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ONTO

ONTO INNOVATION INC.

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3340
SEC CIK
0000704532
Parsed reports
554

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2017 Filed Aug 9, 2017 20:29 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-048251 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 21:38 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-044923 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 21:38 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 20,000 $26.30 $526,000.00
Disclosure

SEC source: 0001209191-17-044923 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.04 to $26.5601. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 21:38 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-044923 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:11 UTC
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 655 $25.25 $16,538.75
Disclosure

SEC source: 0001209191-17-043740 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,338

F1 · balance_after: Includes 655 shares purchased on June 30, 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:08 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 724 $25.25 $18,281.00
Disclosure

SEC source: 0001209191-17-043594 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,934

F1 · balance_after: Includes 724 shares purchased on June 30, 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:07 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 661 $25.25 $16,690.25
Disclosure

SEC source: 0001209191-17-043584 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,714

F1 · balance_after: Includes 661 shares purchased on June 30, 2017 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:46 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.37 $0.00
Disclosure

SEC source: 0001209191-17-039852 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,166

Underlying: Common Stock · 20,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:46 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 20,000 $26.93 $538,600.00
Disclosure

SEC source: 0001209191-17-039852 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.52 to $27.3901. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:46 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 20,000 $11.37 $227,400.00
Disclosure

SEC source: 0001209191-17-039852 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 8, 2017.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 20:03 UTC SaleCommon Stock 10,000 $29.47 $294,700.00
Disclosure

SEC source: 0001209191-17-038850 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,561

Read SEC document
June 02, 2017 Filed Jun 6, 2017 22:01 UTC
Stultz Timothy JDirector · President & CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038211 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,651

Read SEC document
May 29, 2017 Filed May 31, 2017 22:34 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 998 $27.97 $27,914.06
Disclosure

SEC source: 0001209191-17-036588 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,366

Read SEC document
May 29, 2017 Filed Jun 8, 2017 00:11 UTC Amendment
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 650 $27.97 $18,180.50
Disclosure

SEC source: 0001209191-17-038440 · doc4a.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,714

F1 · shares: Amendment filed to correct the number of shares sold.

Read SEC document
May 27, 2017 Filed May 31, 2017 22:34 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 1,183 $27.97 $33,088.51
Disclosure

SEC source: 0001209191-17-036588 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,364

Read SEC document
May 23, 2017 Filed May 25, 2017 21:14 UTC GrantCommon Stock 3,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035501 · doc4.xml · nonDerivative · entry 1

TSINGOS CHRISTINE A · CIK 0001278861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,334

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:13 UTC GrantCommon Stock 3,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035499 · doc4.xml · nonDerivative · entry 1

SEAMS CHRISTOPHER A · CIK 0001212426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,054

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:09 UTC GrantCommon Stock 3,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035491 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,561

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:09 UTC GrantCommon Stock 3,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035488 · doc4.xml · nonDerivative · entry 1

Brown Edward J Jr · CIK 0001338009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,264

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:08 UTC GrantCommon Stock 3,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035486 · doc4.xml · nonDerivative · entry 1

BENTLEY J THOMAS · CIK 0001231652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,478

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:07 UTC GrantCommon Stock 3,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035483 · doc4.xml · nonDerivative · entry 1

DEUSTER ROBERT G · CIK 0001213187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,301

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting.

Read SEC document
May 19, 2017 Filed May 22, 2017 20:28 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 751 $27.15 $20,389.65
Disclosure

SEC source: 0001209191-17-034320 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,934

Read SEC document
May 19, 2017 Filed May 22, 2017 20:29 UTC
Heidrich KevinSr. VP, Marketing & Strategy
SaleCommon Stock 969 $27.15 $26,308.35
Disclosure

SEC source: 0001209191-17-034322 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,707

Read SEC document
May 05, 2017 Filed May 9, 2017 20:56 UTC SaleCommon Stock 10,000 $28.83 $288,300.00
Disclosure

SEC source: 0001209191-17-030995 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,108

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $28.75 to $28.98. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $15.74 $0.00
Disclosure

SEC source: 0001209191-17-028824 · doc4.xml · derivative · entry 4

BENTLEY J THOMAS · CIK 0001231652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2018-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,655 $0.00 Strike: $14.80 $0.00
Disclosure

SEC source: 0001209191-17-028824 · doc4.xml · derivative · entry 3

BENTLEY J THOMAS · CIK 0001231652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,655 shares

Expires 2019-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:30 UTC Exercise / conversionCommon Stock 3,333 $15.74 $52,461.42
Disclosure

SEC source: 0001209191-17-028824 · doc4.xml · nonDerivative · entry 2

BENTLEY J THOMAS · CIK 0001231652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:30 UTC Exercise / conversionCommon Stock 3,655 $14.80 $54,094.00
Disclosure

SEC source: 0001209191-17-028824 · doc4.xml · nonDerivative · entry 1

BENTLEY J THOMAS · CIK 0001231652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total reported in Column 5 has been adjusted to correct an understatement of total holdings by 6,493 shares first reflected in a Form 4 filed on October 19, 2016.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 01:56 UTC
Heidrich KevinSr. VP, Marketing & Strategy
SaleCommon Stock 4,336 $30.00 $130,080.00
Disclosure

SEC source: 0001209191-17-023223 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,676

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 21:29 UTC
Heidrich KevinSr. VP, Marketing & Strategy
SaleCommon Stock 475 $30.00 $14,250.00
Disclosure

SEC source: 0001209191-17-022362 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,012

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 21:29 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 313 $0.00 Strike: $14.34 $0.00
Disclosure

SEC source: 0001209191-17-022361 · doc4.xml · derivative · entry 3

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 313 shares

Expires 2020-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

F2 · derivative.exercise_date: Options vest 25% on May 20, 2014 and 1/48th of the total number of shares granted monthly thereafter.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 21:29 UTC
Kocher RollinSVP, Commercial Operations
SaleCommon Stock 313 $29.11 $9,111.43
Disclosure

SEC source: 0001209191-17-022361 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,547

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 21:29 UTC
Kocher RollinSVP, Commercial Operations
Exercise / conversionCommon Stock 313 $14.34 $4,488.42
Disclosure

SEC source: 0001209191-17-022361 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted November 11, 2016.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 00:06 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 14,784 $28.14 $416,021.76
Disclosure

SEC source: 0001209191-17-019023 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,651

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:04 UTC GrantCommon Stock 848 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017405 · doc4.xml · nonDerivative · entry 1

DEUSTER ROBERT G · CIK 0001213187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of March 2, 2018 or the next annual shareholder's meeting.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:13 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionPerformance Stock Units · Derivative 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015266 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,667

Underlying: Common Stock · 16,000 shares

Expires 2018-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:13 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 15,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015266 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,435

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:13 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015266 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:12 UTC
Andreson JeffChief Financial Officer
SaleCommon Stock 1,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015260 · doc4.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,746

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:09 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015249 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,685

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:07 UTC
Heidrich KevinSr. VP, Marketing & Strategy
SaleCommon Stock 1,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015236 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,487

Read SEC document
February 24, 2017 Filed Mar 8, 2017 00:03 UTC Amendment
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 15,305 $28.41 $434,815.05
Disclosure

SEC source: 0001209191-17-019011 · doc4a.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,435

F1 · price: The amendment is being filed solely to report correctly a sale that was initially reported with the wrong sale price.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 01:17 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionPerformance Stock Units · Derivative 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014072 · doc4.xml · derivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 22,500 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 01:17 UTC
Stultz Timothy JDirector · President & CEO
SaleCommon Stock 14,419 $27.94 $402,866.86
Disclosure

SEC source: 0001209191-17-014072 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,740

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February 22, 2017 Filed Feb 24, 2017 01:17 UTC
Stultz Timothy JDirector · President & CEO
Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014072 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

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February 22, 2017 Filed Feb 23, 2017 21:26 UTC
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 1,432 $27.94 $40,010.08
Disclosure

SEC source: 0001209191-17-013782 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,338

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February 22, 2017 Filed Feb 23, 2017 21:25 UTC
Heidrich KevinSr. VP, Marketing & Strategy
SaleCommon Stock 1,212 $27.94 $33,863.28
Disclosure

SEC source: 0001209191-17-013780 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,577

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February 22, 2017 Filed Feb 23, 2017 21:26 UTC
Andreson JeffChief Financial Officer
SaleCommon Stock 3,520 $27.94 $98,348.80
Disclosure

SEC source: 0001209191-17-013781 · doc4.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,998

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February 22, 2017 Filed Feb 23, 2017 21:24 UTC
Borowicz Stanislaw M.EVP, Business Operations
SaleCommon Stock 3,280 $27.94 $91,643.20
Disclosure

SEC source: 0001209191-17-013779 · doc4.xml · nonDerivative · entry 1

Borowicz Stanislaw M. · CIK 0001635119 · EVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,812

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February 21, 2017 Filed Feb 22, 2017 21:38 UTC
Heidrich KevinSr. VP, Marketing & Strategy
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $12.98 $0.00
Disclosure

SEC source: 0001209191-17-013296 · doc4.xml · derivative · entry 3

Heidrich Kevin · CIK 0001635121 · Sr. VP, Marketing & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted September 14, 2016.

F2 · derivative.exercise_date: Fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.