Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2022 Filed Feb 8, 2022 01:05 UTC |
Morrison John W Jr.Chief Financial Officer
|
GrantCommon Stock | 64,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007629 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,743 F1 · shares: Represents 64,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units are subject to vesting conditions. F2 · balance_after: Includes 110,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 20:59 UTC |
POTASHNER KENNETH FDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-22-002770 · doc4.xml · derivative · entry 2 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 20:59 UTC |
POTASHNER KENNETH FDirector
|
Exercise / conversionCommon Stock | 25,000 | $0.76 | $19,000.00 |
DisclosureSEC source: 0001209191-22-002770 · doc4.xml · nonDerivative · entry 1 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 8,666 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:21 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,543 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001209191-22-002756 · doc4.xml · derivative · entry 5 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,457 Underlying: Common Stock · 4,543 shares Expires 2024-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:21 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,092 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-22-002756 · doc4.xml · derivative · entry 4 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,092 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:21 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 4,543 | $0.46 | $2,089.78 |
DisclosureSEC source: 0001209191-22-002756 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 67,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:21 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 4,092 | $0.76 | $3,109.92 |
DisclosureSEC source: 0001209191-22-002756 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 63,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 12:45 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 10,000 | $5.15 | $51,500.00 |
DisclosureSEC source: 0001729851-22-000001 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,834,237 F1 · price: Price is weighted average of all trades that day. Read SEC document |
| December 23, 2021 Filed Dec 23, 2021 19:23 UTC |
RAUN DAVIDDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 68,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071179 · doc4.xml · derivative · entry 3 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,062 Underlying: Common Stock · 68,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest over three years, with 1/3 of the RSUs vesting following the one-year anniversary of the date of grant, and the remaining RSUs shall vest in four equal installments, commencing six months after the one-year anniversary of the date of grant and every six months thereafter until fully vested, provided that grantee is still employed on each such vesting date. F3 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest over three years, with 1/3 of the RSUs vesting following the one-year anniversary of the date of grant, and the remaining RSUs shall vest in four equal installments, commencing six months after the one-year anniversary of the date of grant and every six months thereafter until fully vested, provided that grantee is still employed on each such vesting date. Read SEC document |
| December 23, 2021 Filed Dec 23, 2021 19:23 UTC |
RAUN DAVIDDirector · President and CEO
|
Tax withholdingCommon Stock | 36,096 | $4.64 | $167,485.44 |
DisclosureSEC source: 0001209191-21-071179 · doc4.xml · nonDerivative · entry 2 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,551 F2 · kind: The Reporting Person received 68,688 shares of common stock upon vesting of the restricted stock units, as reported in this Form 4. The Reporting Person forfeited 36,096 shares of common stock underlying the vested and outstanding restricted stock units to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. Read SEC document |
| December 23, 2021 Filed Dec 23, 2021 19:23 UTC |
RAUN DAVIDDirector · President and CEO
|
Exercise / conversionCommon Stock | 68,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-071179 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 14:59 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 10,000 | $5.40 | $54,000.00 |
DisclosureSEC source: 0001729851-21-000010 · primary_doc.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,844,237 F1 · price: Weighted average price of stock sold on that day. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 14:59 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 10,000 | $5.30 | $53,000.00 |
DisclosureSEC source: 0001729851-21-000010 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,854,237 F1 · price: Weighted average price of stock sold on that day. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 18:23 UTC |
RAUN DAVIDDirector · President and CEO
|
PurchaseCommon Stocik | 2,000 | $5.00 | $10,000.00 |
DisclosureSEC source: 0001209191-21-066194 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,959 Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 17:24 UTC |
POTASHNER KENNETH FDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-21-066827 · doc4.xml · derivative · entry 2 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 17:24 UTC |
POTASHNER KENNETH FDirector
|
Exercise / conversionCommon Stock | 50,000 | $0.76 | $38,000.00 |
DisclosureSEC source: 0001209191-21-066827 · doc4.xml · nonDerivative · entry 1 POTASHNER KENNETH F · CIK 0001211644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:25 UTC |
Ison JamesChief Sales/Marketing Officer
|
GiftCommon Stock | 3,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064516 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 F2 · shares: On November 12, 2021, the Reporting Person transferred 3,886 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust, of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:25 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 2,781 | $5.26 | $14,628.06 |
DisclosureSEC source: 0001209191-21-064516 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,553 F1 · kind: The Reporting Person forfeited 2,781 shares of common stock upon conversion of 6,667 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 22:10 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 2,719 | $5.26 | $14,301.94 |
DisclosureSEC source: 0001209191-21-064510 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,743 F1 · kind: The Reporting Person forfeited 2,719 shares of common stock upon conversion of 6,667 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 21:10 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 8,254 | $5.25 | $43,333.50 |
DisclosureSEC source: 0001729851-21-000009 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,864,237 F1 · price: Price is average of trades that day. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 17:41 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 1,746 | $5.25 | $9,166.50 |
DisclosureSEC source: 0001729851-21-000008 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,872,491 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 14:31 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 10,000 | $5.83 | $58,300.00 |
DisclosureSEC source: 0001729851-21-000007 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,874,237 F1 · price: Price is weighted average of trades made that day. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 13:58 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 2,988 | $6.10 | $18,226.80 |
DisclosureSEC source: 0001729851-21-000006 · primary_doc.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,884,237 F1 · price: Prices are weighted average of trades made that day. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 13:58 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 1,030 | $6.10 | $6,283.00 |
DisclosureSEC source: 0001729851-21-000006 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,887,225 F1 · price: Prices are weighted average of trades made that day. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 14:44 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 30,000 | $6.10 | $183,000.00 |
DisclosureSEC source: 0001729851-21-000005 · primary_doc.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,888,255 F1 · price: Prices are weighted average of trades made that day. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 14:44 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 20,000 | $5.93 | $118,600.00 |
DisclosureSEC source: 0001729851-21-000005 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,918,255 F1 · price: Prices are weighted average of trades made that day. Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 17:09 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 50,000 | $5.66 | $283,000.00 |
DisclosureSEC source: 0001729851-21-000004 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,938,255 F1 · price: Price is weighted average of trades made that day. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 18:22 UTC |
RAUN DAVIDDirector · President and CEO
|
PurchaseCommon Stock | 2,000 | $5.45 | $10,900.00 |
DisclosureSEC source: 0001209191-21-052622 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,959 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 22:24 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001209191-21-052623 · doc4.xml · derivative · entry 3 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Underlying: Common Stock · 16,000 shares Expires 2022-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 22:24 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 16,000 | $0.76 | $12,160.00 |
DisclosureSEC source: 0001209191-21-052623 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 54,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:59 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051694 · doc4.xml · derivative · entry 7 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,666 Underlying: Common Stock · 1,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:59 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 454 | $5.85 | $2,655.90 |
DisclosureSEC source: 0001209191-21-051694 · doc4.xml · nonDerivative · entry 4 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 38,640 F4 · kind: The reporting person received 1,666 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 454 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:59 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-051694 · doc4.xml · nonDerivative · entry 3 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 39,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:55 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051692 · doc4.xml · derivative · entry 6 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:55 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 729 | $5.85 | $4,264.65 |
DisclosureSEC source: 0001209191-21-051692 · doc4.xml · nonDerivative · entry 4 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,462 F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 729 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:55 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-051692 · doc4.xml · nonDerivative · entry 3 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:38 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 4,420 | $6.25 | $27,625.00 |
DisclosureSEC source: 0001729851-21-000003 · primary_doc.xml · nonDerivative · entry 3 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,988,255 F1 · price: Prices are weighted average of trades made that day. Read SEC document |
| August 10, 2021 Filed Aug 16, 2021 22:59 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051694 · doc4.xml · derivative · entry 6 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F5 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 10, 2021 Filed Aug 16, 2021 22:59 UTC |
Ison JamesChief Sales/Marketing Officer
|
Tax withholdingCommon Stock | 805 | $6.37 | $5,127.85 |
DisclosureSEC source: 0001209191-21-051694 · doc4.xml · nonDerivative · entry 2 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 37,428 F3 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 805 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| August 10, 2021 Filed Aug 16, 2021 22:59 UTC |
Ison JamesChief Sales/Marketing Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-051694 · doc4.xml · nonDerivative · entry 1 Ison James · CIK 0001729652 · Chief Sales/Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 38,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. Read SEC document |
| August 10, 2021 Filed Aug 16, 2021 22:55 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-051692 · doc4.xml · derivative · entry 5 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. F4 · derivative.expiration_date: Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant. Read SEC document |
| August 10, 2021 Filed Aug 16, 2021 22:55 UTC |
Morrison John W Jr.Chief Financial Officer
|
Tax withholdingCommon Stock | 761 | $6.37 | $4,847.57 |
DisclosureSEC source: 0001209191-21-051692 · doc4.xml · nonDerivative · entry 2 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,691 F2 · kind: The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 761 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. Read SEC document |
| August 10, 2021 Filed Aug 16, 2021 22:55 UTC |
Morrison John W Jr.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-051692 · doc4.xml · nonDerivative · entry 1 Morrison John W Jr. · CIK 0001729697 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:38 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 49,527 | $6.21 | $307,562.67 |
DisclosureSEC source: 0001729851-21-000003 · primary_doc.xml · nonDerivative · entry 2 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 2,992,675 F1 · price: Prices are weighted average of trades made that day. Read SEC document |
| August 06, 2021 Filed Aug 11, 2021 16:38 UTC |
Cooper Steve D10% owner
|
SaleOne Stop Systems, Inc | 473 | $6.05 | $2,861.65 |
DisclosureSEC source: 0001729851-21-000003 · primary_doc.xml · nonDerivative · entry 1 Cooper Steve D · CIK 0001729851 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares owned directly by Cooper Revocable Trust dated April 25, 2001, a ten percent owner Disclosed balance after: 3,042,202 F1 · price: Prices are weighted average of trades made that day. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:34 UTC |
Harrison JackDirector
|
Exercise / conversionCommon Stock Purchase Warrant · Derivative | 19,767 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-21-048215 · doc4.xml · derivative · entry 2 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Common Stock · 19,767 shares Expires 2024-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The Common Stock Purchase Warrant was held directly be Jacoma, and indirectly by the reporting person as the sole manager of Jacoma. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:34 UTC |
Harrison JackDirector
|
Exercise / conversionCommon Stock | 19,767 | $2.15 | $42,499.05 |
DisclosureSEC source: 0001209191-21-048215 · doc4.xml · nonDerivative · entry 1 Harrison Jack · CIK 0001729604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person beneficially owns the total number of shares reported in this column both directly, as well as indirectly through Jacoma Investments, LLC ("Jacoma") as the sole manager of Jacoma. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 19:15 UTC |
RAUN DAVIDDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 137,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046359 · doc4.xml · derivative · entry 3 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,750 Underlying: Common Stock · 137,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") shall vest over three years, with 1/3 of the RSUs vesting following the one-year anniversary of the date of grant, and the remaining RSUs shall vest in four equal installments, commencing six months after the one-year anniversary of the date of grant and every six months thereafter until fully vested, provided that grantee is still employed on each such vesting date. F3 · derivative.expiration_date: The restricted stock units ("RSUs") shall vest over three years, with 1/3 of the RSUs vesting following the one-year anniversary of the date of grant, and the remaining RSUs shall vest in four equal installments, commencing six months after the one-year anniversary of the date of grant and every six months thereafter until fully vested, provided that grantee is still employed on each such vesting date. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 19:15 UTC |
RAUN DAVIDDirector · President and CEO
|
Tax withholdingCommon Stock | 66,960 | $6.06 | $405,777.60 |
DisclosureSEC source: 0001209191-21-046359 · doc4.xml · nonDerivative · entry 2 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,959 F2 · kind: The Reporting Person received 137,375 shares of common stock upon vesting of the restricted stock units, as reported in this Form 4. The Reporting Person forfeited 66,960 shares of common stock underlying the vested and outstanding restricted stock units to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 19:15 UTC |
RAUN DAVIDDirector · President and CEO
|
Exercise / conversionCommon Stock | 137,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046359 · doc4.xml · nonDerivative · entry 1 RAUN DAVID · CIK 0001219078 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.