Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PCB BANCORPPCB · Entity 5696 | SVP & CHIEF LENDING OFFICER | January 29, 2020 | January 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PCB BANCORP
Report date January 29, 2020 · Filed January 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,167 |
Ending reported balance
After 2020-01-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-29 · Exercise / conversion · Acquired 4,439 · Balance 52,292 Row 2 · 2020-01-29 · Exercise / conversion · Acquired 8,875 · Balance 61,167 |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.38 · Expires 2022-02-23 | Direct | 0 |
Reported balance
After 2020-01-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-29 · Exercise / conversion · Disposed 4,439 · Balance 0 |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.51 · Expires 2023-03-29 | Direct | 0 |
Reported balance
After 2020-01-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-29 · Exercise / conversion · Disposed 8,875 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2020 Filed Jan 29, 2020 20:00 UTC | PCB BANCORP PCB · Entity 5696 | Exercise / conversionStock option (right to buy) · Derivative | 8,875 | $4.51 Strike: $4.51 | $40,026.25 |
DisclosureSEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · derivative · entry 4 JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,875 shares Expires 2023-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2020 Filed Jan 29, 2020 20:00 UTC | PCB BANCORP PCB · Entity 5696 | Exercise / conversionStock option (right to buy) · Derivative | 4,439 | $3.38 Strike: $3.38 | $15,003.82 |
DisclosureSEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · derivative · entry 3 JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,439 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2020 Filed Jan 29, 2020 20:00 UTC | PCB BANCORP PCB · Entity 5696 | Exercise / conversionCommon Stock | 8,875 | $4.51 | $40,026.25 |
DisclosureSEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · nonDerivative · entry 2 JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2020 Filed Jan 29, 2020 20:00 UTC | PCB BANCORP PCB · Entity 5696 | Exercise / conversionCommon Stock | 4,439 | $3.38 | $15,003.82 |
DisclosureSEC source: 0001749369-20-000002 · wf-form4_158034598931026.xml · nonDerivative · entry 1 JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2019 Filed Sep 18, 2019 16:06 UTC | PCB BANCORP PCB · Entity 5696 | GrantCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001749369-19-000006 · wf-form4_156883715227132.xml · nonDerivative · entry 1 JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,853 F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a three-year period beginning on the one-year anniversary of the grant date. F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 16:13 UTC | PCB BANCORP PCB · Entity 5696 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001749369-19-000004 · wf-form4_156503600684803.xml · nonDerivative · entry 1 JU JOHN · CIK 0001749369 · SVP & CHIEF LENDING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,553 F1 · kind: Represents shares of restricted stock, which shares will vest annually in equal installments over a five-year period beginning on the one-year anniversary of the grant date. F2 · price: Shares issued pursuant to the Issuer's 2013 Equity Based Compensation Plan. The Reporting Person did not provide, and the Issuer did not receive, any consideration for the issuance of these shares. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 17:18 UTC | PCB BANCORP PCB · Entity 5696 | SaleCommon Stock | 9,076 | $17.00 | $154,292.00 |
DisclosureSEC source: 0001749369-19-000002 · wf-form4_155968311425860.xml · nonDerivative · entry 3 JU JOHN · CIK 0001749369 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,553 Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 17:18 UTC | PCB BANCORP PCB · Entity 5696 | SaleCommon Stock | 924 | $17.00 | $15,708.00 |
DisclosureSEC source: 0001749369-19-000002 · wf-form4_155968311425860.xml · nonDerivative · entry 2 JU JOHN · CIK 0001749369 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,629 Read SEC document |
| April 11, 2019 Filed Jun 4, 2019 17:18 UTC | PCB BANCORP PCB · Entity 5696 | OtherCommon Stock | 29,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001749369-19-000002 · wf-form4_155968311425860.xml · nonDerivative · entry 1 JU JOHN · CIK 0001749369 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,553 F1 · security: Reissuance of shares under Mr. Ju's aunt's name alone to clarify his lack of ownership on such shares. This transaction was originally planned to be filed on Form 5 in early 2020, but reported on this report in order to accurately report Mr. Ju's current ownership after the June 3 and 4 transactions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.