Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC |
Trick DavidExec VP, CFO & Treasurer
|
GrantRestricted Stock Units · Derivative | 10,897 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · derivative · entry 4 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,282 Underlying: Common Stock · 10,897 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 10,897 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 10,897 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionDeferred Share Units · Derivative | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · derivative · entry 3 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 Underlying: Common Stock · 3,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 3,470 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 3,470 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 1,617 | $19.50 | $31,531.50 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · nonDerivative · entry 2 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,070 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:24 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 3,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000062 · wf-form4_158352986147228.xml · nonDerivative · entry 1 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 3,470 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC |
Eisman Robert BryanSr. MD & CAO
|
GrantRestricted Stock Units · Derivative | 3,846 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · derivative · entry 4 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,197 Underlying: Common Stock · 3,846 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 3,846 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 3,846 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionDeferred Share Units · Derivative | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · derivative · entry 3 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 Underlying: Common Stock · 1,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC |
Eisman Robert BryanSr. MD & CAO
|
Tax withholdingCommon Stock | 573 | $19.50 | $11,173.50 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · nonDerivative · entry 2 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,436 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:20 UTC |
Eisman Robert BryanSr. MD & CAO
|
Exercise / conversionCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000059 · wf-form4_158352964004251.xml · nonDerivative · entry 1 Eisman Robert Bryan · CIK 0001477761 · Sr. MD & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 1,813 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:23 UTC |
BARRANCO DAVIDSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 9,615 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000061 · wf-form4_158352978606341.xml · derivative · entry 4 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,773 Underlying: Common Stock · 9,615 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 9,615 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 9,615 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:23 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000061 · wf-form4_158352978606341.xml · derivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,162 Underlying: Common Stock · 2,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 2,161 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 2,161 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:23 UTC |
BARRANCO DAVIDSenior Managing Director
|
Tax withholdingCommon Stock | 683 | $19.50 | $13,318.50 |
DisclosureSEC source: 0000874501-20-000061 · wf-form4_158352978606341.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,687 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:23 UTC |
BARRANCO DAVIDSenior Managing Director
|
Exercise / conversionCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000061 · wf-form4_158352978606341.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 2,161 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:22 UTC |
Smith R SharonSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000060 · wf-form4_158352972359740.xml · derivative · entry 4 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,030 Underlying: Common Stock · 7,692 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 7,692 RSUs as part of her 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 7,692 RSUs as part of her 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:22 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000060 · wf-form4_158352972359740.xml · derivative · entry 3 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,921 Underlying: Common Stock · 1,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 1,920 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 1,920 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:22 UTC |
Smith R SharonSenior Managing Director
|
Tax withholdingCommon Stock | 607 | $19.50 | $11,836.50 |
DisclosureSEC source: 0000874501-20-000060 · wf-form4_158352972359740.xml · nonDerivative · entry 2 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,088 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:22 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionCommon Stock | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000060 · wf-form4_158352972359740.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 1,920 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:17 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
GrantRestricted Stock Units · Derivative | 4,487 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000057 · wf-form4_158352942230132.xml · derivative · entry 4 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,843 Underlying: Common Stock · 4,487 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 4,487 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 4,487 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:17 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 1,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000057 · wf-form4_158352942230132.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,723 Underlying: Common Stock · 1,723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 1,723 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 1,723 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:17 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 544 | $19.50 | $10,608.00 |
DisclosureSEC source: 0000874501-20-000057 · wf-form4_158352942230132.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,908 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:17 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 1,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000057 · wf-form4_158352942230132.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 1,723 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:14 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
GrantRestricted Stock Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000056 · wf-form4_158352926546180.xml · derivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,106 Underlying: Common Stock · 8,333 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 4, 2020 the reporting person received a grant of 8,333 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. F5 · derivative.expiration_date: On March 4, 2020 the reporting person received a grant of 8,333 RSUs as part of his 2020 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing January 2, 2021, January 2, 2022, and January 2, 2023. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:14 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionDeferred Share Units · Derivative | 2,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000056 · wf-form4_158352926546180.xml · derivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,389 Underlying: Common Stock · 2,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 4, 2020, there were 2,389 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). F1 · derivative.expiration_date: On March 4, 2020, there were 2,389 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:14 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 755 | $19.50 | $14,722.50 |
DisclosureSEC source: 0000874501-20-000056 · wf-form4_158352926546180.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,888 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 21:14 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 2,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000056 · wf-form4_158352926546180.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 4, 2020, there were 2,389 deferred share units ("DSUs") that settled, and were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company"). Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:29 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000048 · wf-form4_158335737651875.xml · derivative · entry 6 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,338 Underlying: Common Stock · 2,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 2,209 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 2,209 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:29 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000048 · wf-form4_158335737651875.xml · derivative · entry 5 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841 Underlying: Common Stock · 7,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F1 · derivative.exercise_date: On March 2, 2020 there were 7,844 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F1 · derivative.expiration_date: On March 2, 2020 there were 7,844 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:29 UTC |
Smith R SharonSenior Managing Director
|
Tax withholdingCommon Stock | 730 | $19.85 | $14,490.50 |
DisclosureSEC source: 0000874501-20-000048 · wf-form4_158335737651875.xml · nonDerivative · entry 4 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 F4 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:29 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionCommon Stock | 2,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000048 · wf-form4_158335737651875.xml · nonDerivative · entry 3 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 2,209 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:29 UTC |
Smith R SharonSenior Managing Director
|
Tax withholdingCommon Stock | 2,479 | $19.85 | $49,208.15 |
DisclosureSEC source: 0000874501-20-000048 · wf-form4_158335737651875.xml · nonDerivative · entry 2 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,296 F2 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:29 UTC |
Smith R SharonSenior Managing Director
|
Exercise / conversionCommon Stock | 7,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000048 · wf-form4_158335737651875.xml · nonDerivative · entry 1 Smith R Sharon · CIK 0001707461 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 2, 2020 there were 7,844 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · derivative · entry 8 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,773 Underlying: Common Stock · 2,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 2, 2020 there were 2,393 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F5 · derivative.expiration_date: On March 2, 2020 there were 2,393 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionDeferred Share Units · Derivative | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · derivative · entry 7 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,778 Underlying: Common Stock · 3,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 3,269 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 3,269 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 812 | $19.85 | $16,118.20 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · nonDerivative · entry 6 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,254 F6 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 2,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · nonDerivative · entry 5 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On March 2, 2020 there were 2,393 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 1,033 | $19.85 | $20,505.05 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · nonDerivative · entry 4 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,673 F4 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · nonDerivative · entry 3 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 3,269 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Tax withholdingCommon Stock | 5,370 | $19.85 | $106,594.50 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · nonDerivative · entry 2 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,437 F2 · shares: As part of the vesting and settlement of the 2017 LTIP, 5,370 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:26 UTC |
Ksenak Stephen MichaelSr. MD & General Counsel
|
Exercise / conversionCommon Stock | 15,863 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000046 · wf-form4_158335716825407.xml · nonDerivative · entry 1 Ksenak Stephen Michael · CIK 0001527850 · Sr. MD & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 15,863 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2017 Long Term Incentive Plan ("2017 LTIP") award, which had a three year performance period and vested on March 2, 2020. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · derivative · entry 8 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,356 Underlying: Common Stock · 2,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F5 · derivative.exercise_date: On March 2, 2020 there were 2,025 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F5 · derivative.expiration_date: On March 2, 2020 there were 2,025 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionDeferred Share Units · Derivative | 2,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · derivative · entry 7 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 Underlying: Common Stock · 2,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 2,095 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 2,095 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 640 | $19.85 | $12,704.00 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · nonDerivative · entry 6 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,729 F6 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · nonDerivative · entry 5 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On March 2, 2020 there were 2,025 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 662 | $19.85 | $13,140.70 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · nonDerivative · entry 4 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,344 F4 · shares: Represents DSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 2,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · nonDerivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On March 2, 2020 there were 2,095 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Tax withholdingCommon Stock | 4,424 | $19.85 | $87,816.40 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,911 F2 · shares: As part of the vesting and settlement of the 2017 LTIP, 4,424 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:25 UTC |
REILLY MICHAEL FRANCISSenior Managing Director
|
Exercise / conversionCommon Stock | 12,691 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000045 · wf-form4_158335710750838.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person acquired 12,691 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2017 Long Term Incentive Plan ("2017 LTIP") award, which had a three year performance period and vested on March 2, 2020. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · derivative · entry 8 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,385 Underlying: Common Stock · 2,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: On March 2, 2020 there were 2,945 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F5 · derivative.expiration_date: On March 2, 2020 there were 2,945 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionDeferred Share Units · Derivative | 4,498 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · derivative · entry 7 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,940 Underlying: Common Stock · 4,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of common stock of the Company. F3 · derivative.exercise_date: On March 2, 2020 there were 4,498 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. F3 · derivative.expiration_date: On March 2, 2020 there were 4,498 deferred share units ("DSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 1,000 | $19.85 | $19,850.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 6 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,217 F6 · shares: Represents RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 21:22 UTC |
Trick DavidExec VP, CFO & Treasurer
|
Exercise / conversionCommon Stock | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-20-000044 · wf-form4_158335691335388.xml · nonDerivative · entry 5 Trick David · CIK 0001480597 · Exec VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On March 2, 2020 there were 2,945 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.