Alco Investment Co

SEC source: 0001753926-25-000668 · ownership.xml · derivative · entry 3

Alco Investment Co · CIK 0002003690 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,048,920 shares

Expires not disclosed

F1 · kind: On April 21, 2025, the reporting person completed the cashless exercise of 1,048,920 pre-funded warrants (the "Pre-Funded Warrants") pursuant to the terms and conditions of the warrants as originally issued and approved in accordance with Rule 16b-3(d)(1) on September 20, 2024.

F3 · derivative.expiration_date: The Pre-Funded Warrants are not subject to expiration.

SEC source: 0001753926-25-000668 · ownership.xml · nonDerivative · entry 2

Alco Investment Co · CIK 0002003690 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,379,166

F2 · kind: Forfeiture of shares for net share settlement of exercise price of the Pre-Funded Warrants.

SEC source: 0001753926-25-000668 · ownership.xml · nonDerivative · entry 1

Alco Investment Co · CIK 0002003690 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,379,266

F1 · kind: On April 21, 2025, the reporting person completed the cashless exercise of 1,048,920 pre-funded warrants (the "Pre-Funded Warrants") pursuant to the terms and conditions of the warrants as originally issued and approved in accordance with Rule 16b-3(d)(1) on September 20, 2024.

SEC source: 0001493152-24-038034 · ownership.xml · derivative · entry 3

Alco Investment Co · CIK 0002003690 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,331,340

Underlying: Class A Common Stock · 1,331,340 shares

Expires 2029-09-20

F1 · kind: On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share.

SEC source: 0001493152-24-038034 · ownership.xml · derivative · entry 2

Alco Investment Co · CIK 0002003690 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,920

Underlying: Class A Common Stock · 1,048,920 shares

Expires not disclosed

F1 · kind: On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share.

F2 · derivative.expiration_date: The Pre-Funded Warrants are not subject to expiration.

SEC source: 0001493152-24-038034 · ownership.xml · nonDerivative · entry 1

Alco Investment Co · CIK 0002003690 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,340

F1 · kind: On September 20, 2024, Banzai International, Inc. (the "Company") completed a private placement of securities pursuant to which the reporting person acquired 282,420 shares of Class A Common Stock for a purchase price of $3.89 per share, Pre-Funded Warrants to purchase up to 1,049,920 shares of Class A Common Stock with an exercise price of $0.0001 per share for a purchase price of $3.89 per Pre-Funded Warrant, and Common Warrants to purchase up to 1,331,340 shares of Class A Common Stock with an exercise price of $4.02 per share.

SEC source: 0001225208-24-004685 · doc4.xml · nonDerivative · entry 1

Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks

Alco Investment Co · CIK 0002003690 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,960

SEC source: 0001225208-24-004541 · doc4.xml · nonDerivative · entry 1

Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks

Alco Investment Co · CIK 0002003690 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,670

SEC source: 0000905148-23-001705 · form4.xml · nonDerivative · entry 1

Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks

Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,170

F1 · price: The transaction was executed in multiple trades in prices ranging from $3.56 to $3.7099, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote.

SEC source: 0000905148-23-001656 · form4.xml · derivative · entry 4

Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks

Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,248

Underlying: Class A Common Stock · 353,248 shares

Expires not disclosed

F6 · kind: These warrants become exercisable 30 days after the Closing and will expire five years from the date of Closing.

F6 · derivative.exercise_date: These warrants become exercisable 30 days after the Closing and will expire five years from the date of Closing.

F6 · derivative.expiration_date: These warrants become exercisable 30 days after the Closing and will expire five years from the date of Closing.

SEC source: 0000905148-23-001656 · form4.xml · nonDerivative · entry 3

Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks

Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,396,261

F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote)

F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc.

F3 · kind: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement.

F5 · price: At the Closing, ALCO received these shares of Class A Common Stock in connection with 7GC & Co. Holdings LLC's forfeiture of the same amount of Class B common stock of the Issuer pursuant to share purchase agreements with 7GC & Co. Holdings LLC.

F4 · ownership.nature: Shares held directly by ALCO Investment Company ("ALCO"). Mason Ward is the Chief Financial Officer of ALCO and a member of the investment committee, in such capacity, may be deemed to have investment control over the shares held by ALCO. Mason Ward disclaims beneficial ownership over the securities held by ALCO except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mason Ward is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0000905148-23-001656 · form4.xml · nonDerivative · entry 2

Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks

Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,571,261

F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote)

F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc.

F3 · kind: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement.

F3 · price: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement.

F4 · ownership.nature: Shares held directly by ALCO Investment Company ("ALCO"). Mason Ward is the Chief Financial Officer of ALCO and a member of the investment committee, in such capacity, may be deemed to have investment control over the shares held by ALCO. Mason Ward disclaims beneficial ownership over the securities held by ALCO except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that Mason Ward is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0000905148-23-001656 · form4.xml · nonDerivative · entry 1

Ward Mason · CIK 0002003478 · Director · 10% owner · See Remarks

Alco Investment Co · CIK 0002003690 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,170

F1 · kind: Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 8, 2022 (as amended, the "Merger Agreement"), by and among 7GC & Co. Holdings Inc., a Delaware corporation (the "Issuer"), Banzai International, Inc., a Delaware corporation ("Banzai"), 7GC Merger Sub I, Inc., a Delaware corporation and an indirect wholly owned subsidiary of the Issuer ("First Merger Sub"), and 7GC Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of the Issuer ("Second Merger Sub"), on December 14, 2023 (the "Closing"), (i) First Merger Sub merged with and into Banzai (the "First Merger"), with Banzai surviving the First Merger as an indirect wholly owned subsidiary of the Issuer (the "Surviving Corporation"), and, (Continued in following footnote)

F2 · kind: (Continued from prior footnote) (ii) immediately following the First Merger, the Surviving Corporation merged with and into Second Merger Sub (the "Second Merger"), with the Second Merger Sub surviving the Second Merger as a direct wholly owned subsidiary of the Issuer. At the Closing, the Issuer was renamed to Banzai International, Inc.

F3 · kind: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement.

F3 · price: At the Closing, the Reporting Person acquired these shares of Class A common stock of the Issuer ("Class A Common Stock") in exchange for shares of Class A common stock of Banzai held immediately prior the Closing, which were automatically converted into a number of shares of Class A Common Stock equal to (i) Per Share Value (as defined in the Issuer's prospectus on Form 424B3 filed with the Securities and Exchange Commission on November 13, 2023) divided by (y) $10.00 per share pursuant to the terms and subject to the conditions set forth in the Merger Agreement.