Dies Jason

SEC source: 0001562180-24-002675 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the Amended and Restated 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-24-002675 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,739

SEC source: 0001562180-24-002675 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001968 · primarydocument.xml · derivative · entry 7

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,205

Underlying: Common Stock · 19,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F4 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three equal annual installments beginning with the fourth Tuesday in February 2024.

F4 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three equal annual installments beginning with the fourth Tuesday in February 2024.

SEC source: 0001562180-24-001968 · primarydocument.xml · derivative · entry 6

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,413

Underlying: Common Stock · 48,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the Fourth Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the Fourth Tuesday in February.

SEC source: 0001562180-24-001968 · primarydocument.xml · nonDerivative · entry 4

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,545

SEC source: 0001562180-24-001968 · primarydocument.xml · nonDerivative · entry 3

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001968 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,295

SEC source: 0001562180-24-001968 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001418 · primarydocument.xml · derivative · entry 1

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,702

Underlying: Common Stock · 180,451 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest pro rata annually over a three year period on the Fourth Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest pro rata annually over a three year period on the Fourth Tuesday in February.

SEC source: 0001562180-23-007191 · primarydocument.xml · derivative · entry 1

Dies Jason · CIK 0001719216 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,923

Underlying: Common Stock · 57,307 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the Amended and Restated 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three equal annual installments beginning with the fourth Tuesday in February 2024.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three equal annual installments beginning with the fourth Tuesday in February 2024.

SEC source: 0001562180-23-002822 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,616

Underlying: Common Stock · 9,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the Amended and Restated 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-23-002822 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,055

SEC source: 0001562180-23-002822 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Group Executive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001447 · primarydocument.xml · derivative · entry 5

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,386

Underlying: Common Stock · 146,119 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F4 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the Fourth Tuesday in February.

F4 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the Fourth Tuesday in February.

SEC source: 0001562180-23-001447 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,267

Underlying: Common Stock · 21,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: The third vesting of the three traunches vesting.

F3 · derivative.expiration_date: The third vesting of the three traunches vesting.

SEC source: 0001562180-23-001447 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,347

SEC source: 0001562180-23-001447 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-002482 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,182

Underlying: Common Stock · 9,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-22-002482 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,239

SEC source: 0001562180-22-002482 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-001554 · primarydocument.xml · derivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,953

Underlying: Common Stock · 112,424 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-22-001298 · primarydocument.xml · derivative · entry 7

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,776

Underlying: Common Stock · 21,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3 · derivative.exercise_date: The second vesting of the three traunches vesting.

F3 · derivative.expiration_date: The second vesting of the three traunches vesting.

SEC source: 0001562180-22-001298 · primarydocument.xml · derivative · entry 6

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: The third vesting of the three traunches vesting.

F2 · derivative.expiration_date: The third vesting of the three traunches vesting.

SEC source: 0001562180-22-001298 · primarydocument.xml · nonDerivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,426

SEC source: 0001562180-22-001298 · primarydocument.xml · nonDerivative · entry 3

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,138

SEC source: 0001562180-22-001298 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,138

SEC source: 0001562180-22-001298 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-002005 · primarydocument.xml · derivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,291

Underlying: Common Stock · 56,034 shares

Expires 2031-03-02

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on March 3, 2021 which was $8.87.

F5 · derivative.exercise_date: Stock Options vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-21-002005 · primarydocument.xml · derivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,271

Underlying: Common Stock · 29,312 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in March.

SEC source: 0001562180-21-001054 · primarydocument.xml · derivative · entry 7

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,551

Underlying: Common Stock · 21,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F6 · derivative.exercise_date: The first vesting of the three traunches vesting.

F6 · derivative.expiration_date: The first vesting of the three traunches vesting.

SEC source: 0001562180-21-001054 · primarydocument.xml · derivative · entry 6

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F5 · derivative.exercise_date: The second vesting of the three traunches vesting.

F5 · derivative.expiration_date: The second vesting of the three traunches vesting.

SEC source: 0001562180-21-001054 · primarydocument.xml · derivative · entry 5

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F4 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

F4 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

SEC source: 0001562180-21-001054 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: The third vesting of the three traunches vesting.

F2 · derivative.expiration_date: The third vesting of the three traunches vesting.

SEC source: 0001562180-21-001054 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,768.0411

SEC source: 0001562180-21-001054 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,835.0411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-001456 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,698

Underlying: Common Stock · 281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-20-001456 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,319.4774

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-20-001456 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600.4774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 7

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F5 · derivative.exercise_date: The first vesting of the three traunches vesting.

F5 · derivative.expiration_date: The first vesting of the three traunches vesting.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 6

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 5,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F4 · derivative.exercise_date: The second vesting of the three traunches vesting.

F4 · derivative.expiration_date: The second vesting of the three traunches vesting.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 5

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-20-001142 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.

F2 · derivative.exercise_date: The final vesting of three tranches vesting.

F2 · derivative.expiration_date: The final vesting of three tranches vesting.

SEC source: 0001562180-20-001142 · primarydocument.xml · nonDerivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,267.4774

SEC source: 0001562180-20-001142 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,459.4774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-000933 · primarydocument.xml · derivative · entry 2

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,257

Underlying: Common Stock · 257,426 shares

Expires 2030-02-03

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000933 · primarydocument.xml · derivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,979

Underlying: Common Stock · 65,327 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-19-003683 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,935.3877

F1 · price: Purchase was made through PBI's Qualified Employee Stock Purchase Plan at the fair market price of $4.03 (average at high and low stock price on June 30th ) with a 5% discount.

SEC source: 0001562180-19-002604 · primarydocument.xml · nonDerivative · entry 1

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,258.146

SEC source: 0001562180-19-001167 · primarydocument.xml · derivative · entry 4

Dies Jason · CIK 0001719216 · EVP & Pres. of SMB Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,721

Underlying: Common Stock · 33 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2016 Grant.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.