Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GTT Communications, Inc.GTT · Entity 129874 | Director · 10% owner | June 30, 2021 | July 09, 2021 |
| PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680 | Director | December 16, 2025 | December 18, 2025 |
| Pendrell CorpPCOA · Entity 169270 | Director | October 01, 2017 | January 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GTT Communications, Inc.
Report date June 30, 2021 · Filed July 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.0001 per shareSEC Table I · non-derivative | Direct | 624,311 |
Reported balance
After 2021-06-30 transaction · row 1
1 source rowRow 1 · 2021-06-30 · Tax withholding · Disposed 5,436 · Balance 624,311 F1: Transaction code F is for "payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3." |
| Common Stock, par value $.0001 per shareSEC Table I · non-derivative | IndirectBy Spouse DSS Revocable Trust | 27,350 |
Reported balance
Holding disclosure · report date 2021-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,350 |
| Common Stock, par value $.0001 per shareSEC Table I · non-derivative | IndirectBy Universal Telecommunications, Inc | 6,250,171 |
Reported balance
Holding disclosure · report date 2021-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,250,171 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction code F is for "payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3."
PENSKE AUTOMOTIVE GROUP, INC.
Report date December 16, 2025 · Filed December 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,801 |
Reported balance
After 2025-12-16 transaction · row 1
1 source rowRow 1 · 2025-12-16 · Grant · Acquired 1,801 · Balance 1,801 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 116,207 |
Reported balance
Holding disclosure · report date 2025-12-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 116,207 F1: 1,850 of the 116,207 shares held indirectly were previously held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: 1,850 of the 116,207 shares held indirectly were previously held directly.
Pendrell Corp
Report date October 01, 2017 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 254 |
Reported balance
After 2018-01-01 transaction · row 1
1 source rowRow 1 · 2018-01-01 · Grant · Acquired 16 · Balance 254 F1: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $687.00 · Expires 2027-10-01 | Direct | 60 |
Reported balance
After 2017-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-01 · Grant · Acquired 60 · Balance 60 F2: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017.
F2: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2025 Filed Dec 18, 2025 21:09 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 1,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-057940 · wk-form4_1766092138.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,801 Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:48 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001019849-24-000162 · wk-form4_1734126485.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,850 Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 13:33 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 1,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001019849-23-000173 · wk-form4_1702647188.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,357 Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 13:31 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001019849-22-000100 · wf-form4_167119745177089.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,416 F1 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:39 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 2,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070292 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,961 F1 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| June 30, 2021 Filed Jul 9, 2021 16:57 UTC | GTT Communications, Inc. GTT · Entity 129874 | Tax withholdingCommon Stock, par value $.0001 per share | 5,436 | $2.43 | $13,209.48 |
DisclosureSEC source: 0001628280-21-013699 · wf-form4_162586423434742.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,311 F1 · kind: Transaction code F is for "payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3." Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 13:27 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 319 | $58.83 | $18,766.77 |
DisclosureSEC source: 0001209191-20-062853 · doc4.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,013 F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 13:27 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-062853 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,694 F1 · price: Price is not relevant to this transaction. F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 16:56 UTC | GTT Communications, Inc. GTT · Entity 129874 | Tax withholdingCommon Stock, par value $.0001 per share | 5,592 | $8.16 | $45,630.72 |
DisclosureSEC source: 0001628280-20-014138 · wf-form4_160158579598526.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,747 F1 · kind: Transaction code F is for "payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3." Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:01 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 43,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-20-000073 · wf-form4_159407285182535.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,691 F1 · kind: On July 1, 2020 the reporting person was granted 21,985 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2021. Read SEC document |
| July 01, 2020 Filed Jul 20, 2020 17:00 UTC Amendment | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 18,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-20-000085 · wf-form4a_159527879058818.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,339 F1 · kind: On July 1, 2020 the reporting person was granted 18,618 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2021. F2 · shares: This amendment is being filed to correct the number of shares granted to the Reporting Person pursuant to the GTT Stock Compensation Plan. Due to an administrative error, the original Form 4, filed on July 6, 2020, incorrectly stated that the reporting person was granted 43,970 RSAs. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:35 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 718 | $52.22 | $37,493.96 |
DisclosureSEC source: 0001209191-19-060425 · doc4.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,694 F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:35 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-060425 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,976 F1 · price: Price is not relevant to this transaction. F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 16:48 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 25,000 | $6.32 | $158,047.50 |
DisclosureSEC source: 0001315255-19-000168 · wf-form4_157480487874813.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Universal Telecommunications, Inc Disclosed balance after: 6,250,171 Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 17:29 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 15,000 | $7.43 | $111,445.50 |
DisclosureSEC source: 0001315255-19-000118 · wf-form4_156573176215656.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,621 Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 17:29 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 2,500 | $7.89 | $19,715.00 |
DisclosureSEC source: 0001315255-19-000118 · wf-form4_156573176215656.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse DSS Revocable Trust Disclosed balance after: 27,350 Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 09:15 UTC Amendment | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 15,000 | $7.43 | $111,445.50 |
DisclosureSEC source: 0001315255-19-000122 · wf-form4a_156587488568774.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Universal Telecommunications, Inc Disclosed balance after: 6,225,171 F1 · kind: This amendment represents a change in ownership for the 8/12/19 purchase of 15,000 shares from Brian Thompson to Universal Telecommunications Inc. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 09:15 UTC Amendment | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 2,500 | $7.89 | $19,715.00 |
DisclosureSEC source: 0001315255-19-000122 · wf-form4a_156587488568774.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse DSS Revocable Trust Disclosed balance after: 27,350 Read SEC document |
| July 09, 2019 Filed Jul 10, 2019 10:01 UTC | GTT Communications, Inc. GTT · Entity 129874 | SaleCommon Stock, par value $.0001 per share | 2,400 | $17.07 | $40,968.00 |
DisclosureSEC source: 0001315255-19-000100 · wf-form4_156276724419081.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,621 F1 · kind: Represents shares sold to fund the employee portion of income tax withholding payable due to the vesting of shares under GTT's equity incentive plan. Such sale to fund withholding taxes is mandatory under the terms of GTT's equity incentive plan. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 12:19 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 18,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-19-000091 · wf-form4_156208434340438.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,021 F1 · kind: On July 1, 2019 the reporting person was granted 18,618 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2020. Read SEC document |
| January 14, 2019 Filed Feb 28, 2020 16:34 UTC | GTT Communications, Inc. GTT · Entity 129874 | GiftCommon Stock, par value $.0001 per share | 900 | $25.86 | $23,274.00 |
DisclosureSEC source: 0001315255-20-000025 · wf-form5_158292567258563.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,721 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:13 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 948 | $39.55 | $37,493.40 |
DisclosureSEC source: 0001209191-18-062705 · doc4.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,976 F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:13 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062705 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,028 F1 · price: Price is not relevant to this transaction. F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 16:11 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 300 | $32.73 | $9,819.99 |
DisclosureSEC source: 0001315255-18-000178 · wf-form4_154231624541388.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse DSS Revocable Trust Disclosed balance after: 24,850 F1 · kind: As Trustee for other individual's trusts, which are the direct beneficial owners of theses shares. The Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 16:11 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 900 | $32.70 | $29,426.04 |
DisclosureSEC source: 0001315255-18-000178 · wf-form4_154231624541388.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,403 Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 15:33 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 20,000 | $33.96 | $679,280.00 |
DisclosureSEC source: 0001315255-18-000125 · wf-form4_153418879441786.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Universal Telecommunications, Inc Disclosed balance after: 6,210,171 F1 · kind: The Reporting Person is the chief executive officer and majority shareholder of Universal Telecommunications, Inc. ("UTI"), and the shares of UTI not held by the Reporting Person are owned by members of his family. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2018 Filed Jul 12, 2018 10:10 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 7,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-18-000098 · wf-form4_153140462244121.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,794,003 F1 · kind: On July 1, 2018 the reporting person was granted 7,778 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2019. Read SEC document |
| June 30, 2018 Filed Aug 6, 2018 17:23 UTC | GTT Communications, Inc. GTT · Entity 129874 | Tax withholdingCommon Stock, par value $.0001 per share | 3,329 | $45.00 | $149,805.00 |
DisclosureSEC source: 0001315255-18-000117 · wf-form4_153359060608271.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,790,674 F1 · kind: Transaction code F is for "payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3." Read SEC document |
| May 18, 2018 Filed May 21, 2018 20:14 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | PurchaseVoting Common Stock | 4,000 | $48.51 | $194,056.00 |
DisclosureSEC source: 0001209191-18-031811 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 4,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.5110 to $48.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: The Reporting Person also reports direct ownership of 89,028 shares. Read SEC document |
| May 08, 2018 Filed May 9, 2018 16:01 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 3,200 | $52.63 | $168,404.80 |
DisclosureSEC source: 0001315255-18-000064 · wf-form4_152589609184146.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse DSS Revocable Trust Disclosed balance after: 24,550 F1 · kind: As Trustee for the grandchildren's and other individual's trusts, which are the direct beneficial owners of theses shares. The Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 17:17 UTC | Pendrell Corp PCOA · Entity 169270 | GrantClass A Common Stock | 16 | $575.00 | $9,200.00 |
DisclosureSEC source: 0001209191-18-001125 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254 F1 · shares: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:17 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 467 | $48.13 | $22,476.71 |
DisclosureSEC source: 0001209191-17-065683 · doc4.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,028 Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:17 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-065683 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,561 F1 · price: Price is not relevant to this transaction. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 16:56 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 1,427 | $6.83 | $9,746.41 |
DisclosureSEC source: 0001209191-17-055209 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,849 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2017. Read SEC document |
| October 01, 2017 Filed Jan 3, 2018 17:17 UTC | Pendrell Corp PCOA · Entity 169270 | GrantStock Option (Right to Buy) · Derivative | 60 | $0.00 Strike: $687.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001125 · doc4.xml · derivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 Underlying: Class A Common Stock · 60 shares Expires 2027-10-01 F2 · security: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:03 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 1,348 | $7.23 | $9,746.04 |
DisclosureSEC source: 0001209191-17-043549 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,422 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended June 30, 2017. Read SEC document |
| July 01, 2017 Filed Jul 10, 2017 17:29 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 11,059 | $31.65 | $350,017.35 |
DisclosureSEC source: 0001315255-17-000086 · wf-form4_149972217035036.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,786,225 F1 · shares: On July 1, 2017 the reporting person was granted 11,059 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2018. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 17:13 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 1,500 | $6.50 | $9,750.00 |
DisclosureSEC source: 0001209191-17-025067 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,074 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended March 31, 2017. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:30 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 350 | $24.00 | $8,400.00 |
DisclosureSEC source: 0001315255-17-000036 · wf-form4_148952342005979.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse DSS Revocable Trust Disclosed balance after: 21,350 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:30 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 7,000 | $23.93 | $167,538.00 |
DisclosureSEC source: 0001315255-17-000036 · wf-form4_148952342005979.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse DSS Revocable Trust Disclosed balance after: 21,000 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 15:23 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 1,444 | $6.75 | $9,747.00 |
DisclosureSEC source: 0001209191-17-000759 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,574 F1 · security: The number of shares and price per share reported in this Form 4 reflect the issuer's 1-for-10 reverse stock split of its Class A common stock that became effective at 5:00 Pacific time on September 30, 2016. F2 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended December 31, 2016. F1 · price: The number of shares and price per share reported in this Form 4 reflect the issuer's 1-for-10 reverse stock split of its Class A common stock that became effective at 5:00 Pacific time on September 30, 2016. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 22:42 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 426 | $52.79 | $22,488.54 |
DisclosureSEC source: 0001209191-16-155486 · doc4.xml · nonDerivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,561 Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 22:42 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantVoting Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-155486 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,135 F1 · price: Price is not relevant to this transaction. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 16:56 UTC | Pendrell Corp PCO · Entity 169270 | GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001209191-16-144402 · doc4.xml · derivative · entry 2 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 60,000 shares Expires 2026-10-01 F1 · security: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. F3 · security: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 16:56 UTC | Pendrell Corp PCO · Entity 169270 | GrantClass A Common Stock | 14,231 | $0.69 | $9,749.66 |
DisclosureSEC source: 0001209191-16-144402 · doc4.xml · nonDerivative · entry 1 THOMPSON H BRIAN · CIK 0001086564 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,301 F1 · security: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. F2 · shares: Represents pre-reverse split shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2016. F1 · price: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.