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Nasdaq · USD

PAYS

Paysign, Inc.

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Tapewire entity
5220
SEC CIK
0001496443
Parsed reports
232

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202604
Jun 202605
Jul 202603
Aug 202602
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2023 Filed Jun 2, 2023 20:59 UTC Exercise / conversionCommon Stock 10,000 $2.40 $24,000.00
Disclosure

SEC source: 0001683168-23-003875 · ownership.xml · nonDerivative · entry 1

HENRY DANIEL R · CIK 0001253706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 17, 2023, the reporting person received a grant of 10,000 shares of common stock vesting on May 31, 2023. As of the date of this filing, 10,000 shares of common stock have vested.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:51 UTC Exercise / conversionCommon Stock 10,000 $2.40 $24,000.00
Disclosure

SEC source: 0001683168-23-003870 · ownership.xml · nonDerivative · entry 1

NEWMAN JEFFREY B · CIK 0001253700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 17, 2023, the reporting person received a grant of 10,000 shares of common stock vesting on May 31, 2023. As of the date of this filing, 10,000 shares of common stock have vested.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:49 UTC
Mina Bruce ADirector
Exercise / conversionCommon Stock 10,000 $2.40 $24,000.00
Disclosure

SEC source: 0001683168-23-003868 · ownership.xml · nonDerivative · entry 1

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 17, 2023, the reporting person received a grant of 10,000 shares of common stock vesting on May 31, 2023. As of the date of this filing, 10,000 shares of common stock have vested.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:48 UTC Exercise / conversionCommon Stock 10,000 $2.40 $24,000.00
Disclosure

SEC source: 0001683168-23-003866 · ownership.xml · nonDerivative · entry 1

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 17, 2023, the reporting person received a grant of 10,000 shares of common stock vesting on May 31, 2023. As of the date of this filing, 10,000 shares of common stock have vested.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:57 UTC
Mina Bruce ADirector
GrantCommon Stock 3,000 $3.38 $10,140.00
Disclosure

SEC source: 0001683168-23-003566 · ownership.xml · nonDerivative · entry 1

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,500

Read SEC document
March 27, 2023 Filed Apr 4, 2023 21:54 UTC
Spence Daniel10% owner
SaleCommon Stock 200,000 $3.33 $666,000.00
Disclosure

SEC source: 0001683168-23-002145 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,190,000

F1 · kind: The reporting person sold 200,000 shares to Paysign, Inc. (the "Company") as a part of the Company's stock repurchase program. The shares were sold at a purchase price per share equal to ninety percent (90%) of the volume-weighted average price of the Company's common stock listed on the Nasdaq Global Market for the ten (10) trading days ending on March 23, 2023.

F1 · shares: The reporting person sold 200,000 shares to Paysign, Inc. (the "Company") as a part of the Company's stock repurchase program. The shares were sold at a purchase price per share equal to ninety percent (90%) of the volume-weighted average price of the Company's common stock listed on the Nasdaq Global Market for the ten (10) trading days ending on March 23, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 01:48 UTC
Baker Jeffery BradfordChief Financial Officer
SaleCommon Stock 27,232 $3.70 $100,758.40
Disclosure

SEC source: 0001683168-23-001264 · ownership.xml · nonDerivative · entry 2

Baker Jeffery Bradford · CIK 0001851465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,461

F2 · kind: The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · shares: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:48 UTC
Baker Jeffery BradfordChief Financial Officer
Exercise / conversionCommon Stock 60,000 $3.88 $232,800.00
Disclosure

SEC source: 0001683168-23-001264 · ownership.xml · nonDerivative · entry 1

Baker Jeffery Bradford · CIK 0001851465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 6, 2021, the reporting person received a grant of 300,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on February 28, 2022. As of the date of this filing, 120,000 shares of common stock have vested and been issued.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 22:09 UTC
Strobo RobertChief Legal Officer
SaleCommon Stock 2 $2.26 $4.52
Disclosure

SEC source: 0001683168-22-007288 · ownership.xml · nonDerivative · entry 1

Strobo Robert · CIK 0001758549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,849

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in one transaction at a price of $2.26. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · shares: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in one transaction at a price of $2.26. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2022 Filed Nov 2, 2022 23:44 UTC
Strobo RobertChief Legal Officer
SaleCommon Stock 16,201 $2.36 $38,282.96
Disclosure

SEC source: 0001683168-22-007231 · ownership.xml · nonDerivative · entry 2

Strobo Robert · CIK 0001758549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,851

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.40, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · shares: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.40, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:44 UTC
Strobo RobertChief Legal Officer
Exercise / conversionStock Grant · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-007231 · ownership.xml · derivative · entry 3

Strobo Robert · CIK 0001758549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 160,000 shares of common stock have vested and been issued.

F1 · price: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 160,000 shares of common stock have vested and been issued.

F1 · derivative.exercise_date: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 160,000 shares of common stock have vested and been issued.

F1 · derivative.expiration_date: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 160,000 shares of common stock have vested and been issued.

F1 · derivative.underlying_shares: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 160,000 shares of common stock have vested and been issued.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 23:44 UTC
Strobo RobertChief Legal Officer
Exercise / conversionCommon Stock 40,000 $2.45 $98,000.00
Disclosure

SEC source: 0001683168-22-007231 · ownership.xml · nonDerivative · entry 1

Strobo Robert · CIK 0001758549 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 160,000 shares of common stock have vested and been issued.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 01:51 UTC
Lanford Matthew LouisCOO, President
SaleCommon Stock 6,966 $1.72 $11,981.52
Disclosure

SEC source: 0001683168-22-004831 · ownership.xml · nonDerivative · entry 1

Lanford Matthew Louis · CIK 0001851489 · COO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,596

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.72 to $1.74, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · shares: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.72 to $1.74, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:12 UTC
Lanford Matthew LouisCOO, President
Exercise / conversionStock Grant · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-004782 · ownership.xml · derivative · entry 2

Lanford Matthew Louis · CIK 0001851489 · COO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: N/A

F1 · price: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

F1 · derivative.exercise_date: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

F1 · derivative.expiration_date: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

F1 · derivative.underlying_shares: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:12 UTC
Lanford Matthew LouisCOO, President
Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-004782 · ownership.xml · nonDerivative · entry 1

Lanford Matthew Louis · CIK 0001851489 · COO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

Read SEC document
May 03, 2022 Filed May 4, 2022 23:27 UTC Exercise / conversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-003204 · ownership.xml · derivative · entry 2

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On May 3, 2018, Mr. Triplett received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date on which Mr. Triplett is still serving as a director

F1 · derivative.exercise_date: On May 3, 2018, Mr. Triplett received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date on which Mr. Triplett is still serving as a director

F1 · derivative.expiration_date: On May 3, 2018, Mr. Triplett received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date on which Mr. Triplett is still serving as a director

F1 · derivative.underlying_shares: On May 3, 2018, Mr. Triplett received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date on which Mr. Triplett is still serving as a director

Read SEC document
May 03, 2022 Filed May 4, 2022 23:27 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-003204 · ownership.xml · nonDerivative · entry 1

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: On May 3, 2018, Mr. Triplett received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date on which Mr. Triplett is still serving as a director

Read SEC document
April 13, 2022 Filed Apr 14, 2022 20:00 UTC Exercise / conversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002666 · ownership.xml · derivative · entry 2

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

F1 · derivative.exercise_date: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

F1 · derivative.expiration_date: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

F1 · derivative.underlying_shares: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 20:00 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002666 · ownership.xml · nonDerivative · entry 1

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

Read SEC document
April 13, 2022 Filed Apr 20, 2022 23:05 UTC Amendment Exercise / conversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002840 · ownership.xml · derivative · entry 2

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

F1 · derivative.exercise_date: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

F1 · derivative.expiration_date: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

F1 · derivative.underlying_shares: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

Read SEC document
April 13, 2022 Filed Apr 20, 2022 23:05 UTC Amendment GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002840 · ownership.xml · nonDerivative · entry 1

Williams Quinn P · CIK 0001738051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

F1 · price: On April 13, 2018, Mr. Williams received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Williams is still serving as a director.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 20:27 UTC
Mina Bruce ADirector
Exercise / conversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002129 · ownership.xml · derivative · entry 2

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On March 29, 2018, Mr. Mina received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Mina is still serving as a director.

F1 · derivative.exercise_date: On March 29, 2018, Mr. Mina received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Mina is still serving as a director.

F1 · derivative.expiration_date: On March 29, 2018, Mr. Mina received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Mina is still serving as a director.

F1 · derivative.underlying_shares: On March 29, 2018, Mr. Mina received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Mina is still serving as a director.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 20:27 UTC
Mina Bruce ADirector
GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-002129 · ownership.xml · nonDerivative · entry 1

Mina Bruce A · CIK 0001736843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,500

F1 · price: On March 29, 2018, Mr. Mina received a grant of 200,000 shares of Common Stock, vesting in equal parts over a 4-year period on each anniversary date on which Mr. Mina is still serving as a director.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 01:44 UTC
Baker Jeffery BradfordChief Financial Officer
SaleCommon Stock 26,307 $2.13 $56,033.91
Disclosure

SEC source: 0001683168-22-001389 · ownership.xml · nonDerivative · entry 2

Baker Jeffery Bradford · CIK 0001851465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,693

F2 · kind: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · shares: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:44 UTC
Baker Jeffery BradfordChief Financial Officer
Exercise / conversionStock Grant · Derivative 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-001389 · ownership.xml · derivative · entry 3

Baker Jeffery Bradford · CIK 0001851465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: N/A

F1 · price: On January 6, 2021, the reporting person received a grant of 300,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on February 28, 2022. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

F1 · derivative.exercise_date: On January 6, 2021, the reporting person received a grant of 300,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on February 28, 2022. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

F1 · derivative.expiration_date: On January 6, 2021, the reporting person received a grant of 300,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on February 28, 2022. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

F1 · derivative.underlying_shares: On January 6, 2021, the reporting person received a grant of 300,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on February 28, 2022. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:44 UTC
Baker Jeffery BradfordChief Financial Officer
Exercise / conversionCommon Stock 60,000 $2.17 $130,200.00
Disclosure

SEC source: 0001683168-22-001389 · ownership.xml · nonDerivative · entry 1

Baker Jeffery Bradford · CIK 0001851465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 6, 2021, the reporting person received a grant of 300,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on February 28, 2022. As of the date of this filing, 60,000 shares of common stock have vested and been issued.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:09 UTC SaleCommon Stock 14,261 $2.77 $39,474.45
Disclosure

SEC source: 0001683168-21-005198 · ownership.xml · nonDerivative · entry 2

Strobo Robert · CIK 0001758549 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,791

F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.72 to $2.87, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · shares: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.72 to $2.87, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 29, 2021 Filed Nov 2, 2021 23:09 UTC Exercise / conversionStock Grant · Derivative 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-005198 · ownership.xml · derivative · entry 3

Strobo Robert · CIK 0001758549 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: N/A

F1 · price: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 120,000 shares of common stock have vested and been issued.

F1 · derivative.exercise_date: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 120,000 shares of common stock have vested and been issued.

F1 · derivative.expiration_date: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 120,000 shares of common stock have vested and been issued.

F1 · derivative.underlying_shares: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 120,000 shares of common stock have vested and been issued.

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October 29, 2021 Filed Nov 2, 2021 23:09 UTC Exercise / conversionCommon Stock 40,000 $2.52 $100,800.00
Disclosure

SEC source: 0001683168-21-005198 · ownership.xml · nonDerivative · entry 1

Strobo Robert · CIK 0001758549 · CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On October 22, 2018, the reporting person received a grant of 200,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on October 31, 2019. As of the date of this filing, 120,000 shares of common stock have vested and been issued.

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October 04, 2021 Filed Oct 4, 2021 23:50 UTC
Newcomer MarkDirector · CEO · 10% owner
SaleCommon Stock 2,462 $2,532.00 $6,233,784.00
Disclosure

SEC source: 0001683168-21-004686 · ownership.xml · nonDerivative · entry 3

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,381,202

F2 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.57, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 01, 2021 Filed Oct 4, 2021 23:50 UTC
Newcomer MarkDirector · CEO · 10% owner
SaleCommon Stock 38,828 $2.58 $100,020.93
Disclosure

SEC source: 0001683168-21-004686 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,383,664

F2 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.62, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 30, 2021 Filed Oct 4, 2021 23:50 UTC
Newcomer MarkDirector · CEO · 10% owner
Exercise / conversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-004686 · ownership.xml · derivative · entry 4

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On November 11, 2016, the reporting person received a grant of 2,000,000 shares of common stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 2,000,000 shares of common stock have vested and been issued.

F1 · price: On November 11, 2016, the reporting person received a grant of 2,000,000 shares of common stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 2,000,000 shares of common stock have vested and been issued.

F1 · derivative.exercise_date: On November 11, 2016, the reporting person received a grant of 2,000,000 shares of common stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 2,000,000 shares of common stock have vested and been issued.

F1 · derivative.expiration_date: On November 11, 2016, the reporting person received a grant of 2,000,000 shares of common stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 2,000,000 shares of common stock have vested and been issued.

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September 30, 2021 Filed Oct 4, 2021 23:50 UTC
Newcomer MarkDirector · CEO · 10% owner
Exercise / conversionCommon Stock 100,000 $2.70 $270,000.00
Disclosure

SEC source: 0001683168-21-004686 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,422,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 11, 2016, the reporting person received a grant of 2,000,000 shares of common stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 2,000,000 shares of common stock have vested and been issued.

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September 09, 2021 Filed Sep 13, 2021 23:56 UTC
Herman Joan MDirector · EVP, Operations
SaleCommon Stock 2,943 $2.56 $7,539.97
Disclosure

SEC source: 0001683168-21-004258 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,668

F1 · kind: On June 29, 2017, the reporting person received a grant of 1,000,000 shares of common stock. 200,000 vested on date of employment (9/4/17). The remaining 800,000 vested annually in equal amounts over a four-year period commencing on September 3, 2018. As of the date of this filing, 1,000,000 shares of common stock have vested and been issued.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.83, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 08, 2021 Filed Sep 8, 2021 23:54 UTC
Herman Joan MDirector · EVP, Operations
SaleCommon Stock 76,004 $2.38 $180,661.51
Disclosure

SEC source: 0001683168-21-004172 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,611

F1 · kind: On June 29, 2017, the reporting person received a grant of 1,000,000 shares of common stock. 200,000 vested on date of employment (9/4/17). The remaining 800,000 vested annually in equal amounts over a four-year period commencing on September 3, 2018. As of the date of this filing, 1,000,000 shares of common stock have vested and been issued.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.45, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 03, 2021 Filed Sep 8, 2021 23:54 UTC
Herman Joan MDirector · EVP, Operations
Exercise / conversionCommon Stock 200,000 $2.46 $492,000.00
Disclosure

SEC source: 0001683168-21-004172 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 23:13 UTC
Lanford Matthew LouisCOO, President
SaleCommon Stock 55 $3.18 $174.63
Disclosure

SEC source: 0001683168-21-002846 · ownership.xml · nonDerivative · entry 2

Lanford Matthew Louis · CIK 0001851489 · COO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,562

F1 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 23:14 UTC
Newcomer MarkDirector · CEO · 10% owner
SaleCommon Stock 494 $3.16 $1,561.04
Disclosure

SEC source: 0001683168-21-002847 · ownership.xml · nonDerivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,322,492

F1 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.13 to $3.16, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2021 Filed Jul 6, 2021 23:13 UTC
Lanford Matthew LouisCOO, President
SaleCommon Stock 7,125 $3.15 $22,425.23
Disclosure

SEC source: 0001683168-21-002846 · ownership.xml · nonDerivative · entry 1

Lanford Matthew Louis · CIK 0001851489 · COO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,617

F1 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:14 UTC
Newcomer MarkDirector · CEO · 10% owner
SaleCommon Stock 39,455 $3.13 $123,573.06
Disclosure

SEC source: 0001683168-21-002847 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,322,986

F1 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.18, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 30, 2021 Filed Jul 3, 2021 00:27 UTC
Lanford Matthew LouisCOO, President
Exercise / conversionStock Grant · Derivative 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-002828 · ownership.xml · derivative · entry 2

Lanford Matthew Louis · CIK 0001851489 · COO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020 if employed by the company at that time. As of the date of this filing, 40,000 shares of common stock have vested and been issued.

F1 · price: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020 if employed by the company at that time. As of the date of this filing, 40,000 shares of common stock have vested and been issued.

F1 · derivative.exercise_date: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020 if employed by the company at that time. As of the date of this filing, 40,000 shares of common stock have vested and been issued.

F1 · derivative.expiration_date: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020 if employed by the company at that time. As of the date of this filing, 40,000 shares of common stock have vested and been issued.

Read SEC document
June 30, 2021 Filed Jul 3, 2021 00:27 UTC
Lanford Matthew LouisCOO, President
Exercise / conversionCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-002828 · ownership.xml · nonDerivative · entry 1

Lanford Matthew Louis · CIK 0001851489 · COO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 31, 2019, the reporting person received a grant of 100,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on June 30, 2020 if employed by the company at that time. As of the date of this filing, 40,000 shares of common stock have vested and been issued.

Read SEC document
June 30, 2021 Filed Jul 3, 2021 00:24 UTC
Spence DanielDirector · EVP · 10% owner
Exercise / conversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-002827 · ownership.xml · derivative · entry 2

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

F1 · price: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

F1 · derivative.exercise_date: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

F1 · derivative.expiration_date: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

Read SEC document
June 30, 2021 Filed Jul 3, 2021 00:24 UTC
Spence DanielDirector · EVP · 10% owner
Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-002827 · ownership.xml · nonDerivative · entry 1

Spence Daniel · CIK 0001506497 · Director · EVP · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,290,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

Read SEC document
June 30, 2021 Filed Jul 3, 2021 00:24 UTC
Newcomer MarkDirector · CEO · 10% owner
Exercise / conversionStock Grant · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-002826 · ownership.xml · derivative · entry 2

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

F1 · price: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

F1 · derivative.exercise_date: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

F1 · derivative.expiration_date: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

Read SEC document
June 30, 2021 Filed Jul 3, 2021 00:24 UTC
Newcomer MarkDirector · CEO · 10% owner
Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-002826 · ownership.xml · nonDerivative · entry 1

Newcomer Mark · CIK 0001506415 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,362,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 11/11/16, the reporting person received a grant of 2 million shares of Common Stock vesting in equal amounts over a 5 year period on the last day of each quarter if employed by the company at that time. As of the date of this filing, 1.9 million shares have vested and been issued.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:37 UTC Amendment PurchaseCommon Stock 25,000 $3.13 $78,250.00
Disclosure

SEC source: 0001683168-21-002105 · ownership.xml · nonDerivative · entry 1

Baker Jeffery Bradford · CIK 0001851465 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
May 14, 2021 Filed May 18, 2021 18:00 UTC GrantCommon Stock 25,000 $3.13 $78,250.00
Disclosure

SEC source: 0001683168-21-002093 · ownership.xml · nonDerivative · entry 1

Baker Jeffery Bradford · CIK 0001851465 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
May 03, 2021 Filed May 5, 2021 19:37 UTC ConversionStock Grant · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001770 · ownership.xml · derivative · entry 2

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable

F1 · price: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.exercise_date: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.expiration_date: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

F1 · derivative.underlying_shares: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document
May 03, 2021 Filed May 5, 2021 19:37 UTC GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-001770 · ownership.xml · nonDerivative · entry 1

Triplett Dennis L · CIK 0001740589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · price: On May 3, 2018 received 200,000 shares of Common Stock, vesting in equal parts over a 4 year period on each anniversary date in which Director is still serving in his/ her capacity.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.