OOMA

SEC source: 0001209191-17-053223 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,665

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-17-053230 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,398

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-17-053231 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,333

F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-18-002277 · doc4.xml · nonDerivative · entry 6

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,759

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 5

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,094

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 5

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,698

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-17-048447 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,469

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $8.45 to $8.65. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-17-042629 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,669

F1 · balance_after: This number reflects a correction to the total number of shares of common stock held by the reporting person due to an addition error in a Form 4 filed on September 19, 2016. As noted, the corrected amount in Table I, Column 5 for this Form 4 is 202,669.

SEC source: 0001209191-17-041499 · doc4.xml · nonDerivative · entry 1

Pearce William D · CIK 0001435160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,420

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2018 annual stockholder meeting to be held on or about June 20, 2018, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-17-041498 · doc4.xml · nonDerivative · entry 1

Galligan Andrew H · CIK 0001417976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,365

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2018 annual stockholder meeting to be held on or about June 20, 2018, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-17-041503 · doc4.xml · nonDerivative · entry 1

Mann Russell · CIK 0001299668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,779

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2018 annual stockholder meeting to be held on or about June 20, 2018, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-17-041504 · doc4.xml · nonDerivative · entry 1

GOETTNER PETER J · CIK 0001235102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,420

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2018 annual stockholder meeting to be held on or about June 20, 2018, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-17-041496 · doc4.xml · nonDerivative · entry 1

DAVIS ALISON · CIK 0001203539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,420

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2018 annual stockholder meeting to be held on or about June 20, 2018, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-17-041493 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,933

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-17-041495 · doc4.xml · nonDerivative · entry 1

Butenhoff Susan · CIK 0001680630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,805

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2018 annual stockholder meeting to be held on or about June 20, 2018, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-18-036539 · doc4a.xml · nonDerivative · entry 1

Butenhoff Susan · CIK 0001680630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,805

F1 · shares: 100% of the total number of restricted stock units shall vest on the date of the Company's 2018 annual stockholder meeting to be held on or about June 20, 2018, subject to the Reporting Person's continued service as a member of the Board.

SEC source: 0001209191-18-002277 · doc4.xml · nonDerivative · entry 5

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,707

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,191

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 4

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,130

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-017546 · doc4.xml · nonDerivative · entry 4

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,432

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-17-035759 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,200

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 9

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology Partners IV, L.P.

Disclosed balance after: 0

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.95, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 8

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology International IV, L.P.

Disclosed balance after: 0

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.95, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 7

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Strategic Partners IV, L.P.

Disclosed balance after: 0

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.95, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022860 · doc4.xml · nonDerivative · entry 3

WEI JAMES · CIK 0001167196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities associated with Worldview Technology Partners

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.95, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 6

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology Partners IV, L.P.

Disclosed balance after: 23,247

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 5

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology International IV, L.P.

Disclosed balance after: 3,777

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 4

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Strategic Partners IV, L.P.

Disclosed balance after: 172

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022860 · doc4.xml · nonDerivative · entry 2

WEI JAMES · CIK 0001167196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities associated with Worldview Technology Partners

Disclosed balance after: 27,196

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.90, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 3

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology Partners IV, L.P.

Disclosed balance after: 115,037

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 2

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology International IV, L.P.

Disclosed balance after: 18,689

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022859 · doc4.xml · nonDerivative · entry 1

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Strategic Partners IV, L.P.

Disclosed balance after: 849

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022860 · doc4.xml · nonDerivative · entry 1

WEI JAMES · CIK 0001167196 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities associated with Worldview Technology Partners

Disclosed balance after: 134,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $9.75, inclusive. The reporting person undertakes to provide Ooma, Inc., any security holder of Ooma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-022462 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,520

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 3,000 additional shares acquired under the Issuer's Employee Stock Purchase Plan on March 15, 2017.

SEC source: 0001209191-17-022459 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,538

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $9.70 to $9.90. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · balance_after: Includes 1,211 additional shares acquired under the Issuer's Employee Stock Purchase Plan on March 15, 2017.

SEC source: 0001209191-17-021578 · doc4.xml · nonDerivative · entry 1

WEI JAMES · CIK 0001167196 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities associated with Worldview Technology Partners

Disclosed balance after: 144,027

F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017.

F2 · shares: Pursuant to the Underwriting Agreement, Worldview Technology Partners IV, L.P. sold to the underwriters 2,812,767 shares of Common Stock of the Issuer, Worldview Technology International IV, L.P. sold to the underwriters 456,963 shares of Common Stock of the Issuer and Worldview Strategic Partners IV, L.P sold to the underwriters 20,753 shares of Common Stock of the Issuer.

F3 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-021577 · doc4.xml · nonDerivative · entry 3

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

WEI JAMES · CIK 0001167196 · Director · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology Partners IV, L.P.

Disclosed balance after: 123,117

F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017.

F4 · ownership.nature: Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-021577 · doc4.xml · nonDerivative · entry 2

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

WEI JAMES · CIK 0001167196 · Director · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Technology International IV, L.P.

Disclosed balance after: 20,002

F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017.

F3 · ownership.nature: Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-17-021577 · doc4.xml · nonDerivative · entry 1

Worldview Equity I, L.L.C. · CIK 0001648242 · 10% owner

WORLDVIEW TECHNOLOGY INTERNATIONAL IV, L.P. · CIK 0001418120 · 10% owner

WORLDVIEW STRATEGIC PARTNERS IV LP · CIK 0001144548 · 10% owner

WEI JAMES · CIK 0001167196 · Director · 10% owner

Orsak Michael · CIK 0001418083 · 10% owner

WORLDVIEW TECHNOLOGY PARTNERS IV LP · CIK 0001130736 · 10% owner

Tanaka Susumu · CIK 0001418206 · 10% owner

Worldview Capital IV, L.P. · CIK 0001648243 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Worldview Strategic Partners IV, L.P.

Disclosed balance after: 908

F1 · kind: Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017.

F2 · ownership.nature: Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei and Susumu Tanaka are members of Worldview Equity I, L.L.C., Mike Orsak is the managing member of Worldview Equity I, L.L.C. and they may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.

SEC source: 0001209191-18-002277 · doc4.xml · nonDerivative · entry 4

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,965

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-18-002277 · doc4.xml · nonDerivative · entry 3

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,965

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,307

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-002276 · doc4.xml · nonDerivative · entry 3

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,356

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-18-017546 · doc4.xml · nonDerivative · entry 3

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,762

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units.

SEC source: 0001209191-17-013778 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,327

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $9.90 to $10.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-17-011315 · doc4.xml · nonDerivative · entry 1

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,000

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-17-011314 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director · CEO and Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,704

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-17-011317 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,327

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-17-011316 · doc4.xml · nonDerivative · entry 1

Jackson Spencer D. · CIK 0001646143 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,045

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-17-011315 · doc4.xml · derivative · entry 2

Narula Ravi · CIK 0001429509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires 2027-02-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.