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Nasdaq · USD

OPXS

Optex Systems Holdings Inc

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Tapewire entity
7005
SEC CIK
0001397016
Parsed reports
77

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202607
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2026 Filed Mar 13, 2026 16:10 UTC
George Chad MichaelDirector · CEO and President
SaleCOMMON STOCK 7,035 $13.62 $95,816.70
Disclosure

SEC source: 0001493152-26-010054 · ownership.xml · nonDerivative · entry 1

George Chad Michael · CIK 0002082157 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.53 to $13.89 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 08, 2026 Filed Jan 10, 2026 01:09 UTC
SCHOENING DANNY ROBERTDirector · 10% owner
SaleCOMMON STOCK 26,109 $14.11 $368,397.99
Disclosure

SEC source: 0001493152-26-001172 · ownership.xml · nonDerivative · entry 3

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 796,730

F1 · shares: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.7600 to $14.3000 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 08, 2026 Filed Jan 10, 2026 01:09 UTC
SCHOENING DANNY ROBERTDirector · 10% owner
SaleCOMMON STOCK 2,815 $13.55 $38,143.25
Disclosure

SEC source: 0001493152-26-001172 · ownership.xml · nonDerivative · entry 2

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 822,839

F1 · shares: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0600 to $13.7500 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 07, 2026 Filed Jan 10, 2026 01:09 UTC
SCHOENING DANNY ROBERTDirector · 10% owner
SaleCOMMON STOCK 27,946 $13.44 $375,594.24
Disclosure

SEC source: 0001493152-26-001172 · ownership.xml · nonDerivative · entry 1

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 825,654

F1 · shares: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.1850 to $13.7500 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 06, 2026 Filed Jan 6, 2026 23:54 UTC
SCHOENING DANNY ROBERTDirector · 10% owner
SaleCOMMON STOCK 14,066 $13.02 $183,139.32
Disclosure

SEC source: 0001493152-26-000679 · ownership.xml · nonDerivative · entry 4

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 853,600

F1 · shares: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2025.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0000 to $13.2700 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 23:54 UTC
SCHOENING DANNY ROBERTDirector · 10% owner
SaleCOMMON STOCK 5,495 $13.08 $71,874.60
Disclosure

SEC source: 0001493152-26-000679 · ownership.xml · nonDerivative · entry 3

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 867,666

F1 · shares: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0050 to $13.2200 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:54 UTC
SCHOENING DANNY ROBERTDirector · 10% owner
SaleCOMMON STOCK 29,696 $13.99 $415,447.04
Disclosure

SEC source: 0001493152-26-000679 · ownership.xml · nonDerivative · entry 2

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 873,161

F1 · shares: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.7550 to $14.2450 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 02, 2026 Filed Jan 6, 2026 23:54 UTC
SCHOENING DANNY ROBERTDirector · 10% owner
SaleCOMMON STOCK 4,451 $13.09 $58,263.59
Disclosure

SEC source: 0001493152-26-000679 · ownership.xml · nonDerivative · entry 1

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 902,857

F1 · shares: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0000 to $13.4650 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 16:05 UTC GrantPerformance Shares · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028548 · ownership.xml · derivative · entry 1

George Chad Michael · CIK 0002082157 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-09-29

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

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December 18, 2025 Filed Dec 19, 2025 21:05 UTC GrantPerformance Shares · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-028549 · ownership.xml · derivative · entry 1

HAWKINS KAREN LEA · CIK 0001500557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2030-09-29

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments, if, in each case and during a performance period beginning on December 18, 2025, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 21:40 UTC
SCHOENING DANNY ROBERTDirector · CEO · 10% owner
GrantCommon Stock 4,700 $14.33 $67,351.00
Disclosure

SEC source: 0001493152-25-026867 · ownership.xml · nonDerivative · entry 1

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907,308

F1 · shares: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $14.33

Read SEC document
November 04, 2025 Filed Nov 6, 2025 21:26 UTC
Dayton JuddDirector · 10% owner
GrantCOMMON STOCK 4,000 $16.74 $66,960.00
Disclosure

SEC source: 0001493152-25-021138 · ownership.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,600

F1 · shares: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

F1 · price: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 02:31 UTC GrantCOMMON STOCK 4,000 $16.74 $66,960.00
Disclosure

SEC source: 0001493152-25-021140 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,278

F1 · shares: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

F1 · price: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

Read SEC document
November 04, 2025 Filed Nov 7, 2025 02:22 UTC GrantCOMMON STOCK 4,000 $16.74 $66,960.00
Disclosure

SEC source: 0001493152-25-021136 · ownership.xml · nonDerivative · entry 1

Lehmann Dale E · CIK 0001793666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,721

F1 · shares: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

F1 · price: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

Read SEC document
August 11, 2025 Filed Aug 19, 2025 16:06 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-024833 · ownership.xml · nonDerivative · entry 1

George Chad Michael · CIK 0002082157 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 11, 2025 Filed Mar 13, 2026 16:05 UTC Amendment
George Chad MichaelDirector · CEO and President
Tax withholdingCommon Stock 2,965 $12.84 $38,070.60
Disclosure

SEC source: 0001493152-26-010050 · ownership.xml · nonDerivative · entry 2

George Chad Michael · CIK 0002082157 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,035

F1 · shares: This amendment is being filed to reflect that 2,965 of the 10,000 shares of common stock originally reported as granted to the reporting person were withheld on the transaction date reported to satisfy tax withholding obligations. As a result, a new row has been added to include transaction Code F, indicating the shares withheld for tax purposes. The reporting person's beneficial ownership in column 5 has been updated accordingly.

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August 11, 2025 Filed Mar 13, 2026 16:05 UTC Amendment
George Chad MichaelDirector · CEO and President
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-010050 · ownership.xml · nonDerivative · entry 1

George Chad Michael · CIK 0002082157 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
June 30, 2025 Filed Jun 30, 2025 20:55 UTC SaleCommon Stock 47,700 $11.68 $557,136.00
Disclosure

SEC source: 0001754074-25-000003 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,256

Read SEC document
June 30, 2025 Filed Jun 30, 2025 20:36 UTC
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
SaleCommon Stock 47,700 $11.68 $557,136.00
Disclosure

SEC source: 0001792549-25-000005 · primary_doc.xml · nonDerivative · entry 3

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 691,256

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an SEC registered adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

Read SEC document
June 27, 2025 Filed Jun 30, 2025 20:05 UTC SaleCOMMON STOCK 15,000 $11.01 $165,150.00
Disclosure

SEC source: 0001641172-25-017128 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,278

Read SEC document
June 27, 2025 Filed Jun 30, 2025 20:55 UTC SaleCommon Stock 10,000 $11.26 $112,600.00
Disclosure

SEC source: 0001754074-25-000003 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,956

Read SEC document
June 27, 2025 Filed Jun 30, 2025 20:36 UTC
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
SaleCommon Stock 10,000 $11.26 $112,600.00
Disclosure

SEC source: 0001792549-25-000005 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 738,956

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an SEC registered adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:55 UTC SaleCommon Stock 30,945 $11.07 $342,561.15
Disclosure

SEC source: 0001754074-25-000003 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,956

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:36 UTC
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
SaleCommon Stock 30,945 $11.07 $342,561.15
Disclosure

SEC source: 0001792549-25-000005 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 748,956

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an SEC registered adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

Read SEC document
June 17, 2025 Filed Jun 17, 2025 18:23 UTC
Dayton JuddDirector · 10% owner
SaleCOMMON STOCK 1,800 $8.95 $16,110.00
Disclosure

SEC source: 0001641172-25-015466 · ownership.xml · nonDerivative · entry 3

Dayton Judd · CIK 0001643192 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sudbury Capital Fund, LP

Disclosed balance after: 786,006

Read SEC document
June 16, 2025 Filed Jun 17, 2025 18:23 UTC
Dayton JuddDirector · 10% owner
SaleCOMMON STOCK 14,077 $9.28 $130,634.56
Disclosure

SEC source: 0001641172-25-015466 · ownership.xml · nonDerivative · entry 2

Dayton Judd · CIK 0001643192 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sudbury Capital Fund, LP

Disclosed balance after: 787,806

Read SEC document
June 13, 2025 Filed Jun 17, 2025 18:23 UTC
Dayton JuddDirector · 10% owner
SaleCOMMON STOCK 2,500 $9.45 $23,625.00
Disclosure

SEC source: 0001641172-25-015466 · ownership.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sudbury Capital Fund, LP

Disclosed balance after: 801,883

Read SEC document
June 09, 2025 Filed Jun 11, 2025 20:05 UTC SaleCOMMON STOCK 5,000 $9.37 $46,850.00
Disclosure

SEC source: 0001641172-25-014699 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nicoya Fund LLC

Disclosed balance after: 1,887

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:51 UTC SaleCOMMON STOCK 12,000 $9.21 $110,520.00
Disclosure

SEC source: 0001641172-25-014333 · ownership.xml · nonDerivative · entry 1

HAWKINS KAREN LEA · CIK 0001500557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,606

Read SEC document
June 06, 2025 Filed Jun 9, 2025 20:05 UTC SaleCOMMON STOCK 18,000 $9.20 $165,600.00
Disclosure

SEC source: 0001641172-25-014298 · ownership.xml · nonDerivative · entry 2

Lehmann Dale E · CIK 0001793666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,721

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:05 UTC SaleCOMMON STOCK 7,537 $9.47 $71,375.39
Disclosure

SEC source: 0001641172-25-014298 · ownership.xml · nonDerivative · entry 1

Lehmann Dale E · CIK 0001793666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,721

Read SEC document
June 03, 2025 Filed Jun 4, 2025 20:05 UTC
SCHOENING DANNY ROBERTDirector · President & CEO · 10% owner
SaleCOMMON STOCK 14,033 $8.78 $123,209.74
Disclosure

SEC source: 0001641172-25-013608 · ownership.xml · nonDerivative · entry 2

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 902,608

F1 · ownership.direct: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2025.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:05 UTC
SCHOENING DANNY ROBERTDirector · President & CEO · 10% owner
SaleCOMMON STOCK 5,967 $8.60 $51,316.20
Disclosure

SEC source: 0001641172-25-013608 · ownership.xml · nonDerivative · entry 1

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 916,641

F1 · ownership.direct: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2025.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:05 UTC
SCHOENING DANNY ROBERTDirector · President & CEO · 10% owner
SaleCOMMON STOCK 2,186 $8.07 $17,641.02
Disclosure

SEC source: 0001641172-25-012684 · ownership.xml · nonDerivative · entry 1

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 922,608

F1 · ownership.direct: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2025.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:05 UTC
SCHOENING DANNY ROBERTDirector · President & CEO · 10% owner
SaleCOMMON STOCK 9,787 $8.05 $78,785.35
Disclosure

SEC source: 0001641172-25-012255 · ownership.xml · nonDerivative · entry 2

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 924,794

F1 · ownership.direct: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2025.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:05 UTC
SCHOENING DANNY ROBERTDirector · President & CEO · 10% owner
SaleCOMMON STOCK 10,027 $8.01 $80,316.27
Disclosure

SEC source: 0001641172-25-012255 · ownership.xml · nonDerivative · entry 1

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · President & CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 934,581

F1 · ownership.direct: The reported sale of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2025.

Read SEC document
March 07, 2025 Filed Mar 12, 2025 10:10 UTC SaleCOMMON STOCK 30,000 $5.65 $169,500.00
Disclosure

SEC source: 0001493152-25-009912 · ownership.xml · nonDerivative · entry 1

Lehmann Dale E · CIK 0001793666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,258

Read SEC document
December 30, 2024 Filed Dec 31, 2024 23:01 UTC
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
SaleCommon Stock 13,674 $7.24 $98,999.76
Disclosure

SEC source: 0001792549-24-000023 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 779,901

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an SEC registered adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

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December 30, 2024 Filed Dec 31, 2024 22:29 UTC SaleCommon Stock 13,674 $7.24 $98,999.76
Disclosure

SEC source: 0001754074-24-000025 · primary_doc.xml · nonDerivative · entry 2

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,901

Read SEC document
December 27, 2024 Filed Dec 31, 2024 23:01 UTC
Topline Capital Management, LLCSee Explanation in Footnotes
McBirney CollinSee Explanation in Footnotes
SaleCommon Stock 12,488 $7.01 $87,540.88
Disclosure

SEC source: 0001792549-24-000023 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Management, LLC · CIK 0001792549 · See Explanation in Footnotes

McBirney Collin · CIK 0001792547 · See Explanation in Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Topline Capital Partners, LP

Disclosed balance after: 793,575

F1 · ownership.direct: The reporting persons are (i) Topline Capital Management, LLC, an SEC registered adviser ("TCM"), and (ii) Collin McBirney, TCM's managing member.

F2 · ownership.direct: Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock. Each reporting person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The shares of common stock reported in Table I on this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Each of TCM, as the investment manager and general partner of the Fund, and Mr. McBirney, as managing member of TCM, may be deemed to be the beneficial owner of the shares of common stock beneficially owned by the Fund.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 22:29 UTC SaleCommon Stock 12,488 $7.01 $87,540.88
Disclosure

SEC source: 0001754074-24-000025 · primary_doc.xml · nonDerivative · entry 1

Topline Capital Partners, LP · CIK 0001754074 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,575

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November 05, 2024 Filed Nov 7, 2024 17:38 UTC
Dayton JuddDirector · 10% owner
GrantCOMMON STOCK 7,600 $8.10 $61,560.00
Disclosure

SEC source: 0001493152-24-044096 · ownership.xml · nonDerivative · entry 1

Dayton Judd · CIK 0001643192 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,600

F1 · shares: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10.

F1 · price: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10.

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November 05, 2024 Filed Nov 7, 2024 22:38 UTC GrantCOMMON STOCK 7,600 $8.10 $61,560.00
Disclosure

SEC source: 0001493152-24-044097 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,278

F1 · shares: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10.

F1 · price: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10.

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November 05, 2024 Filed Nov 7, 2024 22:38 UTC GrantCOMMON STOCK 7,600 $8.10 $61,560.00
Disclosure

SEC source: 0001493152-24-044095 · ownership.xml · nonDerivative · entry 1

Lehmann Dale E · CIK 0001793666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,258

F1 · shares: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10.

F1 · price: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10.

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May 17, 2024 Filed May 22, 2024 20:23 UTC Exercise / conversionPERFORMANCE SHARES · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001500557-24-000004 · primary_doc.xml · derivative · entry 3

HAWKINS KAREN LEA · CIK 0001500557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 7,000 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

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May 17, 2024 Filed May 22, 2024 20:23 UTC Tax withholdingCOMMON STOCK 1,704 $8.08 $13,768.32
Disclosure

SEC source: 0001500557-24-000004 · primary_doc.xml · nonDerivative · entry 2

HAWKINS KAREN LEA · CIK 0001500557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,606

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May 17, 2024 Filed May 22, 2024 20:23 UTC Exercise / conversionCOMMON STOCK 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001500557-24-000004 · primary_doc.xml · nonDerivative · entry 1

HAWKINS KAREN LEA · CIK 0001500557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

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May 17, 2024 Filed May 22, 2024 20:15 UTC
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
Exercise / conversionPERFORMANCE SHARES · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001500558-24-000004 · primary_doc.xml · derivative · entry 3

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 20,000 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

F1 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

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May 17, 2024 Filed May 22, 2024 20:15 UTC
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
Tax withholdingCOMMON STOCK 4,870 $8.08 $39,349.60
Disclosure

SEC source: 0001500558-24-000004 · primary_doc.xml · nonDerivative · entry 2

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,608

Read SEC document
May 17, 2024 Filed May 22, 2024 20:15 UTC
SCHOENING DANNY ROBERTDirector · PRESIDENT & CEO · 10% owner
Exercise / conversionCOMMON STOCK 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001500558-24-000004 · primary_doc.xml · nonDerivative · entry 1

SCHOENING DANNY ROBERT · CIK 0001500558 · Director · PRESIDENT & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 949,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.