Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Optex Systems Holdings IncOPXS · Entity 7005 | CFO | December 18, 2025 | December 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Optex Systems Holdings Inc
Report date December 18, 2025 · Filed December 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2030-09-29 | Direct | 17,500 |
Reported balance
After 2025-12-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-18 · Grant · Acquired 17,500 · Balance 17,500 F1: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2025 Filed Dec 19, 2025 21:05 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantPerformance Shares · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-028549 · ownership.xml · derivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2030-09-29 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:51 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | SaleCOMMON STOCK | 12,000 | $9.21 | $110,520.00 |
DisclosureSEC source: 0001641172-25-014333 · ownership.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,606 Read SEC document |
| May 17, 2024 Filed May 22, 2024 20:23 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionPERFORMANCE SHARES · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-24-000004 · primary_doc.xml · derivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 7,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| May 17, 2024 Filed May 22, 2024 20:23 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Tax withholdingCOMMON STOCK | 1,704 | $8.08 | $13,768.32 |
DisclosureSEC source: 0001500557-24-000004 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,606 Read SEC document |
| May 17, 2024 Filed May 22, 2024 20:23 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionCOMMON STOCK | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500557-24-000004 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 13:01 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Tax withholdingCOMMON STOCK | 1,641 | $6.95 | $11,404.95 |
DisclosureSEC source: 0001500557-24-000002 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,310 Read SEC document |
| March 11, 2024 Filed Mar 15, 2024 13:01 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionPERFORMANCE SHARES · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-24-000002 · primary_doc.xml · derivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Underlying: COMMON STOCK · 7,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| March 11, 2024 Filed Mar 15, 2024 13:01 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionCOMMON STOCK | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500557-24-000002 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| January 05, 2024 Filed Jan 10, 2024 21:30 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Tax withholdingCOMMON STOCK | 4,151 | $6.32 | $26,234.32 |
DisclosureSEC source: 0001500557-24-000001 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,951 Read SEC document |
| December 29, 2023 Filed Jan 10, 2024 21:30 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionPERFORMANCE SHARES · Derivative | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-24-000001 · primary_doc.xml · derivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000 Underlying: COMMON STOCK · 14,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| December 29, 2023 Filed Jan 10, 2024 21:30 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionCOMMON STOCK | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500557-24-000001 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| October 02, 2023 Filed Oct 17, 2023 22:38 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionPERFORMANCE SHARES · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-23-000002 · primary_doc.xml · derivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 Underlying: COMMON STOCK · 7,000 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| October 02, 2023 Filed Oct 17, 2023 22:38 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Tax withholdingCOMMON STOCK | 1,540 | $3.98 | $6,129.20 |
DisclosureSEC source: 0001500557-23-000002 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,102 Read SEC document |
| October 02, 2023 Filed Oct 17, 2023 22:38 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | Exercise / conversionCOMMON STOCK | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001500557-23-000002 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| May 03, 2023 Filed May 5, 2023 11:18 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantPERFORMANCE SHARES · Derivative | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001500557-23-000001 · primary_doc.xml · derivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: COMMON STOCK · 35,000 shares Expires 2028-10-01 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 22:22 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | OtherCommon Stock | 227,610 | $2.65 | $603,166.50 |
DisclosureSEC source: 0001493152-22-026590 · ownership.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,642 F1 · kind: Shares Sold in Issuer Tender Offer. Read SEC document |
| January 04, 2022 Filed Jan 24, 2022 21:26 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantCOMMON STOCK | 11,608 | $1.91 | $22,171.28 |
DisclosureSEC source: 0001500557-22-000002 · primary_doc.xml · nonDerivative · entry 5 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,252 F1 · shares: Shares issued as a result of settlement of RSUs previously issued to Ms. Hawkins. Read SEC document |
| September 01, 2021 Filed Jan 24, 2022 21:26 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | SaleCOMMON STOCK | 6,000 | $1.56 | $9,360.00 |
DisclosureSEC source: 0001500557-22-000002 · primary_doc.xml · nonDerivative · entry 4 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,644 Read SEC document |
| January 02, 2021 Filed Jan 24, 2022 21:26 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantCOMMON STOCK | 11,608 | $1.78 | $20,662.24 |
DisclosureSEC source: 0001500557-22-000002 · primary_doc.xml · nonDerivative · entry 3 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,644 F1 · shares: Shares issued as a result of settlement of RSUs previously issued to Ms. Hawkins. Read SEC document |
| March 20, 2020 Filed Jan 24, 2022 21:26 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | PurchaseCOMMON STOCK | 3,000 | $1.56 | $4,680.00 |
DisclosureSEC source: 0001500557-22-000002 · primary_doc.xml · nonDerivative · entry 2 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,036 Read SEC document |
| February 28, 2020 Filed Jan 24, 2022 21:26 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | PurchaseCOMMON STOCK | 1,900 | $2.00 | $3,800.00 |
DisclosureSEC source: 0001500557-22-000002 · primary_doc.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,036 Read SEC document |
| January 07, 2020 Filed Feb 20, 2020 15:14 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantCommon Stock | 11,960 | $2.17 | $25,953.20 |
DisclosureSEC source: 0001493152-20-002770 · ownership.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,136 F1 · shares: Shares issued as a result of settlement of RSUs previously issued to Ms. Hawkins. Read SEC document |
| August 15, 2019 Filed Feb 12, 2020 15:11 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantCommon Stock | 7,500 | $1.50 | $11,250.00 |
DisclosureSEC source: 0001493152-20-002021 · ownership.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,376 Read SEC document |
| January 08, 2019 Filed Jan 11, 2019 03:00 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantCommon Stock | 11,113 | $1.36 | $15,113.68 |
DisclosureSEC source: 0001615774-19-000499 · s115329_form4.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,676 F1 · shares: Shares issued as a result of settlement of RSUs previously issued to Ms. Hawkins. Read SEC document |
| June 08, 2018 Filed Jun 13, 2018 22:26 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | PurchaseCommon Stock | 10,000 | $1.09 | $10,850.00 |
DisclosureSEC source: 0001615774-18-005244 · s110826_form4.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,563 Read SEC document |
| June 09, 2017 Filed Jun 21, 2017 23:52 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | PurchaseCommon Stock | 160,000 | $0.39 | $62,800.00 |
DisclosureSEC source: 0001615774-17-003304 · s106643_form4.xml · nonDerivative · entry 1 HAWKINS KAREN LEA · CIK 0001500557 · Director · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,450 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.