PBI

SEC source: 0001562180-20-001144 · primarydocument.xml · nonDerivative · entry 2

TORSONE JOHNNA G · CIK 0001204540 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,624

SEC source: 0001562180-20-001144 · primarydocument.xml · nonDerivative · entry 1

TORSONE JOHNNA G · CIK 0001204540 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001143 · primarydocument.xml · derivative · entry 6

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F5 · derivative.exercise_date: The first vesting of the three traunches vesting.

F5 · derivative.expiration_date: The first vesting of the three traunches vesting.

SEC source: 0001562180-20-001143 · primarydocument.xml · derivative · entry 5

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 5,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F4 · derivative.exercise_date: The second vesting of the three traunches vesting.

F4 · derivative.expiration_date: The second vesting of the three traunches vesting.

SEC source: 0001562180-20-001143 · primarydocument.xml · derivative · entry 4

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: The third vesting of the three traunches vesting.

F3 · derivative.expiration_date: The third vesting of the three traunches vesting.

SEC source: 0001562180-20-001143 · primarydocument.xml · derivative · entry 3

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on market-based and nonmarket-based factors, such as achievement of pre-established financial metrics, the resulting number of shares released can range from zero to 200% of the grant, subject to the per individual share grant limit imposed by the Stock Plan.

F2 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on market-based and nonmarket-based factors, such as achievement of pre-established financial metrics, the resulting number of shares released can range from zero to 200% of the grant, subject to the per individual share grant limit imposed by the Stock Plan.

SEC source: 0001562180-20-001143 · primarydocument.xml · nonDerivative · entry 2

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,129.6028

SEC source: 0001562180-20-001143 · primarydocument.xml · nonDerivative · entry 1

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,267.6028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 7

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F5 · derivative.exercise_date: The first vesting of the three traunches vesting.

F5 · derivative.expiration_date: The first vesting of the three traunches vesting.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 6

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 5,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F4 · derivative.exercise_date: The second vesting of the three traunches vesting.

F4 · derivative.expiration_date: The second vesting of the three traunches vesting.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 5

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: The final vesting of three tranches vesting.

F2 · derivative.expiration_date: The final vesting of three tranches vesting.

SEC source: 0001562180-20-001142 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,267.4774

SEC source: 0001562180-20-001142 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,459.4774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001141 · primarydocument.xml · derivative · entry 7

Catapano Joseph Ronald · CIK 0001714468 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,323

Underlying: Common Stock · 5,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F6 · derivative.exercise_date: The first vesting of the three traunches vesting.

F6 · derivative.expiration_date: The first vesting of the three traunches vesting.

SEC source: 0001562180-20-001141 · primarydocument.xml · derivative · entry 6

Catapano Joseph Ronald · CIK 0001714468 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369

Underlying: Common Stock · 3,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F5 · derivative.exercise_date: The second vesting of the three traunches vesting.

F5 · derivative.expiration_date: The second vesting of the three traunches vesting.

SEC source: 0001562180-20-001141 · primarydocument.xml · derivative · entry 5

Catapano Joseph Ronald · CIK 0001714468 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F4 · derivative.exercise_date: The third vesting of the three traunches vesting.

F4 · derivative.expiration_date: The third vesting of the three traunches vesting.

SEC source: 0001562180-20-001141 · primarydocument.xml · derivative · entry 4

Catapano Joseph Ronald · CIK 0001714468 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on market-based and nonmarket-based factors, such as achievement of pre-established financial metrics, the resulting number of shares released can range from zero to 200% of the grant, subject to the per individual share grant limit imposed by the Stock Plan.

F2 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on market-based and nonmarket-based factors, such as achievement of pre-established financial metrics, the resulting number of shares released can range from zero to 200% of the grant, subject to the per individual share grant limit imposed by the Stock Plan.

SEC source: 0001562180-20-001141 · primarydocument.xml · nonDerivative · entry 2

Catapano Joseph Ronald · CIK 0001714468 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,882.3639

SEC source: 0001562180-20-001141 · primarydocument.xml · nonDerivative · entry 1

Catapano Joseph Ronald · CIK 0001714468 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,587.3639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-000931 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $3.9183 to $4.1099 per share.

SEC source: 0001562180-20-000934 · primarydocument.xml · derivative · entry 1

Catapano Joseph Ronald · CIK 0001714468 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,898

Underlying: Common Stock · 25,678 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000933 · primarydocument.xml · derivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,257

Underlying: Common Stock · 257,426 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000933 · primarydocument.xml · derivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,979

Underlying: Common Stock · 65,327 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000932 · primarydocument.xml · derivative · entry 2

TORSONE JOHNNA G · CIK 0001204540 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,017

Underlying: Common Stock · 138,614 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000932 · primarydocument.xml · derivative · entry 1

TORSONE JOHNNA G · CIK 0001204540 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,289

Underlying: Common Stock · 35,176 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000931 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,908

Underlying: Common Stock · 455,446 shares

Expires 2030-02-03

F2 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000931 · primarydocument.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,596

Underlying: Common Stock · 115,578 shares

Expires not disclosed

F2 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F4 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F4 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000930 · primarydocument.xml · derivative · entry 2

Christoph Stehmann · CIK 0001660153 · Exec VP, Enterprise Sol Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,773

Underlying: Common Stock · 148,515 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000930 · primarydocument.xml · derivative · entry 1

Christoph Stehmann · CIK 0001660153 · Exec VP, Enterprise Sol Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,773

Underlying: Common Stock · 37,688 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000929 · primarydocument.xml · derivative · entry 2

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001,304

Underlying: Common Stock · 257,426 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000929 · primarydocument.xml · derivative · entry 1

Snyder Lila · CIK 0001660756 · Exec VP, Glbl Ecomm & Shipping

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,546

Underlying: Common Stock · 65,327 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000928 · primarydocument.xml · derivative · entry 2

Borrelle William A · CIK 0001745005 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,427

Underlying: Common Stock · 108,911 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000928 · primarydocument.xml · derivative · entry 1

Borrelle William A · CIK 0001745005 · SVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,059

Underlying: Common Stock · 27,638 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000927 · primarydocument.xml · derivative · entry 2

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,606

Underlying: Common Stock · 148,515 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000927 · primarydocument.xml · derivative · entry 1

Goldstein Daniel J · CIK 0001503137 · EVP/Chief Legal & Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,982

Underlying: Common Stock · 37,688 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-000926 · primarydocument.xml · derivative · entry 2

Lautenbach Marc Bradley · CIK 0001563556 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752,138

Underlying: Common Stock · 1,287,129 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000926 · primarydocument.xml · derivative · entry 1

Lautenbach Marc Bradley · CIK 0001563556 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,736

Underlying: Common Stock · 326,633 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-19-005940 · primarydocument.xml · derivative · entry 3

Guidotti Robert · CIK 0001663444 · EVP & Pres Software Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,195

Underlying: Common Stock · 1,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017, 2018 and 2019 Grants.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-19-005940 · primarydocument.xml · nonDerivative · entry 2

Guidotti Robert · CIK 0001663444 · EVP & Pres Software Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,405

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017, 2018 and 2019 Grants.

SEC source: 0001562180-19-005940 · primarydocument.xml · nonDerivative · entry 1

Guidotti Robert · CIK 0001663444 · EVP & Pres Software Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017, 2018 and 2019 Grants.

SEC source: 0001562180-19-005770 · primarydocument.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,073.533

SEC source: 0001562180-19-003896 · primarydocument.xml · derivative · entry 2

DUTKOWSKY ROBERT M · CIK 0001247747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301

Underlying: Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The RSUs were granted on July 9, 2018 and have a one year cliff vesting.

F1 · derivative.expiration_date: The RSUs were granted on July 9, 2018 and have a one year cliff vesting.

SEC source: 0001562180-19-003896 · primarydocument.xml · nonDerivative · entry 1

DUTKOWSKY ROBERT M · CIK 0001247747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-19-003895 · primarydocument.xml · derivative · entry 2

GUILFOILE MARY · CIK 0001241724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301

Underlying: Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The RSUs were granted on July 9, 2018 and have a one year cliff vesting.

F1 · derivative.expiration_date: The RSUs were granted on July 9, 2018 and have a one year cliff vesting.

SEC source: 0001562180-19-003895 · primarydocument.xml · nonDerivative · entry 1

GUILFOILE MARY · CIK 0001241724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-19-003683 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,935.3877

F1 · price: Purchase was made through PBI's Qualified Employee Stock Purchase Plan at the fair market price of $4.03 (average at high and low stock price on June 30th ) with a 5% discount.

SEC source: 0001562180-19-002726 · primarydocument.xml · nonDerivative · entry 1

DUTKOWSKY ROBERT M · CIK 0001247747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0001562180-19-002675 · primarydocument.xml · derivative · entry 3

FUCHS ANNE SUTHERLAND · CIK 0001246335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301

Underlying: Common Stock · 17,301 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

SEC source: 0001562180-19-002677 · primarydocument.xml · derivative · entry 1

DUTKOWSKY ROBERT M · CIK 0001247747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,256

Underlying: Common Stock · 17,301 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.

F2 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.