Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OOMA INCOOMA · Entity 2473 | Director | March 22, 2017 | March 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OOMA INC
Report date March 22, 2017 · Filed March 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy entities associated with Worldview Technology Partners | 0 |
Last balance in matching sequence
After 2017-03-24 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-03-22 · Sale · Disposed 9,452 · Balance 134,575 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. Row 2 · 2017-03-23 · Sale · Disposed 107,379 · Balance 27,196 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. Row 3 · 2017-03-24 · Sale · Disposed 27,196 · Balance 0 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.95, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 61,948 |
Reported balance
Holding disclosure · report date 2017-03-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 61,948 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.95, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2017 Filed Mar 24, 2017 19:18 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 27,196 | $9.79 | $266,303.23 |
DisclosureSEC source: 0001209191-17-022860 · doc4.xml · nonDerivative · entry 3 WEI JAMES · CIK 0001167196 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By entities associated with Worldview Technology Partners Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.95, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. Read SEC document |
| March 23, 2017 Filed Mar 24, 2017 19:18 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 107,379 | $9.77 | $1,049,039.14 |
DisclosureSEC source: 0001209191-17-022860 · doc4.xml · nonDerivative · entry 2 WEI JAMES · CIK 0001167196 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By entities associated with Worldview Technology Partners Disclosed balance after: 27,196 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 19:18 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 9,452 | $9.72 | $91,846.03 |
DisclosureSEC source: 0001209191-17-022860 · doc4.xml · nonDerivative · entry 1 WEI JAMES · CIK 0001167196 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By entities associated with Worldview Technology Partners Disclosed balance after: 134,575 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:46 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 3,290,483 | $8.36 | $27,508,437.88 |
DisclosureSEC source: 0001209191-17-021578 · doc4.xml · nonDerivative · entry 1 WEI JAMES · CIK 0001167196 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By entities associated with Worldview Technology Partners Disclosed balance after: 144,027 F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017. F2 · shares: Pursuant to the Underwriting Agreement, Worldview Technology Partners IV, L.P. sold to the underwriters 2,812,767 shares of Common Stock of the Issuer, Worldview Technology International IV, L.P. sold to the underwriters 456,963 shares of Common Stock of the Issuer and Worldview Strategic Partners IV, L.P sold to the underwriters 20,753 shares of Common Stock of the Issuer. F3 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:45 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,812,767 | $8.36 | $23,514,732.12 |
DisclosureSEC source: 0001209191-17-021577 · doc4.xml · nonDerivative · entry 3 Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner WEI JAMES · CIK 0001167196 · Director · 10% owner Orsak Michael · CIK 0001418083 · 10% owner WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner Tanaka Susumu · CIK 0001418206 · 10% owner Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Worldview Technology Partners IV, L.P. Disclosed balance after: 123,117 F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017. F4 · ownership.nature: Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:45 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 456,693 | $8.36 | $3,817,953.48 |
DisclosureSEC source: 0001209191-17-021577 · doc4.xml · nonDerivative · entry 2 Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner WEI JAMES · CIK 0001167196 · Director · 10% owner Orsak Michael · CIK 0001418083 · 10% owner WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner Tanaka Susumu · CIK 0001418206 · 10% owner Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Worldview Technology International IV, L.P. Disclosed balance after: 20,002 F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017. F3 · ownership.nature: Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:45 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 20,753 | $8.36 | $173,495.08 |
DisclosureSEC source: 0001209191-17-021577 · doc4.xml · nonDerivative · entry 1 Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner WEI JAMES · CIK 0001167196 · Director · 10% owner Orsak Michael · CIK 0001418083 · 10% owner WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner Tanaka Susumu · CIK 0001418206 · 10% owner Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Worldview Strategic Partners IV, L.P. Disclosed balance after: 908 F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017. F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:29 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,799,531 | $8.30 | $23,236,107.30 |
DisclosureSEC source: 0001209191-17-004994 · doc4.xml · nonDerivative · entry 3 Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner WEI JAMES · CIK 0001167196 · Director · 10% owner Orsak Michael · CIK 0001418083 · 10% owner WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner Tanaka Susumu · CIK 0001418206 · 10% owner Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Worldview Technology Partners IV, L.P. Disclosed balance after: 2,935,884 F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017. F4 · ownership.nature: Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:29 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 454,814 | $8.30 | $3,774,956.20 |
DisclosureSEC source: 0001209191-17-004994 · doc4.xml · nonDerivative · entry 2 Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner WEI JAMES · CIK 0001167196 · Director · 10% owner Orsak Michael · CIK 0001418083 · 10% owner WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner Tanaka Susumu · CIK 0001418206 · 10% owner Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Worldview Technology International IV, L.P. Disclosed balance after: 476,965 F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017. F3 · ownership.nature: Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:29 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 20,655 | $8.30 | $171,436.50 |
DisclosureSEC source: 0001209191-17-004994 · doc4.xml · nonDerivative · entry 1 Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner WEI JAMES · CIK 0001167196 · Director · 10% owner Orsak Michael · CIK 0001418083 · 10% owner WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner Tanaka Susumu · CIK 0001418206 · 10% owner Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Worldview Strategic Partners IV, L.P. Disclosed balance after: 21,661 F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017. F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 19:29 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 3,275,000 | $8.30 | $27,182,500.00 |
DisclosureSEC source: 0001209191-17-004993 · doc4.xml · nonDerivative · entry 1 WEI JAMES · CIK 0001167196 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By entities associated with Worldview Technology Partners Disclosed balance after: 3,275,000 F1 · kind: Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC (the "Purchaser"), Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Purchase Agreement"). The Transaction closed on January 19, 2017. F2 · shares: Pursuant to the Purchase Agreement, Worldview Technology Partners IV, L.P. sold to the Purchaser 2,799,531 shares of Common Stock of the Issuer, Worldview Technology International IV, L.P. sold to the Purchaser 454,814 shares of Common Stock of the Issuer and Worldview Strategic Partners IV, L.P sold to the Purchaser 20,655 shares of Common Stock of the Issuer. F3 · ownership.direct: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a managing member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.