OPFI

SEC source: 0000899243-21-038933 · doc4.xml · derivative · entry 1

SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

Underlying: Class A Common Stock · 18,484 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038954 · doc4.xml · derivative · entry 1

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,613

Underlying: Class A Common Stock · 61,613 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038955 · doc4.xml · derivative · entry 1

Johnson Pamela D. · CIK 0001874038 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,660

Underlying: Class A Common Stock · 16,660 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038953 · doc4.xml · derivative · entry 1

Shiven Shah · CIK 0001874032 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,935

Underlying: Class A Common Stock · 73,935 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038942 · doc4.xml · derivative · entry 1

Crawley Neville · CIK 0001874058 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,449

Underlying: Class A Common Stock · 246,449 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038939 · doc4.xml · derivative · entry 1

Kaplan Jared · CIK 0001874040 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,837

Underlying: Class A Common Stock · 184,837 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038935 · doc4.xml · derivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

Underlying: Class A Common Stock · 18,484 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038921 · doc4.xml · derivative · entry 1

Vennettilli David · CIK 0001873027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

Underlying: Class A Common Stock · 18,484 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038919 · doc4.xml · derivative · entry 1

Zeeman Gregory T · CIK 0001544218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

Underlying: Class A Common Stock · 18,484 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038910 · doc4.xml · derivative · entry 1

Moore Jocelyn · CIK 0001825006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

Underlying: Class A Common Stock · 18,484 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-038917 · doc4.xml · derivative · entry 1

Favilla Christina M · CIK 0001711487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

Underlying: Class A Common Stock · 18,484 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc., subject to the reporting person's continued service with the issuer and the terms of the Plan.

SEC source: 0000899243-21-030666 · doc4.xml · nonDerivative · entry 1

Schwartz Todd G. · CIK 0001873026 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By OppFi Shares, LLC

Disclosed balance after: 96,500,241

F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally.

F2 · kind: Reflects the surrender and cancellation of shares of Class V Common Stock to the Issuer in connection with an exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by a member thereof for shares of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F2 · price: Reflects the surrender and cancellation of shares of Class V Common Stock to the Issuer in connection with an exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by a member thereof for shares of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.

F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-21-029798 · doc4.xml · derivative · entry 2

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029798 · doc4.xml · derivative · entry 1

McKay Christopher J. · CIK 0001874705 · Chief Risk & Analytics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029797 · doc4.xml · derivative · entry 2

Hazday Salvador · CIK 0001874034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029797 · doc4.xml · derivative · entry 1

Hazday Salvador · CIK 0001874034 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029796 · doc4.xml · derivative · entry 2

Crawley Neville · CIK 0001874058 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029796 · doc4.xml · derivative · entry 1

Crawley Neville · CIK 0001874058 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029793 · doc4.xml · derivative · entry 2

Shiven Shah · CIK 0001874032 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029793 · doc4.xml · derivative · entry 1

Shiven Shah · CIK 0001874032 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029791 · doc4.xml · derivative · entry 2

Kaplan Jared · CIK 0001874040 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0000899243-21-029791 · doc4.xml · derivative · entry 1

Kaplan Jared · CIK 0001874040 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

F1 · derivative.expiration_date: Non-qualified stock options (the "Options") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan, of which 25% will vest upon the one year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject in each case to the reporting person's continued service with the issuer and certain acceleration provisions in the event of a change in control. The Options expire on the tenth anniversary of the date of grant, or earlier in the event of a separation from service with the issuer.

SEC source: 0001104659-21-088700 · tm2121275d1_4.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Represents 20,000 shares of Class A common stock included in 20,000 units purchased by Larry G. Swets, Jr. Each unit comprises one share of Class A common stock and one-half of one warrant.

F2 · price: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.40 to $11.50, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-21-046017 · tm2111933-3_4.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents 20,000 shares of Class A common stock included in 20,000 units purchased by Larry G. Swets, Jr. Each unit comprises one share of Class A common stock and one-half of one warrant.

F2 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.94 to $11.10, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-21-046016 · tm2111933-2_4.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 5,892

F1 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to 10.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-21-046013 · tm2111933-1_4.xml · nonDerivative · entry 2

BAQAR HASSAN · CIK 0001529638 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F3 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.17 to $10.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-21-046013 · tm2111933-1_4.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents 2,000 shares of Class A common stock included in 2,000 units purchased by Hassan R. Baqar. Each unit comprises one share of Class A common stock and one-half of one warrant.

F2 · price: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.98 to $11.09, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-21-046622 · tm2112161-1_4aseq1.xml · nonDerivative · entry 2

BAQAR HASSAN · CIK 0001529638 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F3 · price: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.17 to $10.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-21-046622 · tm2112161-1_4aseq1.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Represents 2,000 shares of Class A common stock included in 2,000 units purchased by Hassan R. Baqar. Each unit comprises one share of Class A common stock and one-half of one warrant.

F2 · price: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.98 to $11.09, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-21-046626 · tm2112161-3_4aseq1.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents 20,000 shares of Class A common stock included in 20,000 units purchased by Larry G. Swets, Jr. Each unit comprises one share of Class A common stock and one-half of one warrant.

F2 · price: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.94 to $11.10, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-21-046624 · tm2112161-2_4aseq1.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 5,892

F1 · price: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one-dollar price range. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.16 to 10.18, inclusive. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-20-115657 · tm2033169d4_4.xml · derivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By FG New America Investors LLC.

Disclosed balance after: 4,693,750

Underlying: Class A Common Stock · 525,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F1 · kind: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

F3 · ownership.nature: Held by the Sponsor. Mr. Swets is a manager of the Sponsor and has voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001104659-20-115656 · tm2033169d3_4.xml · derivative · entry 1

MOGLIA JOSEPH H · CIK 0001187586 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By FG New America Investors LLC.

Disclosed balance after: 4,693,750

Underlying: Class A Common Stock · 525,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F1 · kind: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

F3 · ownership.nature: Held by the Sponsor. Mr. Moglia is a manager of the Sponsor and has voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Moglia disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001104659-20-115655 · tm2033169d2_4.xml · derivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By FG New America Investors LLC.

Disclosed balance after: 4,693,750

Underlying: Class A Common Stock · 525,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F1 · kind: On October 14, 2020, FG New America Investors LLC (the "Sponsor") forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

F3 · ownership.nature: Held by the Sponsor. Mr. Cerminara is a manager of the Sponsor and has voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Cerminara disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001104659-20-115653 · tm2033169d1_4.xml · derivative · entry 1

FG New America Investors LLC · CIK 0001823446 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,693,750

Underlying: Class A Common Stock · 525,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 14, 2020, FG New America Investors LLC forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F1 · kind: On October 14, 2020, FG New America Investors LLC forfeited at no cost 525,000 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to exercise an option granted to them to cover over-allotments in part and not in full.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248429) (the "Registration Statement") and have no expiration date.

SEC source: 0001104659-20-111718 · tm2032258-4_4.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by FG New America Investors LLC.

Disclosed balance after: 462,500

F1 · kind: Consists of 462,500 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), purchased by FG New America Investors LLC for $10.00 per Private Placement Unit.

F2 · ownership.nature: Held by FG New America Investors LLC (the "Sponsor"). Mr. Swets is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Swets disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-20-111717 · tm2032258-3_4.xml · nonDerivative · entry 1

FG New America Investors LLC · CIK 0001823446 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,500

F1 · kind: Consists of 462,500 of the Issuer's Private Placement Units, as described under the heading "Description of Securities " in the Issuer's registration statement on Form S-1 (File No. 333-248429), purchased by the Reporting Person for $10.00 per Private Placement Unit.

SEC source: 0001104659-20-111715 · tm2032258-2_4.xml · nonDerivative · entry 1

MOGLIA JOSEPH H · CIK 0001187586 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by FG New America Investors LLC.

Disclosed balance after: 462,500

F1 · kind: Consists of 462,500 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), purchased by FG New America Investors LLC for $10.00 per Private Placement Unit.

F2 · ownership.nature: Held by FG New America Investors LLC (the "Sponsor"). Mr. Moglia is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Moglia disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-20-111714 · tm2032258-1_4.xml · nonDerivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by FG New America Investors LLC.

Disclosed balance after: 462,500

F1 · kind: Consists of 462,500 of the Issuer's Private Placement Units, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-248429), purchased by FG New America Investors LLC for $10.00 per Private Placement Unit.

F2 · ownership.nature: Held by FG New America Investors LLC (the "Sponsor"). Mr. Cerminara is a manager of the Sponsor and shares voting and investment discretion with respect to the shares of common stock held of record by the Sponsor. Mr. Cerminara disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.