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PENSKE AUTOMOTIVE GROUP, INC.

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1680
SEC CIK
0001019849
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 3, 2021 21:59 UTC
PENSKE ROGER SDirector · Chair & CEO · 10% owner
Tax withholdingCommon Stock 35,416 $86.96 $3,079,775.36
Disclosure

SEC source: 0001209191-21-037854 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,932

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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June 01, 2021 Filed Jun 3, 2021 21:54 UTC
KURNICK ROBERT H JRDirector · President
Tax withholdingCommon Stock 7,084 $86.96 $616,024.64
Disclosure

SEC source: 0001209191-21-037847 · doc4.xml · nonDerivative · entry 1

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,475

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021.

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June 01, 2021 Filed Jun 3, 2021 21:45 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 3,215 $86.96 $279,576.40
Disclosure

SEC source: 0001209191-21-037835 · doc4.xml · nonDerivative · entry 3

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,024

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021.

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June 01, 2021 Filed Jun 3, 2021 21:39 UTC Tax withholdingCommon Stock (Restricted Shares) 15,080 $86.96 $1,311,356.80
Disclosure

SEC source: 0001209191-21-037816 · doc4.xml · nonDerivative · entry 1

Carlson John D. Jr. · CIK 0001520240 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,359

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021, including shares withheld for payment of taxes in connection with the accelerated vesting of Mr. Carlson's 29,022 shares of restricted stock which would have otherwise vested in years 2022-2025. Mr. Carlson tendered his resignation from the Company effective June 1, 2021 and in light of Mr. Carlson's 15 years of meritorious service, the Company agreed to the accelerated vesting of the shares of restricted stock which would have otherwise vested in years 2022-2025.

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June 01, 2021 Filed Jun 3, 2021 21:38 UTC
Denker Claude H IIIEVP - Human Resources
Tax withholdingCommon Stock 2,315 $86.96 $201,312.40
Disclosure

SEC source: 0001209191-21-037814 · doc4.xml · nonDerivative · entry 1

Denker Claude H III · CIK 0001644298 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,244

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:36 UTC Tax withholdingCommon Stock 1,063 $86.96 $92,438.48
Disclosure

SEC source: 0001209191-21-037808 · doc4.xml · nonDerivative · entry 1

Hulgrave Michelle · CIK 0001862976 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,371

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 21:45 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037835 · doc4.xml · nonDerivative · entry 2

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,239

Read SEC document
May 10, 2021 Filed May 12, 2021 20:28 UTC
BARR JOHNDirector
SaleCommon Stock 5,000 $92.79 $463,950.00
Disclosure

SEC source: 0001209191-21-032051 · doc4.xml · nonDerivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,206

F1 · price: The transaction was executed in multiple trade prices ranging from $92.64 to $92.852. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 04, 2021 Filed Jun 3, 2021 21:45 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037835 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,389

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:00 UTC
Denker Claude H IIIEVP - Human Resources
SaleCommon Stock 15,000 $90.30 $1,354,558.50
Disclosure

SEC source: 0001209191-21-029329 · doc4.xml · nonDerivative · entry 1

Denker Claude H III · CIK 0001644298 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,559

F1 · price: The transaction was executed in multiple trade prices ranging from $90.15 to $90.435. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 17:04 UTC SaleCommon Stock 10,000 $84.84 $848,400.00
Disclosure

SEC source: 0001209191-21-020505 · doc4.xml · nonDerivative · entry 1

STEINHART RONALD G · CIK 0001111641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,385

F1 · price: The transaction was executed in multiple trade prices ranging from $84.21 to $85.445. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2021 Filed Mar 2, 2021 21:38 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016051 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:37 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016038 · doc4.xml · derivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,643

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:36 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 278 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016026 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,266

Underlying: Common Stock · 278 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:35 UTC GrantDeferred Stock Units (Phantom Shares) · Derivative 76 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016016 · doc4.xml · derivative · entry 1

Duerheimer Wolfgang · CIK 0001732994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,352

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:34 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016007 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,520

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:32 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 213 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-015996 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,598

Underlying: Common Stock · 213 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:36 UTC
PENSKE ROGER SDirector · Chair & CEO · 10% owner
GrantCommon Stock (Restricted Shares) 143,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011629 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,348

F1 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:37 UTC
KURNICK ROBERT H JRDirector · President
GrantCommon Stock (Restricted Shares) 28,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011630 · doc4.xml · nonDerivative · entry 1

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,539

F1 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:34 UTC
Denker Claude H IIIEVP - Human Resources
GrantCommon Stock (Restricted Shares) 14,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011628 · doc4.xml · nonDerivative · entry 1

Denker Claude H III · CIK 0001644298 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,559

F1 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:33 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
GrantCommon Stock (Restricted Shares) 14,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011627 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,449

F1 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:31 UTC GrantCommon Stock (Restricted Shares) 14,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-011625 · doc4.xml · nonDerivative · entry 1

Carlson John D. Jr. · CIK 0001520240 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,439

F1 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 16, 2021 Filed Mar 5, 2021 21:54 UTC Amendment
KURNICK ROBERT H JRDirector · President
GrantCommon Stock (Restricted Shares) 28,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-018273 · doc4a.xml · nonDerivative · entry 1

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,559

F1 · security: This Form 4 is being amended to correct the number of shares awarded which was previously noted improperly due to a typographical error.

F2 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025.

F3 · price: Price is not relevant to this transaction.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 08:26 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062852 · doc4.xml · nonDerivative · entry 2

STEINHART RONALD G · CIK 0001111641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,385

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:27 UTC GrantVoting Common Stock 319 $58.83 $18,766.77
Disclosure

SEC source: 0001209191-20-062853 · doc4.xml · nonDerivative · entry 2

THOMPSON H BRIAN · CIK 0001086564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,013

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:27 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062853 · doc4.xml · nonDerivative · entry 1

THOMPSON H BRIAN · CIK 0001086564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,694

F1 · price: Price is not relevant to this transaction.

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 4,000 shares held by Trust.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:24 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062851 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,615

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:22 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 340 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062850 · doc4.xml · derivative · entry 2

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,590

Underlying: Common Stock · 340 shares

Expires not disclosed

F3 · derivative.exercise_price: One for one.

F1 · price: Price is not relevant to this transaction.

F4 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F5 · derivative.expiration_date: Not Applicable.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:22 UTC GrantCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062850 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: Price is not relevant to this transaction.

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 27,150 shares held as follows (i) 4,250 by Trust, (ii) 22,500 in defined benefit plan and (iii) 400 shares by son. 4,000 shares of the 27,150 shares held indirectly were previously held directly. The Reporting Person disclaims beneficial ownership of these shares for purposes of Section 16 or any other purpose.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:20 UTC GrantVoting Common Stock 170 $58.83 $10,001.10
Disclosure

SEC source: 0001209191-20-062849 · doc4.xml · nonDerivative · entry 2

PENSKE GREGORY W · CIK 0001168830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 32,913 shares. The reporting person disclaims beneficial ownership of these shares and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:20 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062849 · doc4.xml · nonDerivative · entry 1

PENSKE GREGORY W · CIK 0001168830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: Price is not relevant to this transaction.

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 32,913 shares. The reporting person disclaims beneficial ownership of these shares and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:19 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062848 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,988

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:17 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062847 · doc4.xml · nonDerivative · entry 1

EISENSON MICHAEL R · CIK 0001245724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,657

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:15 UTC GrantDeferred Stock Units (Phantom Shares) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062846 · doc4.xml · derivative · entry 1

Duerheimer Wolfgang · CIK 0001732994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,276

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:13 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062845 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Underlying: Common Stock · 4,340 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:12 UTC
BARR JOHNDirector
GrantCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062844 · doc4.xml · nonDerivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,206

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:40 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061190 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,615

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:39 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 60 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061189 · doc4.xml · derivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:38 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 298 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061188 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,988

Underlying: Common Stock · 298 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:37 UTC GrantDeferred Stock Units (Phantom Shares) · Derivative 60 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061186 · doc4.xml · derivative · entry 1

Duerheimer Wolfgang · CIK 0001732994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,276

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

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December 01, 2020 Filed Dec 2, 2020 21:36 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 109 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061184 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,060

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

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December 01, 2020 Filed Dec 2, 2020 21:34 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061180 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,385

Underlying: Common Stock · 250 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

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November 30, 2020 Filed Dec 11, 2020 08:26 UTC GiftVoting Common Stock 1,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062852 · doc4.xml · nonDerivative · entry 1

STEINHART RONALD G · CIK 0001111641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,385

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November 17, 2020 Filed Jan 5, 2021 13:28 UTC
PENSKE ROGER SDirector · Chair & CEO · 10% owner
GiftCommon Stock 54,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000637 · doc5.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 286,833

F1 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. 47,110 shares of the 286,833 shares held indirectly were previously held directly. Mr. Penske thus reports direct ownership of 561,010. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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October 28, 2020 Filed Jan 5, 2021 13:29 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000640 · doc5.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,115

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October 23, 2020 Filed Oct 23, 2020 20:31 UTC SaleCommon Stock 8,000 $55.63 $445,040.00
Disclosure

SEC source: 0001209191-20-055681 · doc4.xml · nonDerivative · entry 1

Carlson John D. Jr. · CIK 0001520240 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,105

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September 04, 2020 Filed Sep 8, 2020 20:48 UTC
BARR JOHNDirector
SaleCommon Stock 10,000 $48.99 $489,900.00
Disclosure

SEC source: 0001209191-20-049739 · doc4.xml · nonDerivative · entry 2

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,206

F1 · price: This transaction was executed in multiple trade prices ranging from $48.46 to $49.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 12, 2020 Filed Aug 14, 2020 20:17 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
SaleCommon Stock 5,821 $47.65 $277,370.65
Disclosure

SEC source: 0001209191-20-046781 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,315

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.6488 to $47.6694. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 01, 2020 Filed Jun 2, 2020 20:07 UTC
PENSKE ROGER SDirector · Chair & CEO · 10% owner
Tax withholdingCommon Stock 36,419 $35.99 $1,310,719.81
Disclosure

SEC source: 0001209191-20-033471 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,120

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2020.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 294,485 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

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June 01, 2020 Filed Jun 2, 2020 20:07 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 3,127 $35.99 $112,540.73
Disclosure

SEC source: 0001209191-20-033468 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,136

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.