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Opendoor Technologies Inc.

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4242
SEC CIK
0001801169
Parsed reports
336

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202611
Jun 202601
Jul 202601
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 4, 2023 23:30 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 25,647 $1.11 $28,586.15
Disclosure

SEC source: 0001801169-23-000005 · wf-form4_167287498253748.xml · nonDerivative · entry 1

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,555

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.0800 to $1.2300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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January 02, 2023 Filed Jan 4, 2023 18:30 UTC
WHEELER CARRIEChief Executive Officer
GrantCommon Stock 15,060,241 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000006 · wf-form4_167287501166940.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,059,823

F1 · shares: Represents 15,060,241 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-sixteenth of the total number of RSUs will vest on each quarterly anniversary following December 1, 2022, in each case subject to the Reporting Person's continued service to the Issuer.

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December 28, 2022 Filed Jan 11, 2023 00:47 UTC GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000008 · wf-form4_167339803954819.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,091,868

Read SEC document
December 21, 2022 Filed Dec 23, 2022 15:15 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 77,827 $1.22 $94,746.59
Disclosure

SEC source: 0001567619-22-021962 · doc1.xml · nonDerivative · entry 3

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583,202

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1300 to $1.3400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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December 20, 2022 Filed Dec 23, 2022 15:14 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021961 · doc1.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,910

F3 · shares: Represents 250,000 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-eighth of the total number of RSUs will vest on each quarterly anniversary following December 15, 2022, in each case subject to the Reporting Person's continued service to the Issuer.

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December 20, 2022 Filed Dec 23, 2022 15:14 UTC SaleCommon Stock 2,148 $1.26 $2,701.97
Disclosure

SEC source: 0001567619-22-021961 · doc1.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,910

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2500 to $1.2700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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December 20, 2022 Filed Dec 23, 2022 15:15 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 54,858 $1.32 $72,423.53
Disclosure

SEC source: 0001567619-22-021962 · doc1.xml · nonDerivative · entry 2

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661,029

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2700 to $1.3700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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December 16, 2022 Filed Dec 20, 2022 16:10 UTC
WHEELER CARRIEChief Executive Officer
SaleCommon Stock 131,063 $1.29 $168,678.08
Disclosure

SEC source: 0001567619-22-021863 · doc1.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,999,582

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2400 to $1.3700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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December 16, 2022 Filed Dec 20, 2022 21:06 UTC SaleCommon Stock 6,494 $1.29 $8,357.78
Disclosure

SEC source: 0001567619-22-021862 · doc1.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,058

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.2400 to $1.3700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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December 12, 2022 Filed Dec 14, 2022 01:04 UTC SaleCommon Stock 100,000 $1.30 $129,900.00
Disclosure

SEC source: 0001801169-22-000120 · wf-form4_167097981931240.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,591,868

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.290 to $1.310, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3 · balance_after: Reflects the forfeiture for no consideration of 3,059,161 unvested restricted stock units in connection with the Reporting Person's resignation as the Chief Executive Officer of the Issuer.

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November 16, 2022 Filed Nov 18, 2022 17:23 UTC SaleCommon Stock 151,030 $1.92 $289,992.70
Disclosure

SEC source: 0001801169-22-000118 · wf-form4_166881018453523.xml · nonDerivative · entry 1

Low Ah Kee Andrew · CIK 0001727319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367,016

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.880 to $1.990, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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November 16, 2022 Filed Nov 18, 2022 22:22 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 67,629 $1.92 $129,854.44
Disclosure

SEC source: 0001801169-22-000117 · wf-form4_166881015240262.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,751,029

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.880 to $1.990, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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November 15, 2022 Filed Nov 16, 2022 22:19 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 87,828 $2.00 $176,077.57
Disclosure

SEC source: 0001801169-22-000114 · wf-form4_166863714905378.xml · nonDerivative · entry 1

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,735,887

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9100 to $2.0600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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November 14, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 180,288 $1.92 $346,152.96
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 12

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 6,597,680

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $2.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

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November 14, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 34,825 $1.92 $66,864.00
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 11

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 286,140

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $2.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held of record by GGV Entrepreneurs. As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

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November 14, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 948,913 $1.92 $1,821,912.96
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 10

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 7,796,767

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.86 to $2.08 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by GGV V LP. As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

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November 11, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 281,118 $2.04 $573,480.72
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 9

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 6,777,968

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

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November 11, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 54,301 $2.04 $110,774.04
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 8

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 320,965

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held of record by GGV Entrepreneurs. As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

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November 11, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 1,479,607 $2.04 $3,018,398.28
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 7

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 8,745,680

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by GGV V LP. As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 23:59 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 100,000 $1.71 $170,840.00
Disclosure

SEC source: 0001801169-22-000110 · wf-form4_166812473690485.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,818,658

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.660 to $1.735, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 194,228 $1.79 $347,668.12
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 6

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 7,059,086

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $2.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 37,517 $1.79 $67,155.43
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 5

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 375,266

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $2.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.nature: The shares are held of record by GGV Entrepreneurs. As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 1,022,279 $1.79 $1,829,879.41
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 4

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 10,225,287

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $2.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held of record by GGV V LP. As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 77,442 $1.50 $116,163.00
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 3

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 7,253,314

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 14,959 $1.50 $22,438.50
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 2

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 412,783

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: The number of shares reported as beneficially owned gives effect to pro rata distributions in kind effected by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs") to its general partner and limited partners for no additional consideration, subsequent to the Reporting Person's most recent filing, which transactions were exempt from reporting pursuant to Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act.

F5 · ownership.nature: The shares are held of record by GGV Entrepreneurs. As a managing member of GGV V LLC, the general partner of GGV Entrepreneurs, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

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November 09, 2022 Filed Nov 14, 2022 19:07 UTC SaleCommon Stock 407,599 $1.50 $611,398.50
Disclosure

SEC source: 0001801169-22-000112 · wf-form4_166847077856909.xml · nonDerivative · entry 1

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 11,247,566

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The number of shares reported as beneficially owned gives effect to pro rata distributions in kind of shares of Common Stock by GGV Capital V L.P. ("GGV V LP") to its general partner and limited partners for no additional consideration, subsequent to the Reporting Person's most recent filing, which transactions were exempt from reporting pursuant to Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act.

F3 · ownership.nature: The shares are held of record by GGV V LP. As a managing member of GGV Capital V L.L.C. ("GGV V LLC"), the general partner of GGV V LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.

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October 19, 2022 Filed Oct 19, 2022 23:04 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 24,831 $2.31 $57,391.89
Disclosure

SEC source: 0001801169-22-000102 · wf-form4_166622061924138.xml · nonDerivative · entry 3

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823,715

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.2800 to $2.3350, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 18, 2022 Filed Oct 19, 2022 23:04 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 56,489 $2.60 $146,916.59
Disclosure

SEC source: 0001801169-22-000102 · wf-form4_166622061924138.xml · nonDerivative · entry 2

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848,546

F3 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5100 to $2.6750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 18, 2022 Filed Oct 19, 2022 23:03 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 170,320 $2.60 $442,968.26
Disclosure

SEC source: 0001801169-22-000101 · wf-form4_166622059006001.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,918,658

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5100 to $2.6750, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 17, 2022 Filed Oct 19, 2022 23:04 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 87,828 $2.52 $221,106.99
Disclosure

SEC source: 0001801169-22-000102 · wf-form4_166622061924138.xml · nonDerivative · entry 1

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905,035

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3300 to $2.6500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 11, 2022 Filed Oct 12, 2022 21:40 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 7,724 $3.00 $23,172.00
Disclosure

SEC source: 0001801169-22-000097 · wf-form4_166561078981804.xml · nonDerivative · entry 2

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,088,978

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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October 10, 2022 Filed Oct 12, 2022 21:40 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 100,000 $2.78 $277,860.00
Disclosure

SEC source: 0001801169-22-000097 · wf-form4_166561078981804.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096,702

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.74 to $2.845, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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October 07, 2022 Filed Oct 12, 2022 21:40 UTC
Schaub SydneyChief Legal Officer
GrantCommon Stock 1,558,441 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000098 · wf-form4_166561082653907.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,441

F1 · shares: Represents an award of 1,558,441 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third of the total number of RSUs will vest on September 15, 2023 and thereafter one-twelfth of the total number of RSUs will vest in quarterly installments over the next eight subsequent quarters, in each case subject to the Reporting Person's continued service to the Issuer.

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September 16, 2022 Filed Sep 20, 2022 16:47 UTC SaleCommon Stock 115,378 $4.06 $468,988.49
Disclosure

SEC source: 0001801169-22-000094 · wf-form4_166370682505460.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130,645

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0639 to $4.1112, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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August 17, 2022 Filed Aug 19, 2022 16:30 UTC SaleCommon Stock 183,782 $5.27 $967,612.23
Disclosure

SEC source: 0001801169-22-000089 · wf-form4_166094102696820.xml · nonDerivative · entry 1

Low Ah Kee Andrew · CIK 0001727319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,518,046

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.13 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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August 17, 2022 Filed Aug 19, 2022 20:30 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 82,288 $5.27 $433,246.32
Disclosure

SEC source: 0001801169-22-000088 · wf-form4_166094100961167.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,196,702

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.13 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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August 11, 2022 Filed Aug 15, 2022 19:14 UTC GiftCommon Stock 12,277 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000085 · wf-form4_166060499414204.xml · nonDerivative · entry 1

JAFFE JONATHAN M · CIK 0001245946 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Len X, LLC

Disclosed balance after: 25,543

F1 · shares: Represents a transfer of shares by the Reporting Person, without consideration, to Len X, LLC.

F2 · ownership.nature: The reported shares are owned by Len X, LLC, a wholly-owned subsidiary of Lennar Corporation of which the Reporting Person is the Co-Chief Executive Officer and Co-President and member of the board of directors. The reporting person is a minority shareholder of Lennar Corporation, owning less than one percent of Lennar Corporation's outstanding shares. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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July 21, 2022 Filed Dec 23, 2022 15:15 UTC
Morillo DanielChief Investment Officer
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021962 · doc1.xml · nonDerivative · entry 1

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,887

Read SEC document
July 18, 2022 Filed Jul 20, 2022 23:28 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 166,311 $5.26 $875,344.69
Disclosure

SEC source: 0001801169-22-000068 · wf-form4_165835966581646.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,278,990

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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July 18, 2022 Filed Jul 20, 2022 23:27 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 55,157 $5.26 $290,307.84
Disclosure

SEC source: 0001801169-22-000067 · wf-form4_165835964489702.xml · nonDerivative · entry 1

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992,863

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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June 16, 2022 Filed Jun 21, 2022 19:01 UTC SaleCommon Stock 121,094 $4.53 $548,955.43
Disclosure

SEC source: 0001801169-22-000064 · wf-form4_165585245956942.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,246,023

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.3499 to $4.5548, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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May 25, 2022 Filed May 27, 2022 22:50 UTC GrantCommon Stock 25,543 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000060 · wf-form4_165369178929787.xml · nonDerivative · entry 1

Herman Cipora · CIK 0001688082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,033

F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer.

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May 25, 2022 Filed May 27, 2022 18:49 UTC GrantCommon Stock 25,543 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000057 · wf-form4_165369172883721.xml · nonDerivative · entry 1

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,915

F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer.

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May 25, 2022 Filed May 27, 2022 18:50 UTC GrantCommon Stock 25,543 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000061 · wf-form4_165369181431250.xml · nonDerivative · entry 1

JAFFE JONATHAN M · CIK 0001245946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,820

F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer.

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May 25, 2022 Filed May 27, 2022 22:50 UTC
KILAR JASONDirector
GrantCommon Stock 25,543 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000062 · wf-form4_165369183911671.xml · nonDerivative · entry 1

KILAR JASON · CIK 0001239764 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,253

F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer.

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May 25, 2022 Filed May 27, 2022 22:49 UTC GrantCommon Stock 25,543 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000059 · wf-form4_165369176857512.xml · nonDerivative · entry 1

Rice E. John Jr · CIK 0001503875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,199

F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer.

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May 25, 2022 Filed May 27, 2022 22:49 UTC
Bain AdamDirector
GrantCommon Stock 25,543 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000058 · wf-form4_165369175114521.xml · nonDerivative · entry 1

Bain Adam · CIK 0001590850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,913

F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer.

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May 25, 2022 Filed May 27, 2022 22:48 UTC
Keffer PueoDirector
GrantCommon Stock 25,543 $0.00 $0.00
Disclosure

SEC source: 0001801169-22-000056 · wf-form4_165369169193860.xml · nonDerivative · entry 1

Keffer Pueo · CIK 0001837068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,787

F1 · shares: Represents an award of 25,543 restricted stock units ("RSUs") subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in a single installment on the earlier to occur of (a) the Issuer's next annual meeting of stockholders and (b) May 25, 2023, in each case subject to the Reporting Person's continued service to the Issuer.

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May 17, 2022 Filed May 19, 2022 19:22 UTC SaleCommon Stock 157,742 $7.22 $1,138,250.50
Disclosure

SEC source: 0001801169-22-000044 · wf-form4_165300250611874.xml · nonDerivative · entry 1

Low Ah Kee Andrew · CIK 0001727319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701,828

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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May 17, 2022 Filed May 19, 2022 23:22 UTC
Wu Eric Chung-WeiDirector · CEO
SaleCommon Stock 70,632 $7.22 $509,673.45
Disclosure

SEC source: 0001801169-22-000045 · wf-form4_165300252296251.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,445,301

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.