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Opendoor Technologies Inc.

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4242
SEC CIK
0001801169
Parsed reports
336

Last 12 months

Inside the activity.

3 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202611
Jun 202601
Jul 202601
Aug 202610
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2023 Filed Sep 19, 2023 23:05 UTC
Schaub SydneyChief Legal Officer
SaleCommon Stock 262,990 $3.24 $850,772.65
Disclosure

SEC source: 0001801169-23-000112 · wk-form4_1695164729.xml · nonDerivative · entry 1

Schaub Sydney · CIK 0001944295 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,300,451

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3 · balance_after: Includes 5,000 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2023.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 22:14 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 88,142 $3.50 $308,435.30
Disclosure

SEC source: 0001801169-23-000107 · wk-form4_1695075264.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,740,807

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.42 to $3.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 11, 2023 Filed Sep 13, 2023 20:26 UTC SaleCommon Stock 500,000 $3.76 $1,880,450.00
Disclosure

SEC source: 0001801169-23-000105 · wk-form4_1694636770.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,579,420

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person's Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.68 to $3.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 05, 2023 Filed Sep 7, 2023 23:06 UTC SaleCommon Stock 22,017 $3.89 $85,602.10
Disclosure

SEC source: 0001801169-23-000103 · wk-form4_1694127958.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 704,736

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.74 to $4.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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September 05, 2023 Filed Sep 7, 2023 23:06 UTC SaleCommon Stock 3,207 $3.83 $12,286.66
Disclosure

SEC source: 0001801169-23-000103 · wk-form4_1694127958.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 726,753

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 6, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.74 to $4.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3 · balance_after: Includes 5,000 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2023.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 23:27 UTC SaleCommon Stock 51,256 $3.42 $175,310.90
Disclosure

SEC source: 0001801169-23-000101 · wk-form4_1692228445.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,079,420

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.36 to $3.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 20:30 UTC SaleCommon Stock 500,000 $3.43 $1,716,900.00
Disclosure

SEC source: 0001801169-23-000099 · wk-form4_1691699421.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,130,676

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person's Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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July 17, 2023 Filed Jul 19, 2023 21:11 UTC SaleCommon Stock 977 $4.35 $4,248.39
Disclosure

SEC source: 0001801169-23-000093 · wk-form4_1689801052.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,960

F1 · kind: The sale was effected pursuant to a mandatory sell-to-cover program implemented by the compensation committee of the board of directors of the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.275 to $4.490, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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July 17, 2023 Filed Jul 19, 2023 21:11 UTC SaleCommon Stock 5,515 $4.35 $23,980.32
Disclosure

SEC source: 0001801169-23-000093 · wk-form4_1689801052.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,937

F1 · kind: The sale was effected pursuant to a mandatory sell-to-cover program implemented by the compensation committee of the board of directors of the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.275 to $4.490, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 21:10 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 12,040 $4.35 $52,353.53
Disclosure

SEC source: 0001801169-23-000092 · wk-form4_1689801029.xml · nonDerivative · entry 2

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,828,949

F1 · kind: The sale was effected pursuant to a mandatory sell-to-cover program implemented by the compensation committee of the board of directors of the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.275 to $4.490, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 21:10 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 27,539 $4.35 $119,745.08
Disclosure

SEC source: 0001801169-23-000092 · wk-form4_1689801029.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,840,989

F1 · kind: The sale was effected pursuant to a mandatory sell-to-cover program implemented by the compensation committee of the board of directors of the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.275 to $4.490, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
July 10, 2023 Filed Jul 11, 2023 20:06 UTC SaleCommon Stock 500,000 $3.84 $1,921,150.00
Disclosure

SEC source: 0001801169-23-000089 · wk-form4_1689106009.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,630,676

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person's Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.73 to $3.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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June 15, 2023 Filed Jun 20, 2023 19:17 UTC
WHEELER CARRIEChief Executive Officer
SaleCommon Stock 598,939 $2.85 $1,708,114.13
Disclosure

SEC source: 0001801169-23-000085 · wk-form4_1687303057.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,955,118

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7650 to $2.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:19 UTC SaleCommon Stock 21,496 $2.85 $61,304.44
Disclosure

SEC source: 0001801169-23-000086 · wk-form4_1687303153.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 731,452

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7650 to $2.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:19 UTC SaleCommon Stock 823 $2.85 $2,347.03
Disclosure

SEC source: 0001801169-23-000086 · wk-form4_1687303153.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,948

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7650 to $2.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:16 UTC
Meyer Megan D.President, Sell Direct & Svcs.
SaleCommon Stock 46,313 $2.85 $132,080.04
Disclosure

SEC source: 0001801169-23-000084 · wk-form4_1687302998.xml · nonDerivative · entry 1

Meyer Megan D. · CIK 0001975228 · President, Sell Direct & Svcs.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,868,528

F1 · kind: The sale was effected pursuant to a mandatory sell-to-cover program implemented by the compensation committee of the board of directors of the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7650 to $2.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:50 UTC GrantCommon Stock 92,166 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000079 · wk-form4_1686948614.xml · nonDerivative · entry 1

Herman Cipora · CIK 0001688082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,128

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 16:47 UTC GrantCommon Stock 92,166 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000075 · wk-form4_1686948452.xml · nonDerivative · entry 1

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,917

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 16:47 UTC GrantCommon Stock 92,166 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000074 · wk-form4_1686948413.xml · nonDerivative · entry 1

JAFFE JONATHAN M · CIK 0001245946 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Len X, LLC

Disclosed balance after: 117,709

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

F2 · ownership.nature: The reported shares are owned by Len X, LLC, a wholly-owned subsidiary of Lennar Corporation of which the Reporting Person is the Co-Chief Executive Officer and Co-President and member of the board of directors. The reporting person is a minority shareholder of Lennar Corporation, owning less than one percent of Lennar Corporation's outstanding shares. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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June 14, 2023 Filed Jun 16, 2023 20:46 UTC
KILAR JASONDirector
GrantCommon Stock 92,166 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000073 · wk-form4_1686948353.xml · nonDerivative · entry 1

KILAR JASON · CIK 0001239764 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,419

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:48 UTC GrantCommon Stock 92,166 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000076 · wk-form4_1686948495.xml · nonDerivative · entry 1

Rice E. John Jr · CIK 0001503875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,713

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:51 UTC
Bain AdamDirector
GrantCommon Stock 92,166 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000080 · wk-form4_1686948654.xml · nonDerivative · entry 1

Bain Adam · CIK 0001590850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,404

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:49 UTC
Keffer PueoDirector
GrantCommon Stock 92,166 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000077 · wk-form4_1686948558.xml · nonDerivative · entry 1

Keffer Pueo · CIK 0001837068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,464

F1 · shares: Represents an equal number of restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy and subject to time-based vesting. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs fully vest on the earlier to occur of (a) the date of the Issuer's next annual meeting of stockholders or (b) June 14, 2024, in each case subject to the Reporting Person's continued service to the Issuer as a non-employee director through the applicable vesting date.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:39 UTC SaleCommon Stock 500,000 $2.51 $1,253,450.00
Disclosure

SEC source: 0001801169-23-000063 · wk-form4_1686688737.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,130,676

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person?s Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.645, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 23:45 UTC SaleCommon Stock 1,500,000 $2.40 $3,594,750.00
Disclosure

SEC source: 0001801169-23-000061 · wk-form4_1686267944.xml · nonDerivative · entry 3

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,630,676

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.515, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:45 UTC SaleCommon Stock 1,500,000 $2.39 $3,581,400.00
Disclosure

SEC source: 0001801169-23-000061 · wk-form4_1686267944.xml · nonDerivative · entry 2

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,130,676

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:45 UTC SaleCommon Stock 1,500,000 $2.40 $3,598,200.00
Disclosure

SEC source: 0001801169-23-000061 · wk-form4_1686267944.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,630,676

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.225 to $2.505, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 00:08 UTC SaleCommon Stock 1,500,000 $2.36 $3,540,000.00
Disclosure

SEC source: 0001801169-23-000059 · wk-form4_1686010095.xml · nonDerivative · entry 3

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,130,676

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person?s Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 00:08 UTC SaleCommon Stock 1,500,000 $2.53 $3,799,200.00
Disclosure

SEC source: 0001801169-23-000059 · wk-form4_1686010095.xml · nonDerivative · entry 2

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,630,676

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person?s Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.43 to $2.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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June 01, 2023 Filed Jun 6, 2023 00:08 UTC SaleCommon Stock 1,500,000 $2.60 $3,893,550.00
Disclosure

SEC source: 0001801169-23-000059 · wk-form4_1686010095.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,130,676

F1 · kind: This sale was effected pursuant to an amendment to the Reporting Person?s Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.425 to $2.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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May 15, 2023 Filed May 17, 2023 20:23 UTC SaleCommon Stock 49,082 $1.94 $95,302.52
Disclosure

SEC source: 0001801169-23-000057 · wf-form4_168435497472147.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,630,676

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.855 to $2.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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April 18, 2023 Filed Apr 19, 2023 22:19 UTC SaleCommon Stock 3,456 $1.66 $5,729.01
Disclosure

SEC source: 0001801169-23-000048 · wf-form4_168194276722540.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,771

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

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April 17, 2023 Filed Apr 19, 2023 22:19 UTC SaleCommon Stock 14,532 $1.68 $24,374.52
Disclosure

SEC source: 0001801169-23-000048 · wf-form4_168194276722540.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 757,227

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 "sell to cover" election made by the Reporting Person for the sole purpose to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted restricted stock awards. This sale does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.645 to $1.710, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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April 03, 2023 Filed Apr 5, 2023 21:50 UTC SaleCommon Stock 6,296 $1.73 $10,892.08
Disclosure

SEC source: 0001801169-23-000046 · wf-form4_168073143249546.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 771,759

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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March 15, 2023 Filed Mar 17, 2023 16:12 UTC
WHEELER CARRIEChief Executive Officer
SaleCommon Stock 112,066 $1.52 $170,205.84
Disclosure

SEC source: 0001801169-23-000043 · wf-form4_167908394097049.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,554,057

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3300 to $1.6000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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March 15, 2023 Filed Mar 17, 2023 20:12 UTC SaleCommon Stock 21,648 $1.52 $32,878.98
Disclosure

SEC source: 0001801169-23-000044 · wf-form4_167908396388427.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,055

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3300 to $1.6000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3 · balance_after: Includes 1,000 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2023.

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March 01, 2023 Filed Mar 3, 2023 16:03 UTC
WHEELER CARRIEChief Executive Officer
SaleCommon Stock 394,700 $1.36 $535,173.73
Disclosure

SEC source: 0001801169-23-000038 · wf-form4_167787738327727.xml · nonDerivative · entry 1

WHEELER CARRIE · CIK 0001126013 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,666,123

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3200 to $1.3576, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3 · balance_after: Includes 1,000 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2023.

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February 24, 2023 Filed Feb 28, 2023 23:26 UTC GrantCommon Stock 44,929 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000036 · wf-form4_167762673722081.xml · nonDerivative · entry 1

Herman Cipora · CIK 0001688082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,962

F1 · shares: These restricted stock units were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $70,000.00.

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February 24, 2023 Filed Feb 28, 2023 18:02 UTC GrantCommon Stock 41,720 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000032 · wf-form4_167762530210508.xml · nonDerivative · entry 1

Solomon Glenn · CIK 0001479296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,751

F1 · shares: These restricted stock units were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $65,000.00.

F2 · balance_after: Gives effect to the transfer of 1,488 shares to GGV Capital LLC ("GGV Capital") for no consideration subsequent to the Reporting Person's most recent filing, which shares were previously held for the benefit of GGV Capital.

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February 24, 2023 Filed Feb 28, 2023 23:25 UTC GrantCommon Stock 51,348 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000035 · wf-form4_167762667350752.xml · nonDerivative · entry 1

Rice E. John Jr · CIK 0001503875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,547

F1 · shares: These restricted stock units were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $80,000.00.

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February 24, 2023 Filed Feb 28, 2023 23:23 UTC
Bain AdamDirector
GrantCommon Stock 43,325 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000033 · wf-form4_167762661530819.xml · nonDerivative · entry 1

Bain Adam · CIK 0001590850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,238

F1 · shares: These restricted stock units were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $67,500.00.

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February 24, 2023 Filed Feb 28, 2023 23:24 UTC
Keffer PueoDirector
GrantCommon Stock 38,511 $0.00 $0.00
Disclosure

SEC source: 0001801169-23-000034 · wf-form4_167762664257873.xml · nonDerivative · entry 1

Keffer Pueo · CIK 0001837068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,298

F1 · shares: These restricted stock units were issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Plan in lieu of retainer fees of $60,000.00.

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February 15, 2023 Filed Feb 18, 2023 00:25 UTC SaleCommon Stock 52,335 $2.26 $118,161.96
Disclosure

SEC source: 0001801169-23-000018 · wf-form4_167667991406463.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,679,758

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1600 to $2.3400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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February 10, 2023 Filed Feb 14, 2023 01:19 UTC SaleCommon Stock 100,000 $1.92 $191,930.00
Disclosure

SEC source: 0001801169-23-000016 · wf-form4_167633756631503.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,732,093

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.880 to $1.950, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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February 02, 2023 Filed Feb 3, 2023 23:25 UTC
Morillo DanielChief Investment Officer
SaleCommon Stock 182,377 $2.85 $519,500.88
Disclosure

SEC source: 0001801169-23-000014 · wf-form4_167546673749443.xml · nonDerivative · entry 1

Morillo Daniel · CIK 0001840675 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,178

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5800 to $3.0000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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February 02, 2023 Filed Feb 3, 2023 23:25 UTC SaleCommon Stock 411,216 $3.01 $1,238,582.59
Disclosure

SEC source: 0001801169-23-000013 · wf-form4_167546672106184.xml · nonDerivative · entry 1

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,832,093

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.000 to $3.040, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3 · balance_after: Includes the transfer of 2,251,441 shares by the GRAT on January 20, 2023 in satisfaction of the GRAT's annuity obligation.

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January 18, 2023 Filed Jan 19, 2023 23:34 UTC SaleCommon Stock 4,647 $1.64 $7,624.80
Disclosure

SEC source: 0001801169-23-000010 · wf-form4_167417123920319.xml · nonDerivative · entry 2

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,703

F3 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6200 to $1.6700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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January 17, 2023 Filed Jan 19, 2023 23:34 UTC SaleCommon Stock 25,264 $1.67 $42,248.99
Disclosure

SEC source: 0001801169-23-000010 · wf-form4_167417123920319.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,350

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5700 to $1.7600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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January 10, 2023 Filed Jan 11, 2023 00:47 UTC SaleCommon Stock 100,000 $1.22 $121,900.00
Disclosure

SEC source: 0001801169-23-000008 · wf-form4_167339803954819.xml · nonDerivative · entry 2

Wu Eric Chung-Wei · CIK 0001836811 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,991,868

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.170 to $1.240, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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January 03, 2023 Filed Jan 4, 2023 23:29 UTC SaleCommon Stock 6,296 $1.18 $7,429.28
Disclosure

SEC source: 0001801169-23-000004 · wf-form4_167287496114893.xml · nonDerivative · entry 1

Schwartz Christina · CIK 0001957238 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,614

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.