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Nasdaq · USD

OTTR

Otter Tail Corp

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Tapewire entity
4087
SEC CIK
0001466593
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2017 Filed Nov 15, 2017 22:49 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
SaleCommon Stock 3,000 $46.50 $139,500.00
Disclosure

SEC source: 0001437749-17-019480 · rdgdoc.xml · nonDerivative · entry 1

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,069

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sale Plan adopted by the reporting person on November 2, 2017.

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
November 15, 2017 Filed Nov 15, 2017 21:38 UTC
MOUG KEVIN GCFO & Sr VP
SaleCommon Stock 1,500 $46.50 $69,750.00
Disclosure

SEC source: 0001437749-17-019469 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,525

F1 · shares: The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 Sales Plan adopted by the reporting person on June 27, 2017.

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
August 16, 2017 Filed Aug 16, 2017 21:58 UTC
MOUG KEVIN GCFO & Sr VP
SaleCommon Stock 1,500 $41.75 $62,625.00
Disclosure

SEC source: 0001437749-17-014918 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,025

F1 · shares: The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 Sales Plan adopted by the reporting person on June 27, 2017.

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
May 15, 2017 Filed May 15, 2017 21:55 UTC
MOUG KEVIN GCFO & Sr VP
SaleCommon Stock 800 $37.25 $29,800.00
Disclosure

SEC source: 0001437749-17-009294 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,525

F1 · shares: The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 Sales Plan by the reporting person on July 5, 2016.

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 17:24 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006490 · rdgdoc.xml · nonDerivative · entry 1

PARTAIN NATHAN I · CIK 0001180965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,160.788

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares jointly held with spouse at Merrill Lynch, shares held individually in the Dividend Reinvestment Plan and shares acquired individually pursuant to Restricted Stock Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 16:56 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006485 · rdgdoc.xml · nonDerivative · entry 1

O'KEEFE TIMOTHY J · CIK 0001605604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:28 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006509 · rdgdoc.xml · nonDerivative · entry 1

STAKE JAMES B · CIK 0001205398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,855.338

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares acquired individually in the Dividend Reinvestment Plan and acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 19:00 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006502 · rdgdoc.xml · nonDerivative · entry 1

Joyce Nelson Schuette · CIK 0001358676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,532

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares acquired individually in the Dividend Reinvestment Plan and acquired pursuant to Restricted Stock Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 16:35 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006483 · rdgdoc.xml · nonDerivative · entry 1

Johnson Kathryn O · CIK 0001574100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,853.613

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 16:12 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006481 · rdgdoc.xml · nonDerivative · entry 1

FRITZE STEVEN L · CIK 0001198756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,433

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 15:47 UTC GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006478 · rdgdoc.xml · nonDerivative · entry 1

ERICKSON JOHN D · CIK 0001191483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,589

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 14:57 UTC
BOHN KARENDirector
GrantCommon Stock 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006476 · rdgdoc.xml · nonDerivative · entry 1

BOHN KAREN · CIK 0001274622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,150

F1 · kind: Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The 2,200 shares granted on 4/10/2017 vest 25% yearly commencing on 4/8/2018.

F2 · price: This grant has a fair market value of $37.75.

F3 · balance_after: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.

Read SEC document
April 08, 2017 Filed Apr 11, 2017 19:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-006419 · rdgdoc.xml · derivative · entry 5

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2017-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation Common Stock.

Read SEC document
April 08, 2017 Filed Apr 11, 2017 19:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 152 $38.08 $5,787.40
Disclosure

SEC source: 0001437749-17-006419 · rdgdoc.xml · nonDerivative · entry 3

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979.141

F3 · kind: Grant of Restricted Stock. On 4/8/2017, 152 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of the restricted stock, exempt pursuant to Rule 16b-3(e).

F4 · balance_after: Total direct holdings include shares held in Dividend Reinvestment Plan, shares held jointly with spouse that were acquired through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Restricted Stock Units.

Read SEC document
April 08, 2017 Filed Apr 11, 2017 19:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 85 $38.08 $3,236.38
Disclosure

SEC source: 0001437749-17-006419 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,131.141

F2 · kind: Grant of Restricted Stock Units. On 4/8/2017, 85 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock units, exempt pursuant to Rule 16b-3(e).

Read SEC document
April 08, 2017 Filed Apr 11, 2017 19:24 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-006419 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,216.141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person receives one share of Common Stock for each restricted stock unit that vests.

Read SEC document
April 08, 2017 Filed Apr 11, 2017 21:53 UTC
MACFARLANE CHARLES SPresident & CEO
Tax withholdingCommon Stock 715 $38.08 $27,223.63
Disclosure

SEC source: 0001437749-17-006462 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,502.144

F1 · kind: Grant of Restricted Stock. On 4/8/2017, 715 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).

F2 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, The Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
April 08, 2017 Filed Apr 11, 2017 20:55 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 118 $38.08 $4,492.85
Disclosure

SEC source: 0001437749-17-006447 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,292.5038

F1 · kind: Grant of Restricted Stock. On 4/8/2017, 118 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).

F2 · balance_after: Total direct holdings include shares held in the Dividend Reinvestment Plan, shares acquired pursuant to Restricted Stock Award distributions and Performance Share Awards.

Read SEC document
March 13, 2017 Filed Mar 13, 2017 21:55 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
SaleCommon Stock 4,000 $36.30 $145,200.00
Disclosure

SEC source: 0001437749-17-004422 · rdgdoc.xml · nonDerivative · entry 1

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,677

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on February 28, 2017.

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 18:06 UTC
MOUG KEVIN GCFO & Sr VP
SaleCommon Stock 800 $37.80 $30,240.00
Disclosure

SEC source: 0001437749-17-002658 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,325

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on July 5, 2016.

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:24 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
Exercise / conversionRestricted Stock · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001883 · rdgdoc.xml · derivative · entry 4

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 4,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F1 · derivative.exercise_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F1 · derivative.expiration_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:24 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
Tax withholdingCommon Stock 463 $38.35 $17,756.05
Disclosure

SEC source: 0001437749-17-001883 · rdgdoc.xml · nonDerivative · entry 2

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,677.227

F4 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:24 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001883 · rdgdoc.xml · nonDerivative · entry 1

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,140.227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:21 UTC
MACFARLANE CHARLES SPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 4,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001882 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,125

Underlying: Common Stock · 15,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F1 · derivative.exercise_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F1 · derivative.expiration_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:21 UTC
MACFARLANE CHARLES SPresident & COO
Tax withholdingCommon Stock 2,110 $38.35 $80,918.50
Disclosure

SEC source: 0001437749-17-001882 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,042.011

F4 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:21 UTC
MACFARLANE CHARLES SPresident & COO
Exercise / conversionCommon Stock 4,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001882 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,152.011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:15 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionRestricted Stock · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001880 · rdgdoc.xml · derivative · entry 3

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Underlying: Common Stock · 1,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F1 · derivative.exercise_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F1 · derivative.expiration_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:15 UTC
KNUTSON PAUL LVP of Human Resources
Tax withholdingCommon Stock 143 $38.35 $5,484.05
Disclosure

SEC source: 0001437749-17-001880 · rdgdoc.xml · nonDerivative · entry 2

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,386.2458

F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 00:15 UTC
KNUTSON PAUL LVP of Human Resources
Exercise / conversionCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001880 · rdgdoc.xml · nonDerivative · entry 1

KNUTSON PAUL L · CIK 0001559334 · VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529.2458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 10:01 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionRestricted Stock Units · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001898 · rdgdoc.xml · derivative · entry 3

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F1 · derivative.exercise_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F1 · derivative.expiration_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 10:01 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Tax withholdingCommon Stock 410 $38.35 $15,723.50
Disclosure

SEC source: 0001437749-17-001898 · rdgdoc.xml · nonDerivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914

F4 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings were acquired pursuant to Restricted Stock Units.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 10:01 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
Exercise / conversionCommon Stock 1,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001898 · rdgdoc.xml · nonDerivative · entry 1

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · balance_after: Total direct holdings were acquired pursuant to Restricted Stock Units.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:13 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionRestricted Stock · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001944 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F1 · derivative.exercise_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F1 · derivative.expiration_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:13 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 354 $38.35 $13,575.90
Disclosure

SEC source: 0001437749-17-001944 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947.765

F4 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

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February 06, 2017 Filed Feb 8, 2017 22:13 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Exercise / conversionCommon Stock 1,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001944 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,301.765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

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February 06, 2017 Filed Feb 8, 2017 16:16 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionRestricted Stock · Derivative 1,625 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001904 · rdgdoc.xml · derivative · entry 6

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Underlying: Common Stock · 5,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F1 · derivative.exercise_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F1 · derivative.expiration_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:16 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 475 $38.35 $18,216.25
Disclosure

SEC source: 0001437749-17-001904 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,125

F4 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:16 UTC
MOUG KEVIN GCFO & Sr VP
Exercise / conversionCommon Stock 1,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-17-001904 · rdgdoc.xml · nonDerivative · entry 1

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:38 UTC
Abbott John SPres Varistar, Sr VP, M/I Plat
GrantRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001662 · rdgdoc.xml · derivative · entry 2

Abbott John S · CIK 0001639060 · Pres Varistar, Sr VP, M/I Plat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 1,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:36 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantRestricted Stock Units · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001658 · rdgdoc.xml · derivative · entry 4

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Shares · 1,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:36 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
Tax withholdingCommon Stock 4,489 $37.65 $169,010.85
Disclosure

SEC source: 0001437749-17-001658 · rdgdoc.xml · nonDerivative · entry 2

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,251.765

F1 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:36 UTC
ROGELSTAD TIMOTHY JSr VP, Elect Plat, Pres OTP
GrantCommon Stock 8,572 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001658 · rdgdoc.xml · nonDerivative · entry 1

ROGELSTAD TIMOTHY J · CIK 0001605621 · Sr VP, Elect Plat, Pres OTP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,740.765

F1 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:38 UTC
MACFARLANE CHARLES SPresident & COO
GrantRestricted Stock Units · Derivative 6,900 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001663 · rdgdoc.xml · derivative · entry 6

MACFARLANE CHARLES S · CIK 0001278053 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

Underlying: Common Stock · 6,900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:38 UTC
MACFARLANE CHARLES SPresident & COO
Tax withholdingCommon Stock 15,546 $37.65 $585,306.90
Disclosure

SEC source: 0001437749-17-001663 · rdgdoc.xml · nonDerivative · entry 2

MACFARLANE CHARLES S · CIK 0001278053 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,777.011

F2 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:38 UTC
MACFARLANE CHARLES SPresident & COO
GrantCommon Stock 29,830 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001663 · rdgdoc.xml · nonDerivative · entry 1

MACFARLANE CHARLES S · CIK 0001278053 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,323.011

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Shares Award(granted in 2014).

F2 · balance_after: Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:37 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
GrantRestricted Stock Units · Derivative 2,100 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001661 · rdgdoc.xml · derivative · entry 4

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 2,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:37 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
Tax withholdingCommon Stock 5,724 $37.65 $215,508.60
Disclosure

SEC source: 0001437749-17-001661 · rdgdoc.xml · nonDerivative · entry 2

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765.227

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units & Performance Share Awards.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:37 UTC
KOECK GEORGE ASr. VP, Gen Coun & Corp Sec
GrantCommon Stock 12,572 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001661 · rdgdoc.xml · nonDerivative · entry 1

KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,489.227

F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2014).

F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units & Performance Share Awards.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:37 UTC
MOUG KEVIN GCFO & Sr VP
GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-001660 · rdgdoc.xml · derivative · entry 6

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above.

Read SEC document
February 02, 2017 Filed Feb 4, 2017 00:37 UTC
MOUG KEVIN GCFO & Sr VP
Tax withholdingCommon Stock 6,729 $37.65 $253,346.85
Disclosure

SEC source: 0001437749-17-001660 · rdgdoc.xml · nonDerivative · entry 2

MOUG KEVIN G · CIK 0001191492 · CFO & Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,975

F2 · balance_after: Total direct holdings include shares jointly held with spouse, shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.