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PENSKE AUTOMOTIVE GROUP, INC.

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1680
SEC CIK
0001019849
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511

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2018 Filed Sep 6, 2018 20:25 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 31.64 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049809 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653.12

Underlying: Common Stock · 31.64 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 20:25 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 209.53 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049812 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,812.15

Underlying: Common Stock · 209.53 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 20:24 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 220.25 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049806 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,388.5

Underlying: Common Stock · 220.25 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 31, 2018 Filed Jan 4, 2019 12:26 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001633 · doc5.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,346

F1 · balance_after: The Reporting Person also indirectly owns 3,341.4 shares in the Company's 401(k) Plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:23 UTC
PENSKE ROGER SDirector · Chairman & CEO · 10% owner
Tax withholdingCommon Stock 37,895 $48.60 $1,841,697.00
Disclosure

SEC source: 0001209191-18-035071 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,877

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2018.

F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 454,361 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:30 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 29.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035099 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059.23

Underlying: Common Stock · 29.02 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:29 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 42.86 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035097 · doc4.xml · derivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,994.07

Underlying: Common Stock · 42.86 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:28 UTC
KURNICK ROBERT H JRDirector · President
GiftCommon Stock 2,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035094 · doc4.xml · nonDerivative · entry 2

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,112

F2 · price: Price is not relevant to this transaction.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:28 UTC
KURNICK ROBERT H JRDirector · President
Tax withholdingCommon Stock 7,908 $48.60 $384,328.80
Disclosure

SEC source: 0001209191-18-035094 · doc4.xml · nonDerivative · entry 1

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,212

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2018.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:27 UTC
Denker Claude H IIIEVP - Human Resources
Tax withholdingCommon Stock (Restricted Shares) 1,614 $48.60 $78,440.40
Disclosure

SEC source: 0001209191-18-035089 · doc4.xml · nonDerivative · entry 1

Denker Claude H III · CIK 0001644298 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,390

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2018.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:26 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
SaleCommon Stock 2,150 $48.35 $103,952.50
Disclosure

SEC source: 0001209191-18-035086 · doc4.xml · nonDerivative · entry 2

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,396

F2 · balance_after: The Reporting Person also indirectly owns 3,266 shares in the Company's 401(k) plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:26 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 2,971 $48.60 $144,390.60
Disclosure

SEC source: 0001209191-18-035086 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,546

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2018.

F2 · balance_after: The Reporting Person also indirectly owns 3,266 shares in the Company's 401(k) plan.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:25 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 218.81 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035077 · doc4.xml · derivative · entry 2

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,602.62

Underlying: Common Stock · 218.81 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:25 UTC SaleCommon Stock 5,000 $48.58 $242,885.50
Disclosure

SEC source: 0001209191-18-035077 · doc4.xml · nonDerivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,924

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:24 UTC Tax withholdingCommon Stock (Restricted Shares) 2,061 $48.60 $100,164.60
Disclosure

SEC source: 0001209191-18-035074 · doc4.xml · nonDerivative · entry 1

Carlson John D. Jr. · CIK 0001520240 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,544

F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2018.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:22 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 29.02 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035067 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059.23

Underlying: Common Stock · 29.02 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:21 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 33.04 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035059 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,621.48

Underlying: Common Stock · 33.04 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:19 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 230.01 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035056 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,168.25

Underlying: Common Stock · 230.01 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 18, 2018 Filed May 21, 2018 20:14 UTC PurchaseVoting Common Stock 4,000 $48.51 $194,056.00
Disclosure

SEC source: 0001209191-18-031811 · doc4.xml · nonDerivative · entry 1

THOMPSON H BRIAN · CIK 0001086564 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 4,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.5110 to $48.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The Reporting Person also reports direct ownership of 89,028 shares.

Read SEC document
March 27, 2018 Filed Mar 27, 2018 21:05 UTC SaleCommon Stock 226,603 $44.13 $9,999,990.39
Disclosure

SEC source: 0001209191-18-021764 · doc4.xml · nonDerivative · entry 2

MITSUI & CO LTD · CIK 0000067099 · 10% owner

MITSUI & CO USA INC · CIK 0001283674 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664,042

F1 · kind: Shares sold pursuant to the Purchase Agreement, by and between the Reporting Persons and Penske Automotive Group, Inc., dated March 27, 2018.

F2 · ownership.direct: These shares are owned of record and beneficially by Mitsui & Co. (U.S.A.), Inc., a wholly owned subsidiary of Mitsui & Co., Ltd.

Read SEC document
March 27, 2018 Filed Mar 27, 2018 21:05 UTC SaleCommon Stock 906,413 $44.13 $40,000,005.69
Disclosure

SEC source: 0001209191-18-021764 · doc4.xml · nonDerivative · entry 1

MITSUI & CO LTD · CIK 0000067099 · 10% owner

MITSUI & CO USA INC · CIK 0001283674 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,658,163

F1 · kind: Shares sold pursuant to the Purchase Agreement, by and between the Reporting Persons and Penske Automotive Group, Inc., dated March 27, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:42 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 30.2 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016500 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,030.2

Underlying: Common Stock · 30.2 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:42 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 44.6 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016497 · doc4.xml · derivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,951.21

Underlying: Common Stock · 44.6 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:41 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 30.2 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016493 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,030.2

Underlying: Common Stock · 30.2 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:39 UTC
NOTO LUCIO ADirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 391.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016491 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,291.49

Underlying: Common Stock · 391.87 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:39 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 227.69 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016490 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,383.81

Underlying: Common Stock · 227.69 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:38 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 562.16 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016486 · doc4.xml · derivative · entry 1

LOVEJOY WILLIAM J · CIK 0001283649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,015.72

Underlying: Common Stock · 562.16 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:36 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 239.34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016476 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,938.25

Underlying: Common Stock · 239.34 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:37 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 34.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016483 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,588.44

Underlying: Common Stock · 34.39 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:33 UTC
PENSKE ROGER SDirector · Chairman & CEO · 10% owner
GrantCommon Stock (Restricted Shares) 74,434 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010420 · doc4.xml · nonDerivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,772

F1 · shares: 15% of the shares vest on June 1, 2019, 15% of the shares vest on June 1, 2020, 20% of the shares vest on June 1, 2021 and 50% of the shares vest on June 1, 2022.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 454,361 shares held in a trust (which were previously held directly). Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:32 UTC
KURNICK ROBERT H JRDirector · President
GrantCommon Stock (Restricted Shares) 14,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010418 · doc4.xml · nonDerivative · entry 1

KURNICK ROBERT H JR · CIK 0001226255 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,120

F1 · shares: 15% of the shares vest on June 1, 2019, 15% of the shares vest on June 1, 2020, 20% of the shares vest on June 1, 2021 and 50% of the shares vest on June 1, 2022.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:34 UTC
Spradlin Shane M.EVP, Gen. Counsel & Sec.
GrantCommon Stock (Restricted Shares) 6,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010425 · doc4.xml · nonDerivative · entry 1

Spradlin Shane M. · CIK 0001427690 · EVP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,517

F1 · shares: 15% of the shares vest on June 1, 2019, 15% of the shares vest on June 1, 2020, 20% of the shares vest on June 1, 2021 and 50% of the shares vest on June 1, 2022.

F2 · price: Price is not relevant to this transaction.

F3 · balance_after: The Reporting Person also indirectly owns 3,242 shares in the Company's 401(k) plan.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:31 UTC
Denker Claude H IIIEVP - Human Resources
GrantCommon Stock (Restricted Shares) 6,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010415 · doc4.xml · nonDerivative · entry 1

Denker Claude H III · CIK 0001644298 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,004

F1 · shares: 15% of the shares vest on June 1, 2019, 15% of the shares vest on June 1, 2020, 20% of the shares vest on June 1, 2021 and 50% of the shares vest on June 1, 2022.

F2 · price: Price is not relevant to this transaction.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:30 UTC GrantCommon Stock (Restricted Shares) 6,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-010412 · doc4.xml · nonDerivative · entry 1

Carlson John D. Jr. · CIK 0001520240 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,605

F1 · shares: 15% of the shares vest on June 1, 2019, 15% of the shares vest on June 1, 2020, 20% of the shares vest on June 1, 2021 and 50% of the shares vest on June 1, 2022.

F2 · price: Price is not relevant to this transaction.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 16:16 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065680 · doc4.xml · nonDerivative · entry 2

STEINHART RONALD G · CIK 0001111641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,400

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:17 UTC GrantVoting Common Stock 467 $48.13 $22,476.71
Disclosure

SEC source: 0001209191-17-065683 · doc4.xml · nonDerivative · entry 2

THOMPSON H BRIAN · CIK 0001086564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,028

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:17 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065683 · doc4.xml · nonDerivative · entry 1

THOMPSON H BRIAN · CIK 0001086564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,561

F1 · price: Price is not relevant to this transaction.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:15 UTC
SMITH GREG CDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065678 · doc4.xml · derivative · entry 1

SMITH GREG C · CIK 0001190855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:14 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 831.08 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065675 · doc4.xml · derivative · entry 2

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,906.62

Underlying: Common Stock · 831.08 shares

Expires not disclosed

F3 · derivative.exercise_price: One for one.

F1 · price: Price is not relevant to this transaction.

F4 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F5 · derivative.expiration_date: Not Applicable.

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December 13, 2017 Filed Dec 14, 2017 21:14 UTC GrantCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065675 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

F1 · price: Price is not relevant to this transaction.

F2 · balance_after: The Reporting Person reports indirect ownership of an additional 3,150 shares. The Reporting Person disclaims beneficial ownership of these shares and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

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December 13, 2017 Filed Dec 14, 2017 21:13 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065672 · doc4.xml · derivative · entry 1

Penske Roger S Jr · CIK 0001311260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 13, 2017 Filed Dec 14, 2017 21:12 UTC
NOTO LUCIO ADirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 4,831.08 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065671 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,899.62

Underlying: Common Stock · 4,831.08 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 13, 2017 Filed Dec 14, 2017 21:10 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,831.08 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065667 · doc4.xml · derivative · entry 1

LOVEJOY WILLIAM J · CIK 0001283649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,453.56

Underlying: Common Stock · 4,831.08 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 13, 2017 Filed Dec 14, 2017 21:11 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065669 · doc4.xml · derivative · entry 1

MCWATERS KIMBERLY J · CIK 0001272480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,156.11

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 13, 2017 Filed Dec 14, 2017 21:08 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 4,554.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065663 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,554.05

Underlying: Common Stock · 4,554.05 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 13, 2017 Filed Dec 14, 2017 21:09 UTC GrantVoting Common Stock 970 $48.13 $46,686.10
Disclosure

SEC source: 0001209191-17-065665 · doc4.xml · nonDerivative · entry 2

EISENSON MICHAEL R · CIK 0001245724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,657

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December 13, 2017 Filed Dec 14, 2017 21:09 UTC GrantVoting Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065665 · doc4.xml · nonDerivative · entry 1

EISENSON MICHAEL R · CIK 0001245724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,687

F1 · price: Price is not relevant to this transaction.

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December 13, 2017 Filed Dec 14, 2017 21:07 UTC
BARR JOHNDirector
GrantCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065658 · doc4.xml · nonDerivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

F1 · price: Price is not relevant to this transaction.

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December 01, 2017 Filed Dec 4, 2017 21:09 UTC
BARR JOHNDirector
GrantDeferred Stock Units (Phantom Stock) · Derivative 213.4 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-063510 · doc4.xml · derivative · entry 1

BARR JOHN · CIK 0001226261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,698.91

Underlying: Common Stock · 213.4 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 01, 2017 Filed Dec 4, 2017 21:08 UTC GrantDeferred Stock Units (Phantom Stock) · Derivative 468.69 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-063507 · doc4.xml · derivative · entry 1

LOVEJOY WILLIAM J · CIK 0001283649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,622.47

Underlying: Common Stock · 468.69 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.