Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLLECTORS UNIVERSE INCCLCT · Entity 142969 | Director | February 09, 2018 | February 21, 2018 |
| ONTO INNOVATION INC.ONTO · Entity 3340 | Director | May 12, 2020 | May 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLLECTORS UNIVERSE INC
Report date February 09, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,099 |
Reported balance
After 2018-02-09 transaction · row 1
1 source rowRow 1 · 2018-02-09 · Gift · Disposed 1,750 · Balance 180,099 |
ONTO INNOVATION INC.
Report date May 12, 2020 · Filed May 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,276 |
Reported balance
After 2020-05-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-12 · Grant · Acquired 4,800 · Balance 17,276 F1: Each Restricted Stock Unit represents a contingent right to receive one (1) share of ONTO Common Stock. F2: 100% of the shares of Common Stock subject to the Restricted Stock Unit vest one (1) year from the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one (1) share of ONTO Common Stock.
F2: 100% of the shares of Common Stock subject to the Restricted Stock Unit vest one (1) year from the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2020 Filed May 14, 2020 16:20 UTC | ONTO INNOVATION INC. ONTO · Entity 3340 | GrantCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001407682-20-000068 · edgardoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,276 F1 · security: Each Restricted Stock Unit represents a contingent right to receive one (1) share of ONTO Common Stock. F2 · shares: 100% of the shares of Common Stock subject to the Restricted Stock Unit vest one (1) year from the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting. Read SEC document |
| May 22, 2019 Filed May 24, 2019 00:31 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 4,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032529 · doc4.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,476 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2020 or the next annual shareholder's meeting. Read SEC document |
| May 22, 2018 Filed May 24, 2018 23:13 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 4,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033184 · doc4.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,435 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2019 or the next annual shareholder's meeting. Read SEC document |
| February 09, 2018 Filed Feb 21, 2018 17:59 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-002996 · rdgdoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,099 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:30 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GiftCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020331 · rdgdoc.xml · nonDerivative · entry 2 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,849 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:30 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GrantCommon Stock | 1,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-020331 · rdgdoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,783 F1 · kind: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 388, 389, 389 and 389 of those shares on March 5, 2018, June 5, 2018, September 5, 2018 and December 5, 2018, respectively, provided that the reporting person is still in the service of the Company on such date. F1 · shares: Grant of restricted shares that are subject to forfeiture in the event of a cessation of service with the Company. The shares will cease to be subject to the risk of forfeiture (and, therefore, will become vested) as to 388, 389, 389 and 389 of those shares on March 5, 2018, June 5, 2018, September 5, 2018 and December 5, 2018, respectively, provided that the reporting person is still in the service of the Company on such date. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 19:05 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-015534 · rdgdoc.xml · nonDerivative · entry 2 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,228 F2 · kind: Acquired on satisfaction of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, with vesting subject to the continued service of the undersigned with the Company to June 30, 2018. F2 · shares: Acquired on satisfaction of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, with vesting subject to the continued service of the undersigned with the Company to June 30, 2018. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 19:05 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-015534 · rdgdoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,228 F1 · kind: Acquired on vesting of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934. F1 · shares: Acquired on vesting of performance rights granted under the Company's Equity Incentive Plan adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934. Read SEC document |
| May 25, 2017 Filed May 25, 2017 19:00 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 2,957 | $25.03 | $74,006.32 |
DisclosureSEC source: 0001437749-17-010113 · rdgdoc.xml · nonDerivative · entry 3 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,228 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| May 24, 2017 Filed May 25, 2017 19:00 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 2,101 | $25.15 | $52,840.99 |
DisclosureSEC source: 0001437749-17-010113 · rdgdoc.xml · nonDerivative · entry 2 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,185 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:07 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035483 · doc4.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,301 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 23, 2018 or the next annual shareholder's meeting. Read SEC document |
| May 23, 2017 Filed May 25, 2017 19:00 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 4,306 | $25.41 | $109,426.23 |
DisclosureSEC source: 0001437749-17-010113 · rdgdoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,286 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| May 22, 2017 Filed May 22, 2017 20:12 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 4,200 | $25.13 | $105,561.12 |
DisclosureSEC source: 0001437749-17-009865 · rdgdoc.xml · nonDerivative · entry 3 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,592 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:12 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 5,308 | $25.33 | $134,473.93 |
DisclosureSEC source: 0001437749-17-009865 · rdgdoc.xml · nonDerivative · entry 2 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,792 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:12 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 1,128 | $25.06 | $28,265.42 |
DisclosureSEC source: 0001437749-17-009865 · rdgdoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,100 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:04 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017405 · doc4.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of March 2, 2018 or the next annual shareholder's meeting. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 18:58 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 18,264 | $22.48 | $410,574.72 |
DisclosureSEC source: 0001437749-17-001652 · rdgdoc.xml · nonDerivative · entry 2 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,228 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| December 16, 2016 Filed Feb 3, 2017 18:58 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 1,736 | $22.00 | $38,192.00 |
DisclosureSEC source: 0001437749-17-001652 · rdgdoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,492 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 16:30 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 9,290 | $21.00 | $195,090.00 |
DisclosureSEC source: 0001437749-16-043178 · rdgdoc.xml · nonDerivative · entry 2 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,228 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 16:30 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | SaleCommon Stock | 710 | $21.00 | $14,910.00 |
DisclosureSEC source: 0001437749-16-043178 · rdgdoc.xml · nonDerivative · entry 1 DEUSTER ROBERT G · CIK 0001213187 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,518 F1 · shares: Sale of shares under 10(b)5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.