Herman Joan M

SEC source: 0001683168-26-007224 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 609,421

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.4401 to $12.2901, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-007224 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 648,321

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.3501 to $12.5901, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-005953 · ownership.xml · derivative · entry 3

Herman Joan M · CIK 0001717123 · Director · EVP, EFT Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common stock · 36,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

F1 · derivative.exercise_date: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

SEC source: 0001683168-26-005953 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, EFT Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669,325

F2 · kind: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F2 · price: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

SEC source: 0001683168-26-005953 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, EFT Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

SEC source: 0001683168-26-005583 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 647,105

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.58 to $8.87, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-005583 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,105

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.48 to $8.71, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-005197 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 707,009

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.0071 to $8.0329, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-004490 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 807,009

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.0001 to $8.0200, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-004404 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 813,989

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: 2.?The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.0001 to $7.0249, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-004983 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 836,211

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.0001 to $7.0249, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-003954 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836,523

F2 · kind: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

SEC source: 0001683168-26-003954 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,694

F1 · shares: Represents the vesting of performance-based restricted stock vested on May 13, 2026, based upon the achievement of specific defined earnings targets.

SEC source: 0001683168-26-004981 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,745

F2 · kind: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

SEC source: 0001683168-26-003539 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 831,583

F1 · kind: Transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.001 to $7.0203, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-26-004981 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,916

F1 · shares: Represents performance-based restricted stock granted on May 7, 2025, with the performance goal deemed satisfied on November 13, 2025 based upon the achievement of a specified earnings target. The restricted stock will vest and be delivered as to 1/3 of the shares on each of May 13, 2026, May 13, 2027, and May 13, 2028, subject to the reporting person's continued service to the issuer through and on the applicable vesting date.

SEC source: 0001683168-25-005652 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,583

F2 · kind: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9976 to $7.1530, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9976 to $7.1530, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-25-005652 · ownership.xml · derivative · entry 3

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,000

Underlying: Common stock · 36,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

F1 · derivative.exercise_date: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

SEC source: 0001683168-25-005652 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 835,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

SEC source: 0001683168-25-007274 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,250

F1 · shares: Represents shares of restricted stock that will vest as to 1/3 of the shares on each of May 13, 2026, May 13, 2027 and May 13, 2028, subject to the reporting person's continued service to the issuer through and on the applicable vesting date.

SEC source: 0001683168-24-005306 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 799,743

F1 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1801 to $5.0401, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-24-005254 · ownership.xml · derivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common stock · 36,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

F1 · derivative.exercise_date: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

SEC source: 0001683168-24-005254 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: One-fifth of the restricted stock shall vest annually on each anniversary of the July 31, 2022 vesting commencement date until fully vested on July 31, 2027.

SEC source: 0001683168-23-005371 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,597

F1 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.87, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-23-005371 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,201

F1 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.80, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-23-005227 · ownership.xml · nonDerivative · entry 3

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,121

F2 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.87, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-23-005227 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 789,113

F2 · kind: These shares of common stock were sold to satisfy certain tax withholding obligations associated with the vesting of restricted stock.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.97, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-23-005227 · ownership.xml · derivative · entry 4

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,000

Underlying: Common stock · 36,000 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 26, 2022, the reporting person received a grant of 180,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on July 31, 2023. As of the date of this filing, 36,000 shares of common stock have vested and been issued.

F1 · derivative.exercise_date: On July 26, 2022, the reporting person received a grant of 180,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on July 31, 2023. As of the date of this filing, 36,000 shares of common stock have vested and been issued.

SEC source: 0001683168-23-005227 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 26, 2022, the reporting person received a grant of 180,000 shares of common stock vesting annually in equal amounts over a five-year period commencing on July 31, 2023. As of the date of this filing, 36,000 shares of common stock have vested and been issued.

SEC source: 0001683168-21-004258 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,668

F1 · kind: On June 29, 2017, the reporting person received a grant of 1,000,000 shares of common stock. 200,000 vested on date of employment (9/4/17). The remaining 800,000 vested annually in equal amounts over a four-year period commencing on September 3, 2018. As of the date of this filing, 1,000,000 shares of common stock have vested and been issued.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.83, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-21-004172 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,611

F1 · kind: On June 29, 2017, the reporting person received a grant of 1,000,000 shares of common stock. 200,000 vested on date of employment (9/4/17). The remaining 800,000 vested annually in equal amounts over a four-year period commencing on September 3, 2018. As of the date of this filing, 1,000,000 shares of common stock have vested and been issued.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.45, inclusive. The reporting person undertakes to provide to Paysign, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001683168-21-004172 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-003597 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,615

F1 · shares: 100% of sale proceeds delivered to company for employee tax withholdings.

SEC source: 0001683168-20-003597 · ownership.xml · derivative · entry 3

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F2 · price: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

F2 · derivative.exercise_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

F2 · derivative.expiration_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

F2 · derivative.underlying_shares: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

SEC source: 0001683168-20-003597 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,808

F2 · price: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vested on each subsequent one year period over four years.

SEC source: 0001683168-20-003675 · ownership.xml · derivative · entry 1

Herman Joan M · CIK 0001717123 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · price: On 3/23/20 received an option to purchase 25,000 shares of Common Stock for 10 years at $3.87, vesting in equal parts over a 4-year period annually during his service as an employee.

F1 · derivative.exercise_date: On 3/23/20 received an option to purchase 25,000 shares of Common Stock for 10 years at $3.87, vesting in equal parts over a 4-year period annually during his service as an employee.

F1 · derivative.expiration_date: On 3/23/20 received an option to purchase 25,000 shares of Common Stock for 10 years at $3.87, vesting in equal parts over a 4-year period annually during his service as an employee.

SEC source: 0001683168-19-002871 · ownership.xml · derivative · entry 3

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not Applicable

F4 · price: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

F4 · derivative.exercise_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

F4 · derivative.expiration_date: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

F4 · derivative.underlying_shares: On 6/29/17 received grant of 1 million shares of Common Stock. 200k vested on date of employment 9/4/17; 200k vest on each subsequent one year period over four years.

SEC source: 0001683168-19-002871 · ownership.xml · nonDerivative · entry 2

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,808

F2 · shares: 100% of Sale Proceeds delivered to company for employee tax withholdings.

SEC source: 0001683168-19-002871 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

F1 · price: Not Applicable

SEC source: 0001683168-18-003638 · ownership.xml · derivative · entry 2

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: N/A

F3 · price: Upon employment, the Company granted Joan M. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but did not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Six hundred thousand shares have not vested, and have not been issued.

F3 · derivative.exercise_date: Upon employment, the Company granted Joan M. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but did not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Six hundred thousand shares have not vested, and have not been issued.

F3 · derivative.expiration_date: Upon employment, the Company granted Joan M. Herman 200,000 shares of restricted common stock with a value of $84,400.00. These shares have been issued and are restricted. At the same time, the Company also granted but did not issued Ms. Herman four equal tranches of two hundred thousand restricted shares each, which vest quarterly in equal amounts over a four year period on the last day of each quarter, commencing December 31, 2017, if Joan M. Herman is still employed at that time. As of December 5, 2018, two hundred thousand shares have vested and have been issued. Six hundred thousand shares have not vested, and have not been issued.

SEC source: 0001683168-18-003638 · ownership.xml · nonDerivative · entry 1

Herman Joan M · CIK 0001717123 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

F1 · price: N/A