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OTIS

Otis Worldwide Corp

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3170
SEC CIK
0001781335
Parsed reports
311

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 7, 2023 18:22 UTC
Luersman AbbeEVP & CPO
Exercise / conversionCommon Stock 1,252 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002401 · form4.xml · nonDerivative · entry 1

Luersman Abbe · CIK 0001875003 · EVP & CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionStock Appreciation Riights · Derivative 2,340 $0.00 Strike: $60.88 $0.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · derivative · entry 16

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,340 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionStock Appreciation Rights · Derivative 2,085 $0.00 Strike: $59.53 $0.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · derivative · entry 15

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,085 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionRestricted Stock Units · Derivative 1,353 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · derivative · entry 14

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Underlying: Common Stock · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
SaleCommon Stock 5,142 $84.28 $433,367.76
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 8

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
SaleCommon Stock 1,259 $84.15 $105,944.85
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 7

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,084

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 1,692 $84.17 $142,415.64
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 6

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,343

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 2,340 $60.88 $142,459.20
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 5

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 1,474 $84.17 $124,066.58
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 4

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,695

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 2,085 $59.53 $124,120.05
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 3

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Tax withholdingCommon Stock 394 $84.73 $33,383.62
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 2

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,084

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Cramer James F.President, Otis Americas
Exercise / conversionCommon Stock 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 1

Cramer James F. · CIK 0001816080 · President, Otis Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionStock Appreciation Rights · Derivative 6,206 $0.00 Strike: $59.53 $0.00
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · derivative · entry 12

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,206 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionRestricted Stock Units · Derivative 1,353 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · derivative · entry 11

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Underlying: Common Stock · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
SaleCommon Stock 11,333 $83.80 $949,705.40
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 6

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.75 to $83.94, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
SaleCommon Stock 1,798 $83.86 $150,780.28
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 5

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,228

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Tax withholdingCommon Stock 4,408 $83.79 $369,346.32
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 4

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,026

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionCommon Stock 6,206 $59.53 $369,443.18
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 3

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Tax withholdingCommon Stock 627 $84.73 $53,125.71
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 2

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,228

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Zheng PeimingPresident, Otis China
Exercise / conversionCommon Stock 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002405 · form4.xml · nonDerivative · entry 1

Zheng Peiming · CIK 0001807749 · President, Otis China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionStock Appreciation Rights · Derivative 5,362 $0.00 Strike: $58.66 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 16

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,362 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionStock Appreciation Rights · Derivative 5,618 $0.00 Strike: $50.58 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 15

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,618 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionStock Appreciation Rights · Derivative 3,319 $0.00 Strike: $60.88 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 14

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,319 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionRestricted Stock Units · Derivative 1,353 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · derivative · entry 13

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Underlying: Common Stock · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F3 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F3 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
SaleCommon Stock 11,205 $84.23 $943,797.15
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 12

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,161

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.21 to $84.30, inclusive. The reporting person undertakes to provide the registrant, any security holder of the registrant, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
SaleCommon Stock 4,787 $84.32 $403,639.84
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 11

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,366

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
SaleCommon Stock 13 $84.34 $1,096.42
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 10

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,153

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Tax withholdingCommon Stock 3,731 $84.29 $314,485.99
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 9

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,166

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 5,362 $58.66 $314,534.92
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 8

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Tax withholdingCommon Stock 3,371 $84.29 $284,141.59
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 7

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,535

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 5,618 $50.58 $284,158.44
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 6

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Tax withholdingCommon Stock 2,397 $84.29 $202,043.13
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 5

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,288

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 3,319 $60.88 $202,060.72
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 4

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:25 UTC
de Montlivault StephanePresident, Otis Asia Pac
Exercise / conversionCommon Stock 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002407 · form4.xml · nonDerivative · entry 1

de Montlivault Stephane · CIK 0001807059 · President, Otis Asia Pac

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 19,049 $0.00 Strike: $59.53 $0.00
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · derivative · entry 12

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,049 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,454 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · derivative · entry 11

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Common Stock · 1,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 457 $84.73 $38,721.61
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 6

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,373

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 1,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 5

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
SaleCommon Stock 6,000 $83.81 $502,860.00
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 4

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,376

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
SaleCommon Stock 5,514 $83.85 $462,348.90
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 3

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,376

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Tax withholdingCommon Stock 13,535 $83.77 $1,133,826.95
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 2

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,890

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:25 UTC
LaFreniere Nora E.EVP, General Counsel
Exercise / conversionCommon Stock 19,049 $59.53 $1,133,986.97
Disclosure

SEC source: 0001062993-23-002408 · form4.xml · nonDerivative · entry 1

LaFreniere Nora E. · CIK 0001807121 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionRestricted Stock Units · Derivative 349 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · derivative · entry 16

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Common Stock · 349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

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February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Tax withholdingCommon Stock 128 $84.73 $10,845.44
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 2

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221

Read SEC document
February 03, 2023 Filed Feb 7, 2023 18:24 UTC
Ryan Michael PatrickVP, CAO & Controller
Exercise / conversionCommon Stock 349 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002406 · form4.xml · nonDerivative · entry 1

Ryan Michael Patrick · CIK 0001805849 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionRestricted Stock Units · Derivative 10,045 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · derivative · entry 7

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 10,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Tax withholdingCommon Stock 3,071 $84.73 $260,205.83
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 2

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,268

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:21 UTC
Marks Judith FranDirector · Chair, CEO & President
Exercise / conversionCommon Stock 10,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-002400 · form4.xml · nonDerivative · entry 1

Marks Judith Fran · CIK 0001665490 · Director · Chair, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Exercise / conversionRestricted Stock Units · Derivative 1,353 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · derivative · entry 7

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Underlying: Common Stock · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 23:23 UTC
Calleja Fernandez BernardoPresident, Otis EMEA
Tax withholdingCommon Stock 603 $84.73 $51,092.19
Disclosure

SEC source: 0001062993-23-002403 · form4.xml · nonDerivative · entry 2

Calleja Fernandez Bernardo · CIK 0001831497 · President, Otis EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,097

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.