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PENSKE AUTOMOTIVE GROUP, INC.

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1680
SEC CIK
0001019849
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2019 Filed Jun 5, 2019 12:36 UTC GrantDeferred Stock Units (Phantom Shares) · Derivative 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034614 · doc4.xml · derivative · entry 1

Duerheimer Wolfgang · CIK 0001732994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,069

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 12:42 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 70 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034618 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 12:39 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 70 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034616 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 12:37 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034615 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,685

Underlying: Common Stock · 300 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 12:35 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034613 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,872

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 12:34 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 280 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034612 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,234

Underlying: Common Stock · 280 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:42 UTC
PENSKE ROGER SDirector · Chairman & CEO · 10% owner
Disposition to issuerCommon Stock 213,071 $44.40 $9,460,352.40
Disclosure

SEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 3

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 294,485

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:42 UTC
PENSKE ROGER SDirector · Chairman & CEO · 10% owner
Disposition to issuerCommon Stock 43,298 $44.40 $1,922,431.20
Disclosure

SEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 2

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,083

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 20:43 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
SaleCommon Stock 2,656 $44.05 $116,996.80
Disclosure

SEC source: 0001209191-19-034329 · doc4.xml · nonDerivative · entry 2

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,482

F2 · balance_after: The Reporting Person also indirectly owns 3,370 shares in the Company's 401(k) plan.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:42 UTC
PENSKE ROGER SDirector · Chairman & CEO · 10% owner
Tax withholdingCommon Stock 30,844 $42.72 $1,317,655.68
Disclosure

SEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,381

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2019.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:43 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 2,962 $42.72 $126,536.64
Disclosure

SEC source: 0001209191-19-034329 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,138

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2019.

F2 · balance_after: The Reporting Person also indirectly owns 3,370 shares in the Company's 401(k) plan.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:40 UTC
KURNICK ROBERT H JRDirector · President
Tax withholdingCommon Stock 6,112 $42.72 $261,104.64
Disclosure

SEC source: 0001209191-19-034312 · doc4.xml · nonDerivative · entry 1

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,509

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2019.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:38 UTC
Denker Claude H IIIEVP - Human Resources
Tax withholdingCommon Stock (Restricted Shares) 1,911 $42.72 $81,637.92
Disclosure

SEC source: 0001209191-19-034306 · doc4.xml · nonDerivative · entry 1

Denker Claude H III · CIK 0001644298 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,233

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2019.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:37 UTC Tax withholdingCommon Stock (Restricted Shares) 2,639 $42.72 $112,738.08
Disclosure

SEC source: 0001209191-19-034302 · doc4.xml · nonDerivative · entry 1

Carlson John D. Jr. · CIK 0001520240 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,659

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:29 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 69.85 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015638 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,192.79

Underlying: Common Stock · 69.85 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:30 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 69.85 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015641 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,192.79

Underlying: Common Stock · 69.85 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:29 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 61.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015639 · doc4.xml · derivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160.58

Underlying: Common Stock · 61.05 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:28 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 301.69 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015636 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,384.64

Underlying: Common Stock · 301.69 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:27 UTC GrantDeferred Stock Units (Phantom Shares) · Derivative 34.4 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015631 · doc4.xml · derivative · entry 1

Duerheimer Wolfgang · CIK 0001732994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034.4

Underlying: Common Stock · 34.4 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:26 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 83.46 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015628 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788.86

Underlying: Common Stock · 83.46 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:26 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 280.96 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015623 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,954.11

Underlying: Common Stock · 280.96 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:11 UTC
BARR JOHNDirector
SaleCommon Stock 5,000 $44.31 $221,560.00
Disclosure

SEC source: 0001209191-19-014947 · doc4.xml · nonDerivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:20 UTC
PENSKE ROGER SDirector · Chairman & CEO · 10% owner
GrantCommon Stock (Restricted Shares) 107,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-009613 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,225

F1 · shares: 15% of the shares vest on June 1, 2020, 15% of the shares vest on June 1, 2021, 20% of the shares vest on June 1, 2022 and 50% of the shares vest on June 1, 2023.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 507,556 shares held in a trust (53,195 of which were previously held directly). Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:21 UTC
KURNICK ROBERT H JRDirector · President
GrantCommon Stock (Restricted Shares) 21,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-009617 · doc4.xml · nonDerivative · entry 1

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,621

F1 · shares: 15% of the shares vest on June 1, 2020, 15% of the shares vest on June 1, 2021, 20% of the shares vest on June 1, 2022 and 50% of the shares vest on June 1, 2023.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:19 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
GrantCommon Stock (Restricted Shares) 10,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-009610 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,100

F1 · shares: 15% of the shares vest on June 1, 2020, 15% of the shares vest on June 1, 2021, 20% of the shares vest on June 1, 2022 and 50% of the shares vest on June 1, 2023.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: The Reporting Person also indirectly owns 3,341 shares in the Company's 401(k) plan.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:18 UTC
Denker Claude H IIIEVP - Human Resources
GrantCommon Stock (Restricted Shares) 10,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-009608 · doc4.xml · nonDerivative · entry 1

Denker Claude H III · CIK 0001644298 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,144

F1 · shares: 15% of the shares vest on June 1, 2020, 15% of the shares vest on June 1, 2021, 20% of the shares vest on June 1, 2022 and 50% of the shares vest on June 1, 2023.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 21:18 UTC GrantCommon Stock (Restricted Shares) 10,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-009607 · doc4.xml · nonDerivative · entry 1

Carlson John D. Jr. · CIK 0001520240 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,298

F1 · shares: 15% of the shares vest on June 1, 2020, 15% of the shares vest on June 1, 2021, 20% of the shares vest on June 1, 2022 and 50% of the shares vest on June 1, 2023.

F2 · price: Price is not relevant to this transaction.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:13 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062704 · doc4.xml · nonDerivative · entry 2

STEINHART RONALD G · CIK 0001111641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,100

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:13 UTC GrantVoting Common Stock 948 $39.55 $37,493.40
Disclosure

SEC source: 0001209191-18-062705 · doc4.xml · nonDerivative · entry 2

THOMPSON H BRIAN · CIK 0001086564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,976

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:13 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062705 · doc4.xml · nonDerivative · entry 1

THOMPSON H BRIAN · CIK 0001086564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,028

F1 · price: Price is not relevant to this transaction.

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:12 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062701 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,122.94

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:11 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 1,011.38 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062699 · doc4.xml · derivative · entry 2

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,099.53

Underlying: Common Stock · 1,011.38 shares

Expires not disclosed

F3 · derivative.exercise_price: One for one.

F1 · price: Price is not relevant to this transaction.

F4 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:11 UTC GrantCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062699 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: Price is not relevant to this transaction.

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 19,150 shares held as follows (i) 9,250 by Trust, (ii) 9,500 in defined benefit plan and (iii) 400 shares by son. The Reporting Person disclaims beneficial ownership of these shares for purposes of Section 16 or any other purpose.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:10 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062698 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,122.94

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:10 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062695 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,082.95

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:09 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062694 · doc4.xml · nonDerivative · entry 2

EISENSON MICHAEL R · CIK 0001245724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,657

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:08 UTC GrantDeferred Stock Units (Phantom Shares) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062691 · doc4.xml · derivative · entry 1

Duerheimer Wolfgang · CIK 0001732994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:07 UTC
BARR JOHNDirector
GrantCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062688 · doc4.xml · nonDerivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:08 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 5,011.38 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062690 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,705.4

Underlying: Common Stock · 5,011.38 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 04, 2018 Filed Dec 6, 2018 13:31 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 53.04 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061112 · doc4.xml · derivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,088.15

Underlying: Common Stock · 53.04 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 04, 2018 Filed Dec 6, 2018 13:32 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 35.92 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061114 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122.94

Underlying: Common Stock · 35.92 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 04, 2018 Filed Dec 6, 2018 13:30 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 35.92 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061111 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122.94

Underlying: Common Stock · 35.92 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 04, 2018 Filed Dec 6, 2018 13:29 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 270.8 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061110 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,082.95

Underlying: Common Stock · 270.8 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 04, 2018 Filed Dec 6, 2018 13:28 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 40.89 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061109 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,694.01

Underlying: Common Stock · 40.89 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 04, 2018 Filed Dec 6, 2018 13:27 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 284.65 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061108 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,673.15

Underlying: Common Stock · 284.65 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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November 21, 2018 Filed Dec 14, 2018 16:13 UTC GiftVoting Common Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062704 · doc4.xml · nonDerivative · entry 1

STEINHART RONALD G · CIK 0001111641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,100

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September 06, 2018 Filed Dec 14, 2018 21:09 UTC GiftVoting Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062694 · doc4.xml · nonDerivative · entry 1

EISENSON MICHAEL R · CIK 0001245724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,657

F1 · price: Price is not relevant to this transaction.

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September 05, 2018 Filed Sep 6, 2018 20:27 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 41.04 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049818 · doc4.xml · derivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035.11

Underlying: Common Stock · 41.04 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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September 05, 2018 Filed Sep 6, 2018 20:27 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 27.79 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049821 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087.02

Underlying: Common Stock · 27.79 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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September 05, 2018 Filed Sep 6, 2018 20:26 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 27.79 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049815 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087.02

Underlying: Common Stock · 27.79 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.