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OSK

OSHKOSH CORP

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3573
SEC CIK
0000775158
Parsed reports
1,516

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2021 Filed May 13, 2021 19:02 UTC
Brandt Bryan KSVP & Chief Marketing Officer
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-004498 · form4.xml · nonDerivative · entry 1

Brandt Bryan K · CIK 0001752055 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124.021

F1 · price: The reported transaction is a gift for which the reporting person received no consideration.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:00 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
SaleCommon Stock 9,910.094 $131.42 $1,302,384.55
Disclosure

SEC source: 0001062993-21-004384 · form4.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000.896

F1 · price: Represents weighted average price. Individual sales by lot ranged from $130.39 to $132.39. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:35 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionOptions · Derivative 5,875 $0.00 Strike: $66.89 $0.00
Disclosure

SEC source: 0001062993-21-004245 · form4.xml · derivative · entry 3

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,875 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:35 UTC
Grennier R ScottSenior VP and Treasurer
SaleCommon Stock 5,875 $131.81 $774,383.75
Disclosure

SEC source: 0001062993-21-004245 · form4.xml · nonDerivative · entry 2

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,839.599

F1 · price: Represents weighted average price. Individual sales by lot ranged from $131.74 to $131.85. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:35 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionCommon Stock 5,875 $66.89 $392,978.75
Disclosure

SEC source: 0001062993-21-004245 · form4.xml · nonDerivative · entry 1

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,714.599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:18 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionRestricted Stock Units · Derivative 2,121.305 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-004243 · form4.xml · derivative · entry 3

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122.335

Underlying: Common Stock · 2,121.305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:18 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Tax withholdingCommon Stock 948 $132.25 $125,373.00
Disclosure

SEC source: 0001062993-21-004243 · form4.xml · nonDerivative · entry 2

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,910.99

F2 · balance_after: Amount includes a total of 782.52 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 5/7/2021. Between 2/17/2021 and 5/7/2021, the reporting person acquired 7.45 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:18 UTC
Johnson James W.Exec. VP & Pres., Fire & Emerg
Exercise / conversionCommon Stock 2,121.305 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-004243 · form4.xml · nonDerivative · entry 1

Johnson James W. · CIK 0001493403 · Exec. VP & Pres., Fire & Emerg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,851.54

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:14 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionRestricted Stock Units · Derivative 2,121.305 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-004241 · form4.xml · derivative · entry 4

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122.335

Underlying: Common Stock · 2,121.305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:14 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Tax withholdingCommon Stock 873 $132.25 $115,454.25
Disclosure

SEC source: 0001062993-21-004241 · form4.xml · nonDerivative · entry 3

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,937.441

Read SEC document
May 06, 2021 Filed May 7, 2021 16:14 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
Exercise / conversionCommon Stock 2,121.305 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-004241 · form4.xml · nonDerivative · entry 2

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,810.441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
May 06, 2021 Filed May 7, 2021 16:14 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
SaleCommon Stock 5,000 $131.00 $655,000.00
Disclosure

SEC source: 0001062993-21-004241 · form4.xml · nonDerivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,689.136

Read SEC document
May 04, 2021 Filed May 5, 2021 16:39 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionOptions · Derivative 1,533 $0.00 Strike: $90.28 $0.00
Disclosure

SEC source: 0001062993-21-004136 · form4.xml · derivative · entry 6

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067

Underlying: Common Stock · 1,533 shares

Expires 2029-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
May 04, 2021 Filed May 5, 2021 16:39 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionOptions · Derivative 2,333 $0.00 Strike: $66.09 $0.00
Disclosure

SEC source: 0001062993-21-004136 · form4.xml · derivative · entry 5

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 2,333 shares

Expires 2028-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
May 04, 2021 Filed May 5, 2021 16:39 UTC
Khare AnupamSVP/Chief Information Officer
SaleCommon Stock 1,533 $128.88 $197,573.04
Disclosure

SEC source: 0001062993-21-004136 · form4.xml · nonDerivative · entry 4

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,463.236

Read SEC document
May 04, 2021 Filed May 5, 2021 16:39 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionCommon Stock 1,533 $90.28 $138,399.24
Disclosure

SEC source: 0001062993-21-004136 · form4.xml · nonDerivative · entry 3

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,996.236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 16:39 UTC
Khare AnupamSVP/Chief Information Officer
SaleCommon Stock 2,333 $128.87 $300,653.71
Disclosure

SEC source: 0001062993-21-004136 · form4.xml · nonDerivative · entry 2

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,463.236

Read SEC document
May 04, 2021 Filed May 5, 2021 16:39 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionCommon Stock 2,333 $66.09 $154,187.97
Disclosure

SEC source: 0001062993-21-004136 · form4.xml · nonDerivative · entry 1

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796.236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 15:21 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionOptions · Derivative 4,000 $0.00 Strike: $66.09 $0.00
Disclosure

SEC source: 0001062993-21-004128 · form4.xml · derivative · entry 3

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 4,000 shares

Expires 2028-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
May 03, 2021 Filed May 5, 2021 15:21 UTC
Grennier R ScottSenior VP and Treasurer
SaleCommon Stock 4,000 $127.08 $508,320.00
Disclosure

SEC source: 0001062993-21-004128 · form4.xml · nonDerivative · entry 2

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,839.599

Read SEC document
May 03, 2021 Filed May 5, 2021 15:21 UTC
Grennier R ScottSenior VP and Treasurer
Exercise / conversionCommon Stock 4,000 $66.09 $264,360.00
Disclosure

SEC source: 0001062993-21-004128 · form4.xml · nonDerivative · entry 1

Grennier R Scott · CIK 0001554587 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839.599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 15:21 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
SaleCommon Stock 20,000 $128.00 $2,560,000.00
Disclosure

SEC source: 0001062993-21-004127 · form4.xml · nonDerivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,689.136

F1 · price: Represents weighted average price. Individual sales by lot ranged from $127.00 to $128.00. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:04 UTC
Pfeifer John CDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,165.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-004105 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,166.44

Underlying: Common Stock · 16,165.41 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/1/2020.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/1/2020.

Read SEC document
April 30, 2021 Filed May 4, 2021 21:04 UTC
Pfeifer John CDirector · President & CEO
Tax withholdingCommon Stock 7,598 $124.43 $945,419.14
Disclosure

SEC source: 0001062993-21-004105 · form4.xml · nonDerivative · entry 2

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,041.703

Read SEC document
April 30, 2021 Filed May 4, 2021 21:04 UTC
Pfeifer John CDirector · President & CEO
Exercise / conversionCommon Stock 16,165.41 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-004105 · form4.xml · nonDerivative · entry 1

Pfeifer John C · CIK 0001434515 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,639.703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:04 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,297.942 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003823 · form4.xml · derivative · entry 3

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,297.942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/23/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/23/2019.

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:04 UTC
Khare AnupamSVP/Chief Information Officer
Tax withholdingCommon Stock 615 $124.52 $76,579.80
Disclosure

SEC source: 0001062993-21-003823 · form4.xml · nonDerivative · entry 2

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,463.236

Read SEC document
April 23, 2021 Filed Apr 26, 2021 20:04 UTC
Khare AnupamSVP/Chief Information Officer
Exercise / conversionCommon Stock 1,297.942 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-003823 · form4.xml · nonDerivative · entry 1

Khare Anupam · CIK 0001738375 · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078.236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
April 02, 2021 Filed Apr 7, 2021 14:18 UTC
Pfeifer John CDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 10,475 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003465 · form4.xml · derivative · entry 1

Pfeifer John C · CIK 0001434515 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,475

Underlying: Common Stock · 10,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/2/2022.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/2/2022.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 19:27 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,091.525 $0.00 $0.00
Disclosure

SEC source: 0000775158-21-000002 · form4.xml · derivative · entry 3

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,183.052

Underlying: Common Stock · 1,091.525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/3/2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 19:27 UTC
Pack Michael EExec. VP and CFO
Tax withholdingCommon Stock 521 $119.54 $62,280.34
Disclosure

SEC source: 0000775158-21-000002 · form4.xml · nonDerivative · entry 2

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,301.675

F2 · balance_after: Amount includes a total of 1,030.98 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 4/5/2021. Between 11/19/2020 and 4/5/2021, the reporting person acquired 17.16 shares under the Oshkosh Corporation Employee Stock Purchase Plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 19:27 UTC
Pack Michael EExec. VP and CFO
Exercise / conversionCommon Stock 1,091.525 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-21-000002 · form4.xml · nonDerivative · entry 1

Pack Michael E · CIK 0001808096 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,805.515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:14 UTC
Khare AnupamDirector · SVP/Chief Information Officer
GrantRestricted Stock Units · Derivative 11.908 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002145 · form4.xml · derivative · entry 4

Khare Anupam · CIK 0001738375 · Director · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,836.908

Underlying: Common Stock · 11.908 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:14 UTC
Khare AnupamDirector · SVP/Chief Information Officer
GrantRestricted Stock Units · Derivative 5.645 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002145 · form4.xml · derivative · entry 3

Khare Anupam · CIK 0001738375 · Director · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818.957

Underlying: Common Stock · 5.645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:14 UTC
Khare AnupamDirector · SVP/Chief Information Officer
GrantRestricted Stock Units · Derivative 2.276 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002145 · form4.xml · derivative · entry 2

Khare Anupam · CIK 0001738375 · Director · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733.297

Underlying: Common Stock · 2.276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:14 UTC
Khare AnupamDirector · SVP/Chief Information Officer
GrantRestricted Stock Units · Derivative 4.028 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002145 · form4.xml · derivative · entry 1

Khare Anupam · CIK 0001738375 · Director · SVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297.942

Underlying: Common Stock · 4.028 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/23/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 4/23/2019.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:13 UTC
McTague Emma MSVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 8.406 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002144 · form4.xml · derivative · entry 4

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,708.406

Underlying: Common Stock · 8.406 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/1/2022.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 2/1/2022.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:13 UTC
McTague Emma MSVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 7.238 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002144 · form4.xml · derivative · entry 3

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332.238

Underlying: Common Stock · 7.238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

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February 26, 2021 Filed Mar 2, 2021 19:13 UTC
McTague Emma MSVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 2.006 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002144 · form4.xml · derivative · entry 2

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646.423

Underlying: Common Stock · 2.006 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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February 26, 2021 Filed Mar 2, 2021 19:13 UTC
McTague Emma MSVP and Chief HR Officer
GrantRestricted Stock Units · Derivative 1.364 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002144 · form4.xml · derivative · entry 1

McTague Emma M · CIK 0001843074 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439.563

Underlying: Common Stock · 1.364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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February 26, 2021 Filed Mar 2, 2021 19:08 UTC
Hawkins Thomas PSVP, Government Relations
GrantRestricted Stock Units · Derivative 6.927 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002143 · form4.xml · derivative · entry 3

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,231.927

Underlying: Common Stock · 6.927 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

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February 26, 2021 Filed Mar 2, 2021 19:08 UTC
Hawkins Thomas PSVP, Government Relations
GrantRestricted Stock Units · Derivative 3.323 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002143 · form4.xml · derivative · entry 2

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070.575

Underlying: Common Stock · 3.323 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:08 UTC
Hawkins Thomas PSVP, Government Relations
GrantRestricted Stock Units · Derivative 2.276 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002143 · form4.xml · derivative · entry 1

Hawkins Thomas P · CIK 0001762851 · SVP, Government Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733.297

Underlying: Common Stock · 2.276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:08 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
GrantRestricted Stock Units · Derivative 19.769 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002142 · form4.xml · derivative · entry 4

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369.769

Underlying: Common Stock · 19.769 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:08 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
GrantRestricted Stock Units · Derivative 9.389 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002142 · form4.xml · derivative · entry 3

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,025.138

Underlying: Common Stock · 9.389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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February 26, 2021 Filed Mar 2, 2021 19:08 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
GrantRestricted Stock Units · Derivative 13.17 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002142 · form4.xml · derivative · entry 2

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243.64

Underlying: Common Stock · 13.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/6/2020.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:08 UTC
Nerenhausen Frank R.EVP & Pres. Access Segment
GrantRestricted Stock Units · Derivative 5.832 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002142 · form4.xml · derivative · entry 1

Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879.269

Underlying: Common Stock · 5.832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:07 UTC
Pfeifer John CPresident & COO
GrantRestricted Stock Units · Derivative 39.538 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002141 · form4.xml · derivative · entry 4

Pfeifer John C · CIK 0001434515 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,739.538

Underlying: Common Stock · 39.538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:07 UTC
Pfeifer John CPresident & COO
GrantRestricted Stock Units · Derivative 34.349 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002141 · form4.xml · derivative · entry 3

Pfeifer John C · CIK 0001434515 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067.563

Underlying: Common Stock · 34.349 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/11/2021.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 5/11/2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:07 UTC
Pfeifer John CPresident & COO
GrantRestricted Stock Units · Derivative 12.183 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002141 · form4.xml · derivative · entry 2

Pfeifer John C · CIK 0001434515 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925.44

Underlying: Common Stock · 12.183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.