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person · Reporting owner

Jackson Spencer D.

Disclosed activity across 2 companies

Tapewire entity
87794
SEC CIK
0001646143

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Getaround, IncGETR · Entity 36866General Counsel & SecretaryAugust 20, 2024September 04, 2024
OOMA INCOOMA · Entity 2473VP, General Counsel & Sec.September 15, 2018September 19, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Getaround, Inc

Report date August 20, 2024 · Filed September 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect406,627 Reported balance After 2024-08-20 transaction · row 1
1 source row

Row 1 · 2024-08-20 · Tax withholding · Disposed 7,806 · Balance 406,627

F1: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's Common Stock were withheld by the Issuer to satisfy tax obligations relating to the acquisition of shares of the Issuer's Common Stock in connection with the settlement of the vested portion of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's Common Stock were withheld by the Issuer to satisfy tax obligations relating to the acquisition of shares of the Issuer's Common Stock in connection with the settlement of the vested portion of restricted stock units.

OOMA INC

Report date September 15, 2018 · Filed September 19, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect99,962 Ending reported balance After 2018-09-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-09-15 · Tax withholding · Disposed 3,957 · Balance 99,341

F1: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Row 2 · 2018-09-15 · Grant · Acquired 621 · Balance 99,962

F2: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Common StockSEC Table I · non-derivativeIndirectBy Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA25,000 Reported balance Holding disclosure · report date 2018-09-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 25,000

F3: Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.

Filing footnotes · ownership attribution and instrument terms

F1: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

F2: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

F3: Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2024 Filed Sep 4, 2024 18:51 UTC Getaround, Inc GETR · Entity 36866 Tax withholdingCommon Stock 7,806 $0.05 $359.08
Disclosure

SEC source: 0000950170-24-103581 · ownership.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,627

F1 · kind: In an exempt transaction pursuant to Rule 16b-3(e), shares of the Issuer's Common Stock were withheld by the Issuer to satisfy tax obligations relating to the acquisition of shares of the Issuer's Common Stock in connection with the settlement of the vested portion of restricted stock units.

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June 12, 2024 Filed Jul 24, 2024 18:56 UTC Getaround, Inc GETR · Entity 36866 SaleCommon Stock 39,071 $0.15 $6,032.56
Disclosure

SEC source: 0000950170-24-086193 · ownership.xml · nonDerivative · entry 5

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,433

F3 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of the Restricted Stock Unit Agreement by and between the Issuer and the Reporting Person.

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June 10, 2024 Filed Jul 24, 2024 18:56 UTC Getaround, Inc GETR · Entity 36866 SaleCommon Stock 35,835 $0.15 $5,368.08
Disclosure

SEC source: 0000950170-24-086193 · ownership.xml · nonDerivative · entry 4

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,504

F3 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of the Restricted Stock Unit Agreement by and between the Issuer and the Reporting Person.

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June 06, 2024 Filed Jul 24, 2024 18:56 UTC Getaround, Inc GETR · Entity 36866 SaleCommon Stock 10,372 $0.16 $1,691.67
Disclosure

SEC source: 0000950170-24-086193 · ownership.xml · nonDerivative · entry 3

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,339

F3 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of the Restricted Stock Unit Agreement by and between the Issuer and the Reporting Person.

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January 18, 2024 Filed Jul 24, 2024 18:56 UTC Getaround, Inc GETR · Entity 36866 GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086193 · ownership.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,711

F2 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU vested as to 98,438 shares on February 15, 2024, and an additional 21,875 shares vested or will vest on the same day of every third month thereafter, until such time as the RSU is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.

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August 08, 2023 Filed Jul 24, 2024 18:56 UTC Getaround, Inc GETR · Entity 36866 GrantCommon Stock 109,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086193 · ownership.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,711

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU vested as to 36,333 shares on August 15, 2023, and an additional 27,250 shares vested or will vest on the same day of every third month thereafter, until such time as the RSU is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.

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December 13, 2022 Filed Dec 15, 2022 16:16 UTC Getaround, Inc GETR · Entity 36866 PurchaseCommon Stock 20,000 $1.40 $28,000.00
Disclosure

SEC source: 0001209191-22-061430 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 40,711

Read SEC document
December 08, 2022 Filed Dec 12, 2022 20:43 UTC Getaround, Inc GETR · Entity 36866 GrantEarnout Shares · Derivative 10,397 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-060826 · doc4.xml · derivative · entry 4

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 10,397

Underlying: Common Stock · 10,397 shares

Expires 2029-12-08

F4 · derivative.exercise_price: Upon consummation of the Business Combination, the Reporting Person received the right to acquire shares of Common Stock as follows if, at any time during the period following the Closing Date and expiring on the seventh anniversary of the Closing Date, the volume-weighted average price of Common Stock equals or exceeds the respective price for any 20 trading days within any 30 consecutive trading days: 10.0% of the Earnout Shares at $13.50; 10.0% of the Earnout Shares at $17.00; 13.3% of the Earnout Shares at $25.00; 16.7% of the Earnout Shares at $30.00; 16.7% of the Earnout Shares at $37.00; 16.7% of the Earnout Shares at $46.00; and 16.7% of the Earnout Shares at $55.00.

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Getaround, Inc. ("Legacy Getaround") in accordance with the terms of the Agreement and Plan of Merger dated as of May 11, 2022 (the "Merger Agreement"), by and among the Issuer (f/k/a InterPrivate II Acquisition Corp.), TMPST Merger Sub I, Inc., TMPST Merger Sub II, LLC and Legacy Getaround. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy Getaround common stock was entitled to receive 0.320253 shares of Common Stock and certain earnout shares of Common Stock ("Earnout Shares"). The Business Combination closed on December 8, 2022 (the "Closing Date").

F4 · derivative.exercise_date: Upon consummation of the Business Combination, the Reporting Person received the right to acquire shares of Common Stock as follows if, at any time during the period following the Closing Date and expiring on the seventh anniversary of the Closing Date, the volume-weighted average price of Common Stock equals or exceeds the respective price for any 20 trading days within any 30 consecutive trading days: 10.0% of the Earnout Shares at $13.50; 10.0% of the Earnout Shares at $17.00; 13.3% of the Earnout Shares at $25.00; 16.7% of the Earnout Shares at $30.00; 16.7% of the Earnout Shares at $37.00; 16.7% of the Earnout Shares at $46.00; and 16.7% of the Earnout Shares at $55.00.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 20:43 UTC Getaround, Inc GETR · Entity 36866 GrantStock Options · Derivative 238,909 Not disclosed Strike: $2.44 Not disclosed
Disclosure

SEC source: 0001209191-22-060826 · doc4.xml · derivative · entry 3

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,909

Underlying: Common Stock · 238,909 shares

Expires 2030-11-23

F3 · price: Received in connection with the Business Combination in exchange for options to acquire 746,000 shares of Legacy Getaround common stock for $0.78 per share. Includes unvested stock options, of which there were 136,108 as of the Closing Date, that vest in equal installments monthly until October 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

F3 · derivative.exercise_date: Received in connection with the Business Combination in exchange for options to acquire 746,000 shares of Legacy Getaround common stock for $0.78 per share. Includes unvested stock options, of which there were 136,108 as of the Closing Date, that vest in equal installments monthly until October 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 20:43 UTC Getaround, Inc GETR · Entity 36866 GrantStock Options · Derivative 134,506 Not disclosed Strike: $2.44 Not disclosed
Disclosure

SEC source: 0001209191-22-060826 · doc4.xml · derivative · entry 2

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,506

Underlying: Common Stock · 134,506 shares

Expires 2028-12-30

F2 · price: Received in connection with the Business Combination in exchange for options to acquire 420,000 shares of Legacy Getaround common stock for $0.78 per share. Includes unvested stock options, of which there were 20,176 as of the Closing Date, that vest in equal installments monthly until September 1, 2023, subject to the continuous service of the Reporting Person on each vesting date.

F2 · derivative.exercise_date: Received in connection with the Business Combination in exchange for options to acquire 420,000 shares of Legacy Getaround common stock for $0.78 per share. Includes unvested stock options, of which there were 20,176 as of the Closing Date, that vest in equal installments monthly until September 1, 2023, subject to the continuous service of the Reporting Person on each vesting date.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 20:43 UTC Getaround, Inc GETR · Entity 36866 GrantCommon Stock 20,711 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-060826 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 20,711

F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Getaround, Inc. ("Legacy Getaround") in accordance with the terms of the Agreement and Plan of Merger dated as of May 11, 2022 (the "Merger Agreement"), by and among the Issuer (f/k/a InterPrivate II Acquisition Corp.), TMPST Merger Sub I, Inc., TMPST Merger Sub II, LLC and Legacy Getaround. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy Getaround common stock was entitled to receive 0.320253 shares of Common Stock and certain earnout shares of Common Stock ("Earnout Shares"). The Business Combination closed on December 8, 2022 (the "Closing Date").

Read SEC document
December 08, 2022 Filed Feb 8, 2023 20:53 UTC Amendment Getaround, Inc GETR · Entity 36866 GrantEarnout Shares · Derivative 10,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-007935 · doc4a.xml · derivative · entry 1

Jackson Spencer D. · CIK 0001646143 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 10,479

Underlying: Common Stock · 10,479 shares

Expires 2029-12-08

F1 · derivative.exercise_price: Upon consummation of the Business Combination, the Reporting Person received the right to acquire shares of Common Stock as follows if, at any time during the period following the Closing Date and expiring on the seventh anniversary of the Closing Date, the volume-weighted average price of Common Stock equals or exceeds the respective price for any 20 trading days within any 30 consecutive trading days: 10.0% of the Earnout Shares at $13.50; 10.0% of the Earnout Shares at $17.00; 13.3% of the Earnout Shares at $25.00; 16.7% of the Earnout Shares at $30.00; 16.7% of the Earnout Shares at $37.00; 16.7% of the Earnout Shares at $46.00; and 16.7% of the Earnout Shares at $55.00.

F1 · price: Upon consummation of the Business Combination, the Reporting Person received the right to acquire shares of Common Stock as follows if, at any time during the period following the Closing Date and expiring on the seventh anniversary of the Closing Date, the volume-weighted average price of Common Stock equals or exceeds the respective price for any 20 trading days within any 30 consecutive trading days: 10.0% of the Earnout Shares at $13.50; 10.0% of the Earnout Shares at $17.00; 13.3% of the Earnout Shares at $25.00; 16.7% of the Earnout Shares at $30.00; 16.7% of the Earnout Shares at $37.00; 16.7% of the Earnout Shares at $46.00; and 16.7% of the Earnout Shares at $55.00.

F1 · derivative.exercise_date: Upon consummation of the Business Combination, the Reporting Person received the right to acquire shares of Common Stock as follows if, at any time during the period following the Closing Date and expiring on the seventh anniversary of the Closing Date, the volume-weighted average price of Common Stock equals or exceeds the respective price for any 20 trading days within any 30 consecutive trading days: 10.0% of the Earnout Shares at $13.50; 10.0% of the Earnout Shares at $17.00; 13.3% of the Earnout Shares at $25.00; 16.7% of the Earnout Shares at $30.00; 16.7% of the Earnout Shares at $37.00; 16.7% of the Earnout Shares at $46.00; and 16.7% of the Earnout Shares at $55.00.

Read SEC document
September 15, 2018 Filed Sep 19, 2018 01:34 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 621 $10.03 $6,228.63
Disclosure

SEC source: 0001209191-18-051586 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,962

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2018 Filed Sep 19, 2018 01:34 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 3,957 $16.60 $65,686.20
Disclosure

SEC source: 0001209191-18-051586 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,341

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 23:52 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 5,000 $13.75 $68,725.00
Disclosure

SEC source: 0001209191-18-040125 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA

Disclosed balance after: 25,000

F1 · price: The range of prices for the shares of Common Stock is from $13.625 to $14.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.

Read SEC document
June 22, 2018 Filed Jun 22, 2018 23:53 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,524 $13.00 $19,812.00
Disclosure

SEC source: 0001209191-18-039326 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,298

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 00:35 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 7,500 $12.40 $93,000.00
Disclosure

SEC source: 0001209191-18-038706 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA

Disclosed balance after: 30,000

F2 · price: The range of prices for the shares of Common Stock is from $12.25 to $12.50. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Shares held by Millennium Trust Company, LLC, Custodian FBO Account Owner Spencer D Jackson Roth/IRA. Mr. Jackson holds voting and dispositive power with respect to the shares held of record by this entity.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 00:35 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 2,155 $12.35 $26,614.25
Disclosure

SEC source: 0001209191-18-038706 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,822

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
May 18, 2018 Filed May 22, 2018 00:14 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,532 $12.00 $18,384.00
Disclosure

SEC source: 0001209191-18-032146 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,977

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 22:15 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 3,000 $11.30 $33,896.10
Disclosure

SEC source: 0001209191-18-020963 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,509

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.25 to $11.36. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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March 15, 2018 Filed Mar 17, 2018 00:44 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 3,000 $5.01 $15,030.00
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · nonDerivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,509

F3 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 17, 2018 00:44 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 2,138 $11.80 $25,228.40
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,509

F2 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
March 14, 2018 Filed Mar 17, 2018 00:44 UTC OOMA INC OOMA · Entity 2473 GrantEmployee Stock Option (right to buy) · Derivative 6,800 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · derivative · entry 5

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Stock · 6,800 shares

Expires 2028-03-14

F5 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2018, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

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March 14, 2018 Filed Mar 17, 2018 00:44 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 27,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020460 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2018 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

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December 20, 2017 Filed Dec 22, 2017 01:56 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,462 $11.23 $16,421.33
Disclosure

SEC source: 0001209191-17-066901 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,126

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $11.05 to $11.40. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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December 15, 2017 Filed Jan 5, 2018 02:19 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 2,251 $12.00 $27,012.00
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 6

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,447

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
September 21, 2017 Filed Sep 23, 2017 00:28 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,908 $9.51 $18,141.45
Disclosure

SEC source: 0001209191-17-053792 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,588

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 20, 2017 Filed Sep 23, 2017 00:28 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 8,902 $9.51 $84,642.00
Disclosure

SEC source: 0001209191-17-053792 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,496

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $9.45 to $9.55. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 00:19 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 2,465 $5.01 $12,349.65
Disclosure

SEC source: 0001209191-17-053230 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,398

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2017 Filed Jan 5, 2018 02:19 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 11,432 $9.90 $113,176.80
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 5

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,698

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 23:54 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,587 $8.22 $13,038.47
Disclosure

SEC source: 0001209191-17-041493 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,933

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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June 15, 2017 Filed Jan 5, 2018 02:19 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,226 $8.15 $9,991.90
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 4

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,130

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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March 20, 2017 Filed Mar 23, 2017 00:30 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 4,525 $9.77 $44,226.45
Disclosure

SEC source: 0001209191-17-022462 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,520

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 3,000 additional shares acquired under the Issuer's Employee Stock Purchase Plan on March 15, 2017.

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March 15, 2017 Filed Jan 5, 2018 02:19 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,287 $9.30 $11,969.10
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,356

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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February 15, 2017 Filed Feb 16, 2017 02:22 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011316 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,045

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

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February 13, 2017 Filed Feb 16, 2017 02:22 UTC OOMA INC OOMA · Entity 2473 GrantEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-011316 · doc4.xml · derivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-02-13

F3 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

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February 13, 2017 Filed Mar 22, 2017 21:25 UTC Amendment OOMA INC OOMA · Entity 2473 GrantEmployee Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001209191-17-022357 · doc4a.xml · derivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-02-13

F3 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

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February 13, 2017 Filed Mar 22, 2017 21:25 UTC Amendment OOMA INC OOMA · Entity 2473 GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022357 · doc4a.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,045

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

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December 27, 2016 Filed Mar 17, 2017 21:32 UTC OOMA INC OOMA · Entity 2473 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021502 · doc5.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,045

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December 16, 2016 Filed Dec 19, 2016 22:59 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,235 $9.20 $11,362.00
Disclosure

SEC source: 0001209191-16-155991 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,045

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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December 15, 2016 Filed Jan 5, 2018 02:19 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,578 $9.35 $14,754.30
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,643

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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September 29, 2016 Filed Oct 3, 2016 20:53 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,500 $9.00 $13,500.00
Disclosure

SEC source: 0001209191-16-143663 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,280

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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September 16, 2016 Filed Sep 19, 2016 22:05 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 9,720 $9.02 $87,662.74
Disclosure

SEC source: 0001209191-16-142062 · doc4.xml · nonDerivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,780

F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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September 15, 2016 Filed Sep 19, 2016 22:05 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 3,000 $9.33 $27,995.10
Disclosure

SEC source: 0001209191-16-142062 · doc4.xml · nonDerivative · entry 2

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,500

F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $9.28 to $9.39. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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September 15, 2016 Filed Sep 19, 2016 22:05 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 3,000 $5.01 $15,030.00
Disclosure

SEC source: 0001209191-16-142062 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,500

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

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September 15, 2016 Filed Jan 5, 2018 02:19 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 10,905 $9.33 $101,743.65
Disclosure

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,221

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

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September 02, 2016 Filed Sep 6, 2016 21:27 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 2,000 $9.00 $18,000.00
Disclosure

SEC source: 0001209191-16-140159 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,500

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.