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OOMA

OOMA INC

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2473
SEC CIK
0001327688
Parsed reports
569

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202605
Jul 202605
Aug 202603
Sep 2026011
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2017 Filed Feb 16, 2017 02:20 UTC
STANG ERIC BDirector · CEO and Pres.
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-011314 · doc4.xml · derivative · entry 3

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-02-13

F3 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 02:23 UTC
Gustke James A.Vice President of Marketing
GrantEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-011317 · doc4.xml · derivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-02-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 02:22 UTC
Jackson Spencer D.VP, General Counsel & Sec.
GrantEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-011316 · doc4.xml · derivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-02-13

F3 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 17:27 UTC Amendment
Narula RaviChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 13,750 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-022360 · doc4a.xml · derivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires 2027-02-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 17:27 UTC Amendment
Narula RaviChief Financial Officer
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022360 · doc4a.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,000

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 21:29 UTC Amendment
STANG ERIC BDirector · CEO and Pres.
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-022363 · doc4a.xml · derivative · entry 3

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-02-13

F3 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 21:29 UTC Amendment
STANG ERIC BDirector · CEO and Pres.
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022363 · doc4a.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,704

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 21:25 UTC Amendment
Jackson Spencer D.VP, General Counsel & Sec.
GrantEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-022357 · doc4a.xml · derivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-02-13

F3 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 21:25 UTC Amendment
Jackson Spencer D.VP, General Counsel & Sec.
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022357 · doc4a.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,045

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 21:23 UTC Amendment
Gustke James A.Vice President of Marketing
GrantEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-022356 · doc4a.xml · derivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-02-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
February 13, 2017 Filed Mar 22, 2017 21:23 UTC Amendment
Gustke James A.Vice President of Marketing
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022356 · doc4a.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,327

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
January 20, 2017 Filed Jan 25, 2017 00:31 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 6,000 $9.06 $54,333.00
Disclosure

SEC source: 0001209191-17-005423 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,327

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $9.00 to $9.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 19:29 UTC
WEI JAMESDirector · 10% owner
Orsak Michael10% owner
Tanaka Susumu10% owner
SaleCommon Stock 2,799,531 $8.30 $23,236,107.30
Disclosure

SEC source: 0001209191-17-004994 · doc4.xml · nonDerivative · entry 3

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

WEI JAMES · CIK 0001167196 · Director · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology Partners IV, L.P.

Disclosed balance after: 2,935,884

F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017.

F4 · ownership.nature: Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 19:29 UTC
WEI JAMESDirector · 10% owner
Orsak Michael10% owner
Tanaka Susumu10% owner
SaleCommon Stock 454,814 $8.30 $3,774,956.20
Disclosure

SEC source: 0001209191-17-004994 · doc4.xml · nonDerivative · entry 2

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

WEI JAMES · CIK 0001167196 · Director · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology International IV, L.P.

Disclosed balance after: 476,965

F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017.

F3 · ownership.nature: Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 19:29 UTC
WEI JAMESDirector · 10% owner
Orsak Michael10% owner
Tanaka Susumu10% owner
SaleCommon Stock 20,655 $8.30 $171,436.50
Disclosure

SEC source: 0001209191-17-004994 · doc4.xml · nonDerivative · entry 1

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

WEI JAMES · CIK 0001167196 · Director · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Strategic Partners IV, L.P.

Disclosed balance after: 21,661

F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 19:29 UTC
WEI JAMESDirector · 10% owner
SaleCommon Stock 3,275,000 $8.30 $27,182,500.00
Disclosure

SEC source: 0001209191-17-004993 · doc4.xml · nonDerivative · entry 1

WEI JAMES · CIK 0001167196 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities associated with Worldview Technology Partners

Disclosed balance after: 3,275,000

F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC (the "Purchaser"), Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Purchase Agreement"). The Transaction closed on January 19, 2017.

F2 · shares: Pursuant to the Purchase Agreement, Worldview Technology Partners IV, L.P. sold to the Purchaser 2,799,531 shares of Common Stock of the Issuer, Worldview Technology International IV, L.P. sold to the Purchaser 454,814 shares of Common Stock of the Issuer and Worldview Strategic Partners IV, L.P sold to the Purchaser 20,655 shares of Common Stock of the Issuer.

F3 · ownership.direct: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a managing member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.

Read SEC document
December 27, 2016 Filed Mar 17, 2017 21:32 UTC
Jackson Spencer D.VP, General Counsel & Sec.
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021502 · doc5.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,045

Read SEC document
December 20, 2016 Filed Dec 22, 2016 01:27 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 6,000 $8.88 $53,255.40
Disclosure

SEC source: 0001209191-16-156389 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,327

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $8.80 to $9.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 22:59 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 1,235 $9.20 $11,362.00
Disclosure

SEC source: 0001209191-16-155991 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,045

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 15, 2016 Filed Jan 4, 2018 21:22 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 4,760 $9.35 $44,506.00
Disclosure

SEC source: 0001209191-18-002277 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,399

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2016 Filed Jan 5, 2018 02:17 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 1,432 $9.35 $13,389.20
Disclosure

SEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,468

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2016 Filed Jan 5, 2018 02:19 UTC
Jackson Spencer D.VP, General Counsel & Sec.
Tax withholdingCommon Stock 1,578 $9.35 $14,754.30
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,643

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
December 15, 2016 Filed Mar 7, 2018 01:29 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 8,401 $9.35 $78,549.35
Disclosure

SEC source: 0001209191-18-017546 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,624

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 01:26 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 6,000 $8.97 $53,824.80
Disclosure

SEC source: 0001209191-16-151813 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,327

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $8.95 to $9.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
October 20, 2016 Filed Oct 24, 2016 21:30 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 6,000 $8.55 $51,323.40
Disclosure

SEC source: 0001209191-16-146784 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,327

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $8.50 to $8.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 01:22 UTC
Mann RussellDirector
SaleCommon Stock 27,000 $8.80 $237,664.80
Disclosure

SEC source: 0001209191-16-143784 · doc4.xml · nonDerivative · entry 1

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,974

F1 · price: The range of prices for the shares of Common Stock is from $8.90 to $8.802. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 20:53 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 1,500 $9.00 $13,500.00
Disclosure

SEC source: 0001209191-16-143663 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,280

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 21:11 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 5,836 $9.11 $53,180.55
Disclosure

SEC source: 0001209191-16-142506 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,327

F3 · price: The range of prices for the shares of Common Stock is from $9.05 to $9.15. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:11 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 6,000 $9.01 $54,064.20
Disclosure

SEC source: 0001209191-16-142506 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,163

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $9 to $9.06. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 19, 2016 Filed Sep 19, 2016 22:03 UTC
Gustke James A.Vice President of Marketing
SaleCommon Stock 4,000 $9.01 $36,059.60
Disclosure

SEC source: 0001209191-16-142061 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,163

F2 · price: The range of prices for the shares of Common Stock is from $9 to $9.09. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 22:05 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 9,720 $9.02 $87,662.74
Disclosure

SEC source: 0001209191-16-142062 · doc4.xml · nonDerivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,780

F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:07 UTC
Narula RaviChief Financial Officer
GrantCommon Stock 3,000 $5.01 $15,030.00
Disclosure

SEC source: 0001209191-16-142063 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,000

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 22:05 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 3,000 $9.33 $27,995.10
Disclosure

SEC source: 0001209191-16-142062 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,500

F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $9.28 to $9.39. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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September 15, 2016 Filed Sep 19, 2016 22:05 UTC
Jackson Spencer D.VP, General Counsel & Sec.
GrantCommon Stock 3,000 $5.01 $15,030.00
Disclosure

SEC source: 0001209191-16-142062 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,500

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

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September 15, 2016 Filed Sep 19, 2016 22:03 UTC
Gustke James A.Vice President of Marketing
GrantCommon Stock 911 $5.01 $4,564.11
Disclosure

SEC source: 0001209191-16-142061 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,163

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

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September 15, 2016 Filed Jan 4, 2018 21:22 UTC
Narula RaviChief Financial Officer
Tax withholdingCommon Stock 13,971 $9.33 $130,349.43
Disclosure

SEC source: 0001209191-18-002277 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,159

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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September 15, 2016 Filed Jan 5, 2018 02:17 UTC
Gustke James A.Vice President of Marketing
Tax withholdingCommon Stock 10,789 $9.33 $100,661.37
Disclosure

SEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,900

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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September 15, 2016 Filed Jan 5, 2018 02:19 UTC
Jackson Spencer D.VP, General Counsel & Sec.
Tax withholdingCommon Stock 10,905 $9.33 $101,743.65
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,221

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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September 15, 2016 Filed Mar 7, 2018 01:29 UTC
STANG ERIC BDirector · CEO and Pres.
Tax withholdingCommon Stock 45,094 $9.33 $420,727.02
Disclosure

SEC source: 0001209191-18-017546 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,025

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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September 02, 2016 Filed Sep 6, 2016 21:27 UTC
Jackson Spencer D.VP, General Counsel & Sec.
SaleCommon Stock 2,000 $9.00 $18,000.00
Disclosure

SEC source: 0001209191-16-140159 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,500

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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September 30, 2015 Filed May 5, 2017 18:56 UTC
Narula RaviChief Financial Officer
GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030447 · doc4.xml · nonDerivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,200

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July 17, 2015 Filed May 5, 2017 18:56 UTC
Narula RaviChief Financial Officer
PurchaseCommon Stock 2,000 $13.00 $26,000.00
Disclosure

SEC source: 0001209191-17-030447 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,000

F1 · kind: Represents shares of common stock purchased by the Reporting Person as part of the Issuer's Directed Share Program, which allowed certain parties to purchase shares at $13.00, the initial public offering price, in connection with the Issuer's initial public offering.

F1 · price: Represents shares of common stock purchased by the Reporting Person as part of the Issuer's Directed Share Program, which allowed certain parties to purchase shares at $13.00, the initial public offering price, in connection with the Issuer's initial public offering.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.