Last 12 months
Inside the activity.
1 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 17, 2024 Filed Oct 21, 2024 21:44 UTC |
CP BF Lending, LLC10% owner
Shain Brad10% owner
|
SaleClass A Common Stock | 114,700 | $3.43 | $393,421.00 |
DisclosureSEC source: 0001911119-24-000002 · primary_doc.xml · nonDerivative · entry 5 CP BF Lending, LLC · CIK 0001911119 · 10% owner Shain Brad · CIK 0002040801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4 F1 · balance_after: Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 21:44 UTC |
CP BF Lending, LLC10% owner
Shain Brad10% owner
|
SaleClass A Common Stock | 458,249 | $4.32 | $1,979,635.68 |
DisclosureSEC source: 0001911119-24-000002 · primary_doc.xml · nonDerivative · entry 4 CP BF Lending, LLC · CIK 0001911119 · 10% owner Shain Brad · CIK 0002040801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,704 F1 · balance_after: Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 21:44 UTC |
CP BF Lending, LLC10% owner
Shain Brad10% owner
|
OtherClass A Common Stock | 304,704 | $0.00 | $30.47 |
DisclosureSEC source: 0001911119-24-000002 · primary_doc.xml · nonDerivative · entry 3 CP BF Lending, LLC · CIK 0001911119 · 10% owner Shain Brad · CIK 0002040801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 572,953 F1 · balance_after: Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 21:44 UTC |
CP BF Lending, LLC10% owner
Shain Brad10% owner
|
SaleClass A Common Stock | 37,100 | $3.73 | $138,383.00 |
DisclosureSEC source: 0001911119-24-000002 · primary_doc.xml · nonDerivative · entry 2 CP BF Lending, LLC · CIK 0001911119 · 10% owner Shain Brad · CIK 0002040801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,249 F1 · balance_after: Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 21:44 UTC |
CP BF Lending, LLC10% owner
Shain Brad10% owner
|
SaleClass A Common Stock | 25,500 | $4.70 | $119,850.00 |
DisclosureSEC source: 0001911119-24-000002 · primary_doc.xml · nonDerivative · entry 1 CP BF Lending, LLC · CIK 0001911119 · 10% owner Shain Brad · CIK 0002040801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,349 F1 · balance_after: Brad Shain may be deemed to have beneficial ownership of the shares held directly by CP BF Lending, LLC. Mr. Shain disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| September 20, 2024 Filed Sep 25, 2024 01:09 UTC |
Alco Investment Co10% owner
|
PurchaseCommon Stock Warrants (Right to Buy) · Derivative | 1,331,340 | $4.02 Strike: $4.02 | $5,351,986.80 |
DisclosureSEC source: 0001493152-24-038034 · ownership.xml · derivative · entry 3 Alco Investment Co · CIK 0002003690 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,331,340 Underlying: Class A Common Stock · 1,331,340 shares Expires 2029-09-20 F1 · kind: On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share. Read SEC document |
| September 20, 2024 Filed Sep 25, 2024 01:09 UTC |
Alco Investment Co10% owner
|
PurchasePre-Funded Warrants (Right to Buy) · Derivative | 1,048,920 | $0.00 Strike: $0.00 | $104.89 |
DisclosureSEC source: 0001493152-24-038034 · ownership.xml · derivative · entry 2 Alco Investment Co · CIK 0002003690 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,048,920 Underlying: Class A Common Stock · 1,048,920 shares Expires not disclosed F1 · kind: On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share. F2 · derivative.expiration_date: The Pre-Funded Warrants are not subject to expiration. Read SEC document |
| September 20, 2024 Filed Sep 25, 2024 01:09 UTC |
Alco Investment Co10% owner
|
PurchaseClass A Common Stock | 282,420 | $3.89 | $1,098,613.80 |
DisclosureSEC source: 0001493152-24-038034 · ownership.xml · nonDerivative · entry 1 Alco Investment Co · CIK 0002003690 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,340 F1 · kind: On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share. Read SEC document |
| September 12, 2024 Filed Mar 5, 2025 11:56 UTC |
Musburger MarkChief Financial Officer
|
OtherStock Option · Derivative | 150,000 | $14.65 | $2,197,500.00 |
DisclosureSEC source: 0001493152-25-009174 · ownership.xml · derivative · entry 1 Musburger Mark · CIK 0002003443 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2034-05-14 F1 · derivative.exercise_price: The Stock Options (the "Options") had varying exercise prices. 75,000 of the Options were exercisable at $5.00, 50,000 of the Options were exercisable at $2.00, and 25,000 of the Options were exercisable at $1.00. F2 · kind: The Options were cancelled after a 90-day period to exercise the Options had elapsed after the Reporting Person was no longer an employee of the Issuer. Read SEC document |
| September 05, 2024 Filed Feb 28, 2025 15:16 UTC |
Levesque AshleyVice President of Marketing
|
OtherStock Option · Derivative | 150,000 | $14.65 | $2,197,500.00 |
DisclosureSEC source: 0001493152-25-008675 · ownership.xml · derivative · entry 1 Levesque Ashley · CIK 0002003439 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2034-05-14 F1 · derivative.exercise_price: The Stock Options (the "Options") had varying exercise prices. 75,000 of the Options were exercisable at $5.00, 50,000 of the Options were exercisable at $2.00, and 25,000 of the Options were exercisable at $1.00. F2 · kind: Although the Options were not able to be exercised until 05/14/2025, the Options were cancelled after a 90-day period to exercise the Options had elapsed after the Reporting Person was no longer an employee of the Issuer. Read SEC document |
| September 03, 2024 Filed Feb 24, 2025 15:47 UTC |
Schofield KentDirector
|
PurchaseCommon Stock | 432 | $6.00 | $2,592.00 |
DisclosureSEC source: 0001493152-25-007995 · ownership.xml · nonDerivative · entry 1 Schofield Kent · CIK 0001837006 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,849 Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Baumer SimonChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006107 · doc4.xml · derivative · entry 3 Baumer Simon · CIK 0002003676 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Baumer SimonChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006107 · doc4.xml · derivative · entry 2 Baumer Simon · CIK 0002003676 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Baumer SimonChief Technology Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006107 · doc4.xml · derivative · entry 1 Baumer Simon · CIK 0002003676 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:52 UTC |
Davy Joseph P.Director · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006106 · doc4.xml · derivative · entry 3 Davy Joseph P. · CIK 0002003684 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:52 UTC |
Davy Joseph P.Director · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006106 · doc4.xml · derivative · entry 2 Davy Joseph P. · CIK 0002003684 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:52 UTC |
Davy Joseph P.Director · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006106 · doc4.xml · derivative · entry 1 Davy Joseph P. · CIK 0002003684 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Levesque AshleyVice President of Marketing
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006104 · doc4.xml · derivative · entry 3 Levesque Ashley · CIK 0002003439 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Levesque AshleyVice President of Marketing
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006104 · doc4.xml · derivative · entry 2 Levesque Ashley · CIK 0002003439 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Levesque AshleyVice President of Marketing
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006104 · doc4.xml · derivative · entry 1 Levesque Ashley · CIK 0002003439 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Musburger MarkChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006105 · doc4.xml · derivative · entry 3 Musburger Mark · CIK 0002003443 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Musburger MarkChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006105 · doc4.xml · derivative · entry 2 Musburger Mark · CIK 0002003443 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Musburger MarkChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006105 · doc4.xml · derivative · entry 1 Musburger Mark · CIK 0002003443 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Stanley RachelVice President of Revenue
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006108 · doc4.xml · derivative · entry 3 Stanley Rachel · CIK 0002003452 · Vice President of Revenue 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Stanley RachelVice President of Revenue
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006108 · doc4.xml · derivative · entry 2 Stanley Rachel · CIK 0002003452 · Vice President of Revenue 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:52 UTC |
Stanley RachelVice President of Revenue
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006108 · doc4.xml · derivative · entry 1 Stanley Rachel · CIK 0002003452 · Vice President of Revenue 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2034-05-14 F1 · derivative.exercise_date: The option vests and becomes exercisable as to 25% of the shares on the specified date and 1/48th of the shares on the last day of each month following that date. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 17:31 UTC |
Leeney JackDirector · 10% owner
|
GrantClass A Common Stock | 150,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004686 · doc4.xml · nonDerivative · entry 1 Leeney Jack · CIK 0001789401 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,018 Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:31 UTC |
Ward MasonDirector · 10% owner · See Remarks
Alco Investment Co10% owner · See Remarks
|
GrantClass A Common Stock | 179,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004685 · doc4.xml · nonDerivative · entry 1 Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks Alco Investment Co · CIK 0002003690 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,960 Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 17:31 UTC |
BOGGS PAULADirector
|
GrantClass A Common Stock | 168,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004687 · doc4.xml · nonDerivative · entry 1 BOGGS PAULA · CIK 0001181771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,313 Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:31 UTC |
Bryant William KazuoDirector
|
GrantClass A Common Stock | 175,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004684 · doc4.xml · nonDerivative · entry 1 Bryant William Kazuo · CIK 0001880844 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,859 Read SEC document |
| February 23, 2024 Filed Mar 27, 2024 00:14 UTC |
Davy Joseph P.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 500 | $0.80 | $400.10 |
DisclosureSEC source: 0001225208-24-004540 · doc4.xml · nonDerivative · entry 3 Davy Joseph P. · CIK 0002003684 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,398 F3 · price: The transaction was executed in multiple trades in prices ranging from $0.7902 to $0.805, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder. Read SEC document |
| February 22, 2024 Filed Mar 27, 2024 00:15 UTC |
Ward MasonDirector · 10% owner · See Remarks
Alco Investment Co10% owner · See Remarks
|
PurchaseClass A Common Stock | 500 | $0.97 | $483.80 |
DisclosureSEC source: 0001225208-24-004541 · doc4.xml · nonDerivative · entry 1 Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks Alco Investment Co · CIK 0002003690 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,670 Read SEC document |
| February 22, 2024 Filed Mar 27, 2024 00:14 UTC |
Davy Joseph P.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 500 | $0.94 | $472.00 |
DisclosureSEC source: 0001225208-24-004540 · doc4.xml · nonDerivative · entry 2 Davy Joseph P. · CIK 0002003684 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,898 F2 · price: The transaction was executed in multiple trades in prices ranging from $0.9099 to $0.965, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder. Read SEC document |
| February 21, 2024 Filed Mar 27, 2024 00:14 UTC |
Davy Joseph P.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 500 | $0.94 | $471.60 |
DisclosureSEC source: 0001225208-24-004540 · doc4.xml · nonDerivative · entry 1 Davy Joseph P. · CIK 0002003684 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,398 F1 · price: The transaction was executed in multiple trades in prices ranging from $0.9096 to $0.95545, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder Read SEC document |
| January 30, 2024 Filed Feb 2, 2024 02:17 UTC |
7GC & Co. Holdings LLC10% owner · See Remarks
Beck Milton Joseph10% owner
Hennessy Thomas D10% owner
Leeney JackDirector · 10% owner
|
GrantPromissory Notes · Derivative | Not disclosed | Not disclosed Strike: $2.86 | $2,550,000.00 |
DisclosureSEC source: 0000905148-24-000401 · form4.xml · derivative · entry 1 7GC & Co. Holdings LLC · CIK 0001826010 · 10% owner · See Remarks Beck Milton Joseph · CIK 0001789399 · 10% owner Hennessy Thomas D · CIK 0001789408 · 10% owner Leeney Jack · CIK 0001789401 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 890,611 shares Expires not disclosed F2 · price: On December 12, 2023, in connection with the Issuer's business combination, 7GC & Co. Holdings LLC (the "Sponsor") came to a non-binding agreement with the Issuer to amend the optional conversion provision of certain unsecured promissory notes issued by the Issuer to the Sponsor, pursuant to which the Issuer may borrow up to $2,550,000 from the Sponsor, to provide that the Sponsor has the right to elect to convert up to the full amount of the principal balance of these promissory notes, in whole or in part, 30 trading days after the closing of the Issuer's business combination (the "Closing") at a conversion price equal to the average daily volume weighted average price of the Issuer's Class A Common Stock for the 30 trading days following the Closing. F1 · derivative.expiration_date: These promissory notes have no expiration date. F3 · ownership.direct: These securities are directly owned by the Sponsor. Each of Mr. Jack Leeney, Mr. Thomas D. Hennessy and Mr. Milton Joseph Beck is a managing member of one of the managing members of the Sponsor. As such, each of Mr. Jack Leeney, Mr. Thomas D. Hennessy and Mr. Milton Joseph Beck has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 15:52 UTC |
Davy Joseph P.Director · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 2,898 | $3.45 | $9,996.36 |
DisclosureSEC source: 0000905148-23-001700 · form4.xml · nonDerivative · entry 1 Davy Joseph P. · CIK 0002003684 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,898 F1 · price: The transaction was executed in multiple trades in prices ranging from $3.44 to $3.45, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 19:10 UTC |
Ward MasonDirector · 10% owner · See Remarks
Alco Investment CoDirector · 10% owner · See Remarks
|
PurchaseClass A Common Stock | 5,000 | $3.63 | $18,135.00 |
DisclosureSEC source: 0000905148-23-001705 · form4.xml · nonDerivative · entry 1 Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,170 F1 · price: The transaction was executed in multiple trades in prices ranging from $3.56 to $3.7099, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:06 UTC |
Hennessy Thomas D10% owner
|
Disposition to issuerWarrant (Right to Buy) · Derivative | 7,350,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000905148-23-001653 · form4.xml · derivative · entry 6 Hennessy Thomas D · CIK 0001789408 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 7,350,000 shares Expires not disclosed F8 · kind: These warrants became exercisable 30 days after the Closing and were surrendered, cancelled and retired at the Closing. F8 · derivative.exercise_date: These warrants became exercisable 30 days after the Closing and were surrendered, cancelled and retired at the Closing. F8 · derivative.expiration_date: These warrants became exercisable 30 days after the Closing and were surrendered, cancelled and retired at the Closing. F3 · ownership.nature: Represents securities held by 7GC & Co. Holdings LLC (the "Sponsor"). The Reporting Person is a managing member of one of the managing members of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest the Reporting Person may have therein, directly or indirectly. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:06 UTC |
Hennessy Thomas D10% owner
|
GrantWarrant (Right to Buy) · Derivative | 7,350,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000905148-23-001653 · form4.xml · derivative · entry 5 Hennessy Thomas D · CIK 0001789408 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 7,350,000 Underlying: Class A Common Stock · 7,350,000 shares Expires not disclosed F8 · kind: These warrants became exercisable 30 days after the Closing and were surrendered, cancelled and retired at the Closing. F8 · derivative.exercise_date: These warrants became exercisable 30 days after the Closing and were surrendered, cancelled and retired at the Closing. F8 · derivative.expiration_date: These warrants became exercisable 30 days after the Closing and were surrendered, cancelled and retired at the Closing. F3 · ownership.nature: Represents securities held by 7GC & Co. Holdings LLC (the "Sponsor"). The Reporting Person is a managing member of one of the managing members of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest the Reporting Person may have therein, directly or indirectly. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:06 UTC |
Hennessy Thomas D10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 4,428,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001653 · form4.xml · derivative · entry 4 Hennessy Thomas D · CIK 0001789408 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 4,428,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: At the Closing, these shares of Class B Common Stock were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F6 · kind: At the Closing, these shares of Class B Common Stock were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F6 · price: At the Closing, these shares of Class B Common Stock were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F7 · derivative.exercise_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F7 · derivative.expiration_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F3 · ownership.nature: Represents securities held by 7GC & Co. Holdings LLC (the "Sponsor"). The Reporting Person is a managing member of one of the managing members of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest the Reporting Person may have therein, directly or indirectly. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:06 UTC |
Hennessy Thomas D10% owner
|
Disposition to issuerClass B Common Stock · Derivative | 825,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001653 · form4.xml · derivative · entry 3 Hennessy Thomas D · CIK 0001789408 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,428,499 Underlying: Class A Common Stock · 825,000 shares Expires not disclosed F5 · derivative.exercise_price: At the Closing, these shares of Class B Common Stock were forfeited by the Reporting Person pursuant to share purchase agreements with ALCO Investment Company. F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F5 · kind: At the Closing, these shares of Class B Common Stock were forfeited by the Reporting Person pursuant to share purchase agreements with ALCO Investment Company. F5 · price: At the Closing, these shares of Class B Common Stock were forfeited by the Reporting Person pursuant to share purchase agreements with ALCO Investment Company. F7 · derivative.exercise_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F7 · derivative.expiration_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F3 · ownership.nature: Represents securities held by 7GC & Co. Holdings LLC (the "Sponsor"). The Reporting Person is a managing member of one of the managing members of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest the Reporting Person may have therein, directly or indirectly. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:06 UTC |
Hennessy Thomas D10% owner
|
Disposition to issuerClass B Common Stock · Derivative | 396,501 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001653 · form4.xml · derivative · entry 2 Hennessy Thomas D · CIK 0001789408 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,253,499 Underlying: Class A Common Stock · 396,501 shares Expires not disclosed F4 · derivative.exercise_price: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were forfeited by the Sponsor to the Issuer for no consideration pursuant to the terms of the non-redemption agreements entered into by the Sponsor, the Issuer, and certain unaffiliated third parties in June 2023. F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F4 · kind: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were forfeited by the Sponsor to the Issuer for no consideration pursuant to the terms of the non-redemption agreements entered into by the Sponsor, the Issuer, and certain unaffiliated third parties in June 2023. F4 · price: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were forfeited by the Sponsor to the Issuer for no consideration pursuant to the terms of the non-redemption agreements entered into by the Sponsor, the Issuer, and certain unaffiliated third parties in June 2023. F7 · derivative.exercise_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F7 · derivative.expiration_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F3 · ownership.nature: Represents securities held by 7GC & Co. Holdings LLC (the "Sponsor"). The Reporting Person is a managing member of one of the managing members of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest the Reporting Person may have therein, directly or indirectly. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:06 UTC |
Hennessy Thomas D10% owner
|
Exercise / conversionClass A Common Stock | 4,428,499 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001653 · form4.xml · nonDerivative · entry 1 Hennessy Thomas D · CIK 0001789408 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,428,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F6 · kind: At the Closing, these shares of Class B Common Stock were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F6 · price: At the Closing, these shares of Class B Common Stock were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F3 · ownership.nature: Represents securities held by 7GC & Co. Holdings LLC (the "Sponsor"). The Reporting Person is a managing member of one of the managing members of the Sponsor. As such, the Reporting Person has voting and investment discretion with respect to the securities held of record by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest the Reporting Person may have therein, directly or indirectly. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:07 UTC |
Jones TrippDirector
|
Exercise / conversionClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001654 · form4.xml · derivative · entry 2 Jones Tripp · CIK 0001837018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F3 · kind: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F3 · price: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F4 · derivative.exercise_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F4 · derivative.expiration_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of the Issuer's initial business combination and had no expiration date. F5 · balance_after: In light of the Reporting Person's membership interest in 7GC & Co. Holdings LLC, the Reporting Person also has an indirect but nonreportable pecuniary interest in certain shares of Class A Common Stock and Class B Common Stock held directly by 7GC & Co. Holdings LLC, over which the Reporting Person does not have voting or dispositive control. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:07 UTC |
Jones TrippDirector
|
Exercise / conversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001654 · form4.xml · nonDerivative · entry 1 Jones Tripp · CIK 0001837018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F3 · kind: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F3 · price: At the Closing, these shares of Class B common stock of the Issuer ("Class B Common Stock") were automatically converted into the shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F5 · balance_after: In light of the Reporting Person's membership interest in 7GC & Co. Holdings LLC, the Reporting Person also has an indirect but nonreportable pecuniary interest in certain shares of Class A Common Stock and Class B Common Stock held directly by 7GC & Co. Holdings LLC, over which the Reporting Person does not have voting or dispositive control. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:56 UTC |
Ward MasonDirector · 10% owner · See Remarks
Alco Investment CoDirector · 10% owner · See Remarks
|
GrantWarrant (Right to Buy) · Derivative | 353,248 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000905148-23-001656 · form4.xml · derivative · entry 4 Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,248 Underlying: Class A Common Stock · 353,248 shares Expires not disclosed F6 · kind: These warrants become exercisable 30 days after the Closing and will expire five years from the date of Closing. F6 · derivative.exercise_date: These warrants become exercisable 30 days after the Closing and will expire five years from the date of Closing. F6 · derivative.expiration_date: These warrants become exercisable 30 days after the Closing and will expire five years from the date of Closing. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:56 UTC |
Ward MasonDirector · 10% owner · See Remarks
Alco Investment CoDirector · 10% owner · See Remarks
|
GrantClass A Common Stock | 825,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001656 · form4.xml · nonDerivative · entry 3 Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,396,261 F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F3 · kind: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. F5 · price: At the Closing, ALCO received these shares of Class A Common Stock in connection with 7GC & Co. Holdings LLC's forfeiture of the same amount of Class B common stock of the Issuer pursuant to share purchase agreements with 7GC & Co. Holdings LLC. F4 · ownership.nature: Shares held directly by ALCO Investment Company ("ALCO"). Mason Ward is the Chief Financial Officer of ALCO and a member of the investment committee, in such capacity, may be deemed to have investment control over the shares held by ALCO. Mason Ward disclaims beneficial ownership over the securities held by ALCO except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mason Ward is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:56 UTC |
Ward MasonDirector · 10% owner · See Remarks
Alco Investment CoDirector · 10% owner · See Remarks
|
GrantClass A Common Stock | 1,571,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001656 · form4.xml · nonDerivative · entry 2 Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,571,261 F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F3 · kind: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. F3 · price: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. F4 · ownership.nature: Shares held directly by ALCO Investment Company ("ALCO"). Mason Ward is the Chief Financial Officer of ALCO and a member of the investment committee, in such capacity, may be deemed to have investment control over the shares held by ALCO. Mason Ward disclaims beneficial ownership over the securities held by ALCO except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mason Ward is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| December 14, 2023 Filed Dec 19, 2023 02:56 UTC |
Ward MasonDirector · 10% owner · See Remarks
Alco Investment CoDirector · 10% owner · See Remarks
|
GrantClass A Common Stock | 25,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001656 · form4.xml · nonDerivative · entry 1 Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,170 F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F3 · kind: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. F3 · price: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:59 UTC |
Levesque AshleyVice President of Marketing
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GrantStock Option (Right to Buy) · Derivative | 70,686 | $0.00 Strike: $8.38 | $0.00 |
DisclosureSEC source: 0000905148-23-001657 · form4.xml · derivative · entry 5 Levesque Ashley · CIK 0002003439 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,686 Underlying: Class A Common Stock · 70,686 shares Expires 2033-03-01 F4 · derivative.exercise_price: At the Closing, the Reporting Person acquired these options in exchange for options to purchase shares of Class A common stock of Banzai held immediately prior to the Closing, which were automatically converted into a number of options to purchase shares of Class A Common Stock equal to the number of shares of Class A common stock of Banzai subject to such option immediately prior to the Closing multiplied by the Exchange Ratio, and rounded down to the nearest whole share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote) F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc. F4 · kind: At the Closing, the Reporting Person acquired these options in exchange for options to purchase shares of Class A common stock of Banzai held immediately prior to the Closing, which were automatically converted into a number of options to purchase shares of Class A Common Stock equal to the number of shares of Class A common stock of Banzai subject to such option immediately prior to the Closing multiplied by the Exchange Ratio, and rounded down to the nearest whole share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. F4 · price: At the Closing, the Reporting Person acquired these options in exchange for options to purchase shares of Class A common stock of Banzai held immediately prior to the Closing, which were automatically converted into a number of options to purchase shares of Class A Common Stock equal to the number of shares of Class A common stock of Banzai subject to such option immediately prior to the Closing multiplied by the Exchange Ratio, and rounded down to the nearest whole share pursuant to the terms and subject to the conditions set forth in the Merger Agreement. F8 · derivative.exercise_date: This option vests in a series of 48 successive, substantially equal monthly installments after one-year anniversary of the vesting commencement date, June 1, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.