Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Otter Tail CorpOTTR · Entity 4087 | Sr. VP, Gen Coun & Corp Sec | November 15, 2017 | November 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Otter Tail Corp
Report date November 15, 2017 · Filed November 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,069 |
Reported balance
After 2017-11-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-11-15 · Sale · Disposed 3,000 · Balance 12,069 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sale Plan adopted by the reporting person on November 2, 2017. F2: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 1,136 |
Reported balance
Holding disclosure · report date 2017-11-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,136 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sale Plan adopted by the reporting person on November 2, 2017.
F2: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2017 Filed Nov 15, 2017 22:49 UTC | Otter Tail Corp OTTR · Entity 4087 | SaleCommon Stock | 3,000 | $46.50 | $139,500.00 |
DisclosureSEC source: 0001437749-17-019480 · rdgdoc.xml · nonDerivative · entry 1 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,069 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sale Plan adopted by the reporting person on November 2, 2017. F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:55 UTC | Otter Tail Corp OTTR · Entity 4087 | SaleCommon Stock | 4,000 | $36.30 | $145,200.00 |
DisclosureSEC source: 0001437749-17-004422 · rdgdoc.xml · nonDerivative · entry 1 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,677 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on February 28, 2017. F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 00:24 UTC | Otter Tail Corp OTTR · Entity 4087 | Exercise / conversionRestricted Stock · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-001883 · rdgdoc.xml · derivative · entry 4 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 4,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. F1 · derivative.exercise_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed. F1 · derivative.expiration_date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 00:24 UTC | Otter Tail Corp OTTR · Entity 4087 | Tax withholdingCommon Stock | 463 | $38.35 | $17,756.05 |
DisclosureSEC source: 0001437749-17-001883 · rdgdoc.xml · nonDerivative · entry 2 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,677.227 F4 · shares: These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 00:24 UTC | Otter Tail Corp OTTR · Entity 4087 | Exercise / conversionCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-001883 · rdgdoc.xml · nonDerivative · entry 1 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,140.227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: These shares represent restricted stock units granted in 2015 and 2016, each of which vest in four equal installments on February 6 each year until vesting is completed. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. F3 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units and Performance Share Awards. Read SEC document |
| February 02, 2017 Filed Feb 4, 2017 00:37 UTC | Otter Tail Corp OTTR · Entity 4087 | GrantRestricted Stock Units · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-001661 · rdgdoc.xml · derivative · entry 4 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 2,100 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning the date shown above. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning the date shown above. Read SEC document |
| February 02, 2017 Filed Feb 4, 2017 00:37 UTC | Otter Tail Corp OTTR · Entity 4087 | Tax withholdingCommon Stock | 5,724 | $37.65 | $215,508.60 |
DisclosureSEC source: 0001437749-17-001661 · rdgdoc.xml · nonDerivative · entry 2 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,765.227 F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units & Performance Share Awards. Read SEC document |
| February 02, 2017 Filed Feb 4, 2017 00:37 UTC | Otter Tail Corp OTTR · Entity 4087 | GrantCommon Stock | 12,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-001661 · rdgdoc.xml · nonDerivative · entry 1 KOECK GEORGE A · CIK 0001191493 · Sr. VP, Gen Coun & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,489.227 F1 · shares: Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award(granted in 2014). F2 · balance_after: Total direct holding include shares acquired through the Dividend Reinvestment Plan, Restricted Stock Units & Performance Share Awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.