Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2024 Filed Mar 15, 2024 13:01 UTC | Tax withholdingCOMMON STOCK | 1,641 | $6.95 | $11,404.95 |
DisclosureSEC source: 0001500557-24-000002 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,310 Read SEC document |
|
| March 13, 2024 Filed Mar 15, 2024 13:12 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Tax withholdingCOMMON STOCK | 4,690 | $6.95 | $32,595.50 |
DisclosureSEC source: 0001500558-24-000002 · primary_doc.xml · nonDerivative · entry 2 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 929,478 Read SEC document |
| March 11, 2024 Filed Mar 15, 2024 13:01 UTC | Exercise / conversionPERFORMANCE SHARES · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-24-000002 · primary_doc.xml · derivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Underlying: COMMON STOCK · 7,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
|
| March 11, 2024 Filed Mar 15, 2024 13:01 UTC | Exercise / conversionCOMMON STOCK | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500557-24-000002 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
|
| March 11, 2024 Filed Mar 15, 2024 13:12 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Exercise / conversionPERFORMANCE SHARES · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500558-24-000002 · primary_doc.xml · derivative · entry 3 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20 Underlying: COMMON STOCK · 20,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| March 11, 2024 Filed Mar 15, 2024 13:12 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Exercise / conversionCOMMON STOCK | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500558-24-000002 · primary_doc.xml · nonDerivative · entry 1 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 934,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| January 05, 2024 Filed Jan 10, 2024 21:30 UTC | Tax withholdingCOMMON STOCK | 4,151 | $6.32 | $26,234.32 |
DisclosureSEC source: 0001500557-24-000001 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,951 Read SEC document |
|
| January 05, 2024 Filed Jan 10, 2024 21:22 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Tax withholdingCOMMON STOCK | 10,286 | $6.32 | $65,007.52 |
DisclosureSEC source: 0001500558-24-000001 · primary_doc.xml · nonDerivative · entry 2 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,168 Read SEC document |
| December 29, 2023 Filed Jan 10, 2024 21:30 UTC | Exercise / conversionPERFORMANCE SHARES · Derivative | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-24-000001 · primary_doc.xml · derivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000 Underlying: COMMON STOCK · 14,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
|
| December 29, 2023 Filed Jan 10, 2024 21:30 UTC | Exercise / conversionCOMMON STOCK | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500557-24-000001 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
|
| December 29, 2023 Filed Jan 10, 2024 21:22 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Exercise / conversionPERFORMANCE SHARES · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500558-24-000001 · primary_doc.xml · derivative · entry 3 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: COMMON STOCK · 40,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| December 29, 2023 Filed Jan 10, 2024 21:22 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Exercise / conversionCOMMON STOCK | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500558-24-000001 · primary_doc.xml · nonDerivative · entry 1 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 924,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| October 02, 2023 Filed Oct 17, 2023 22:38 UTC | Exercise / conversionPERFORMANCE SHARES · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-23-000002 · primary_doc.xml · derivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 Underlying: COMMON STOCK · 7,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
|
| October 02, 2023 Filed Oct 17, 2023 22:38 UTC | Tax withholdingCOMMON STOCK | 1,540 | $3.98 | $6,129.20 |
DisclosureSEC source: 0001500557-23-000002 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,102 Read SEC document |
|
| October 02, 2023 Filed Oct 17, 2023 22:38 UTC | Exercise / conversionCOMMON STOCK | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500557-23-000002 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
|
| October 02, 2023 Filed Oct 17, 2023 22:31 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Exercise / conversionPERFORMANCE SHARES · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500558-23-000003 · primary_doc.xml · derivative · entry 3 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: COMMON STOCK · 20,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| October 02, 2023 Filed Oct 17, 2023 22:31 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Tax withholdingCOMMON STOCK | 4,400 | $3.98 | $17,512.00 |
DisclosureSEC source: 0001500558-23-000003 · primary_doc.xml · nonDerivative · entry 2 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 884,454 Read SEC document |
| October 02, 2023 Filed Oct 17, 2023 22:31 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
Exercise / conversionCOMMON STOCK | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500558-23-000003 · primary_doc.xml · nonDerivative · entry 1 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 888,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| May 09, 2023 Filed May 11, 2023 16:05 UTC |
Dayton JuddDirector · 10% owner
|
GrantCOMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-016381 · ownership.xml · nonDerivative · entry 1 Dayton Judd · CIK 0001643192 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Award of restricted stock that vests in two equal increments on 01/01/2024 and 01/01/2025. The NASDAQ closing price per share of common stock on the date of grant was $3.09. F1 · price: Award of restricted stock that vests in two equal increments on 01/01/2024 and 01/01/2025. The NASDAQ closing price per share of common stock on the date of grant was $3.09. Read SEC document |
| May 03, 2023 Filed May 5, 2023 11:18 UTC | GrantPERFORMANCE SHARES · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-23-000001 · primary_doc.xml · derivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: COMMON STOCK · 35,000 shares Expires 2028-10-01 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
|
| May 03, 2023 Filed May 5, 2023 11:12 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
GrantPERFORMANCE SHARES · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500558-23-000002 · primary_doc.xml · derivative · entry 1 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: COMMON STOCK · 100,000 shares Expires 2028-10-01 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 23:30 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
PurchaseCommon Stock | 15,000 | $2.99 | $44,850.00 |
DisclosureSEC source: 0001792549-23-000006 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 806,063 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of Common Stock. Each reporting person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of Common Stock reported in Table I of this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. Mc Birney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 23:25 UTC |
Topline Capital Partners, LP10% owner
|
PurchaseCommon Stock | 15,000 | $2.99 | $44,850.00 |
DisclosureSEC source: 0001754074-23-000005 · primary_doc.xml · nonDerivative · entry 2 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 806,063 Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 23:30 UTC |
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
|
PurchaseCommon Stock | 2,400 | $2.96 | $7,104.00 |
DisclosureSEC source: 0001792549-23-000006 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes McBirney Collin · CIK 0001792547 · See Explanation in Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Topline Capital Partners, LP Disclosed balance after: 791,063 F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member. F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of Common Stock. Each reporting person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The shares of Common Stock reported in Table I of this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. Mc Birney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 23:25 UTC |
Topline Capital Partners, LP10% owner
|
PurchaseCommon Stock | 2,400 | $2.96 | $7,104.00 |
DisclosureSEC source: 0001754074-23-000005 · primary_doc.xml · nonDerivative · entry 1 Topline Capital Partners, LP · CIK 0001754074 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 791,063 Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 21:03 UTC |
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
|
GrantCOMMON STOCK | 34,824 | $2.94 | $102,382.56 |
DisclosureSEC source: 0001500558-23-000001 · primary_doc.xml · nonDerivative · entry 1 SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,854 F1 · shares: Shares issued upon settlement of RSUs previously granted to Mr. Schoening. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 22:24 UTC |
Malhotra R. RimmyDirector
|
OtherCommon Stock | 88,858 | $2.65 | $235,473.70 |
DisclosureSEC source: 0001493152-22-026592 · ownership.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,888 F1 · kind: Shares Sold in Issuer Tender Offer. F2 · ownership.nature: Shares held of record by Nicoya Fund LLC. The reporting person is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 22:24 UTC |
Malhotra R. RimmyDirector
|
OtherCommon Stock | 21,624 | $2.65 | $57,303.60 |
DisclosureSEC source: 0001493152-22-026592 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,677 F1 · kind: Shares Sold in Issuer Tender Offer. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 22:22 UTC |
HAWKINS KAREN LEAChief Financial Officer
|
OtherCommon Stock | 227,610 | $2.65 | $603,166.50 |
DisclosureSEC source: 0001493152-22-026590 · ownership.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,642 F1 · kind: Shares Sold in Issuer Tender Offer. Read SEC document |
| January 04, 2022 Filed Jan 24, 2022 21:26 UTC | GrantCOMMON STOCK | 11,608 | $1.91 | $22,171.28 |
DisclosureSEC source: 0001500557-22-000002 · primary_doc.xml · nonDerivative · entry 5 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,252 F1 · shares: Shares issued as a result of settlement of RSUs previously issued to Ms. Hawkins. Read SEC document |
|
| September 14, 2021 Filed Sep 16, 2021 00:16 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 500 | $1.75 | $875.00 |
DisclosureSEC source: 0001493152-21-022849 · ownership.xml · nonDerivative · entry 2 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,558 Read SEC document |
| September 09, 2021 Filed Sep 16, 2021 00:16 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 4,500 | $1.71 | $7,677.00 |
DisclosureSEC source: 0001493152-21-022849 · ownership.xml · nonDerivative · entry 1 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,058 Read SEC document |
| September 08, 2021 Filed Sep 8, 2021 23:11 UTC |
Malhotra R. RimmyDirector
|
PurchaseCommon Stock | 10,000 | $1.68 | $16,750.00 |
DisclosureSEC source: 0001493152-21-022234 · ownership.xml · nonDerivative · entry 3 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Note 2 Disclosed balance after: 95,746 F2 · balance_after: Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund. Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 23:11 UTC |
Malhotra R. RimmyDirector
|
PurchaseCommon Stock | 8,846 | $1.66 | $14,684.36 |
DisclosureSEC source: 0001493152-21-022234 · ownership.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Note 2 Disclosed balance after: 85,746 F2 · balance_after: Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 23:11 UTC |
Malhotra R. RimmyDirector
|
PurchaseCommon Stock | 4,991 | $1.65 | $8,235.15 |
DisclosureSEC source: 0001493152-21-022234 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,301 F1 · balance_after: 80,000 shares represented by this figure are subject to vesting as previously disclosed. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 14:50 UTC |
Malhotra R. RimmyDirector
|
PurchaseCommon Stock | 5,810 | $1.56 | $9,063.60 |
DisclosureSEC source: 0001493152-21-021846 · ownership.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,310 F1 · balance_after: Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 14:50 UTC |
Malhotra R. RimmyDirector
|
PurchaseCommon Stock | 2,500 | $1.55 | $3,875.00 |
DisclosureSEC source: 0001493152-21-021846 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 F1 · balance_after: Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 14:32 UTC |
Hagenbuch Lawrence FDirector
|
PurchaseCommon Stock | 10,000 | $1.56 | $15,600.00 |
DisclosureSEC source: 0001493152-21-021844 · ownership.xml · nonDerivative · entry 1 Hagenbuch Lawrence F · CIK 0001564286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 F1 · shares: Restricted stock grant vesting in five equal amounts of 20,000 shares on each of January 1, 2021, January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| September 01, 2021 Filed Jan 24, 2022 21:26 UTC | SaleCOMMON STOCK | 6,000 | $1.56 | $9,360.00 |
DisclosureSEC source: 0001500557-22-000002 · primary_doc.xml · nonDerivative · entry 4 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,644 Read SEC document |
|
| August 26, 2021 Filed Aug 28, 2021 01:50 UTC |
Fields Ephraim G10% owner
|
PurchaseCommon Stock | 24,000 | $1.46 | $35,040.00 |
DisclosureSEC source: 0001683168-21-003973 · ownership.xml · nonDerivative · entry 1 Fields Ephraim G · CIK 0001510865 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154,399 Read SEC document |
| August 26, 2021 Filed Sep 1, 2021 20:58 UTC Amendment |
Fields Ephraim G10% owner
|
PurchaseCommon Stock | 24,000 | $1.46 | $35,040.00 |
DisclosureSEC source: 0001683168-21-004035 · ownership.xml · nonDerivative · entry 1 Fields Ephraim G · CIK 0001510865 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154,399 Read SEC document |
| August 26, 2021 Filed Sep 2, 2021 16:25 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 100 | $1.48 | $147.50 |
DisclosureSEC source: 0001493152-21-021848 · ownership.xml · nonDerivative · entry 6 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,658 Read SEC document |
| August 26, 2021 Filed Sep 2, 2021 16:25 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 400 | $1.48 | $592.00 |
DisclosureSEC source: 0001493152-21-021848 · ownership.xml · nonDerivative · entry 5 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,558 Read SEC document |
| August 26, 2021 Filed Sep 2, 2021 16:25 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 2,000 | $1.50 | $3,000.00 |
DisclosureSEC source: 0001493152-21-021848 · ownership.xml · nonDerivative · entry 4 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,158 Read SEC document |
| August 25, 2021 Filed Sep 2, 2021 16:25 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0001493152-21-021848 · ownership.xml · nonDerivative · entry 3 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,158 Read SEC document |
| August 23, 2021 Filed Sep 2, 2021 16:25 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 9,858 | $1.50 | $14,787.00 |
DisclosureSEC source: 0001493152-21-021848 · ownership.xml · nonDerivative · entry 2 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,158 Read SEC document |
| August 20, 2021 Filed Sep 2, 2021 16:25 UTC |
Lehmann Dale EDirector
|
PurchaseCommon Stock | 800 | $1.55 | $1,240.00 |
DisclosureSEC source: 0001493152-21-021848 · ownership.xml · nonDerivative · entry 1 Lehmann Dale E · CIK 0001793666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,300 Read SEC document |
| January 21, 2021 Filed Jan 21, 2021 22:30 UTC |
Fields Ephraim G10% owner
|
SaleCommon Stock | 12,700 | $2.02 | $25,654.00 |
DisclosureSEC source: 0001683168-21-000216 · ownership.xml · nonDerivative · entry 3 Fields Ephraim G · CIK 0001510865 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,399 Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 22:30 UTC |
Fields Ephraim G10% owner
|
SaleCommon Stock | 26,776 | $2.01 | $53,819.76 |
DisclosureSEC source: 0001683168-21-000216 · ownership.xml · nonDerivative · entry 2 Fields Ephraim G · CIK 0001510865 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143,099 Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:30 UTC |
Fields Ephraim G10% owner
|
SaleCommon Stock | 9,299 | $2.08 | $19,341.92 |
DisclosureSEC source: 0001683168-21-000216 · ownership.xml · nonDerivative · entry 1 Fields Ephraim G · CIK 0001510865 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,875 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.