-000002 · wf-form4_157981453161855.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,451

Underlying: Common Stock · 10,000 shares

Expires 2025-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest 60% on the third-anniversary of the 10/28/2015 date of grant and two equal annual installments thereafter.

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January 22, 2020 Filed Jan 23, 2020 21:22 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 10,000 $10.33 $103,300.00
Disclosure

SEC source: 0001749355-20-000002 · wf-form4_157981453161855.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 18, 2019 Filed Sep 18, 2019 20:02 UTC PCB BANCORP PCB · Entity 5696 GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001749355-19-000006 · wf-form4_156883693241080.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,164

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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August 01, 2019 Filed Aug 5, 2019 20:06 UTC PCB BANCORP PCB · Entity 5696 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001749355-19-000004 · wf-form4_156503557127695.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,864

F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date.

F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares.

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February 27, 2019 Filed Feb 28, 2019 22:04 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionStock option (right to buy) · Derivative 10,648 $4.51 Strike: $4.51 $48,022.48
Disclosure

SEC source: 0001749355-19-000002 · wf-form4_155139145178759.xml · derivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,648 shares

Expires 2023-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 22:04 UTC PCB BANCORP PCB · Entity 5696 Exercise / conversionCommon Stock 10,648 $4.51 $48,022.48
Disclosure

SEC source: 0001749355-19-000002 · wf-form4_155139145178759.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2018 Filed Aug 24, 2018 20:31 UTC PCB BANCORP PCB · Entity 5696 PurchaseCommon Stock 1,000 $19.80 $19,800.00
Disclosure

SEC source: 0001749355-18-000002 · wf-form4_153514265221138.xml · nonDerivative · entry 2

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 19,813

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August 23, 2018 Filed Aug 24, 2018 20:31 UTC PCB BANCORP PCB · Entity 5696 PurchaseCommon Stock 1,000 $19.85 $19,850.00
Disclosure

SEC source: 0001749355-18-000002 · wf-form4_153514265221138.xml · nonDerivative · entry 1

KIM HENRY · CIK 0001749355 · Director · President, CEO and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 18,813

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.