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ONTO

ONTO INNOVATION INC.

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3340
SEC CIK
0000704532
Parsed reports
554

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2019 Filed May 24, 2019 00:31 UTC GrantCommon Stock 4,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032529 · doc4.xml · nonDerivative · entry 1

DEUSTER ROBERT G · CIK 0001213187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,476

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2020 or the next annual shareholder's meeting.

Read SEC document
May 22, 2019 Filed May 24, 2019 00:31 UTC GrantCommon Stock 4,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032528 · doc4.xml · nonDerivative · entry 1

Rhine Bruce C · CIK 0001369134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,804

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2020 or the next annual shareholder's meeting.

Read SEC document
May 22, 2019 Filed May 24, 2019 00:30 UTC GrantCommon Stock 4,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032527 · doc4.xml · nonDerivative · entry 1

Brown Edward J Jr · CIK 0001338009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,439

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2020 or the next annual shareholder's meeting.

Read SEC document
May 22, 2019 Filed May 24, 2019 00:30 UTC GrantCommon Stock 4,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032526 · doc4.xml · nonDerivative · entry 1

SEAMS CHRISTOPHER A · CIK 0001212426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,229

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2020 or the next annual shareholder's meeting.

Read SEC document
May 22, 2019 Filed May 24, 2019 00:29 UTC GrantCommon Stock 4,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032525 · doc4.xml · nonDerivative · entry 1

TSINGOS CHRISTINE A · CIK 0001278861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,509

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2020 or the next annual shareholder's meeting.

Read SEC document
May 22, 2019 Filed May 24, 2019 00:27 UTC GrantCommon Stock 4,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032524 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,249

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest the sooner of May 22, 2020 or the next annual shareholder's meeting.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:09 UTC
Swyt GregVP, Finance and Controller
GrantCommon Stock 5,053 $29.69 $150,023.57
Disclosure

SEC source: 0001209191-19-019287 · doc4.xml · nonDerivative · entry 1

Swyt Greg · CIK 0001723433 · VP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:08 UTC
Heidrich KevinSVP, Corporate Development
GrantCommon Stock 10,106 $29.69 $300,047.14
Disclosure

SEC source: 0001209191-19-019285 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,600

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:09 UTC
Barnhart JamesSVP, Business Operations
GrantCommon Stock 18,527 $29.69 $550,066.63
Disclosure

SEC source: 0001209191-19-019286 · doc4.xml · nonDerivative · entry 1

Barnhart James · CIK 0001734406 · SVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,528

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:07 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
GrantPerformance Stock Units · Derivative 24,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019283 · doc4.xml · derivative · entry 2

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,709

Underlying: Common Stock · 24,709 shares

Expires 2022-03-11

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:07 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
GrantCommon Stock 24,709 $29.69 $733,610.21
Disclosure

SEC source: 0001209191-19-019283 · doc4.xml · nonDerivative · entry 1

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,348

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3 increments, over a three-year period from the award date.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:06 UTC
Kocher RollinSVP, Sales and Marketing
GrantPerformance Stock Unit · Derivative 4,244 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019281 · doc4.xml · derivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,244

Underlying: Common Stock · 4,244 shares

Expires 2022-03-11

F2 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

F2 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:06 UTC
Kocher RollinSVP, Sales and Marketing
GrantCommon Stock 12,733 $29.69 $378,042.77
Disclosure

SEC source: 0001209191-19-019281 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,134

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:07 UTC
Taylor Janet ThereseGeneral Counsel
GrantCommon Stock 9,263 $29.69 $275,018.47
Disclosure

SEC source: 0001209191-19-019284 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,861

Read SEC document
March 11, 2019 Filed Mar 15, 2019 22:55 UTC Amendment
Kocher RollinSVP, Sales and Marketing
GrantPerformance Stock Unit · Derivative 6,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019839 · doc4a.xml · derivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,366

Underlying: Common Stock · 6,366 shares

Expires 2022-03-11

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

Read SEC document
March 11, 2019 Filed Mar 15, 2019 22:55 UTC Amendment
Lesaicherre Pierre-YvesDirector · President and CEO
GrantPerformance Stock Units · Derivative 37,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019838 · doc4a.xml · derivative · entry 1

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,063

Underlying: Common Stock · 37,063 shares

Expires 2022-03-11

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period from the award date, provided that certain price performance targets are met.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:09 UTC SaleCommon Stock 300 $29.23 $8,769.00
Disclosure

SEC source: 0001209191-19-014451 · doc4.xml · nonDerivative · entry 3

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,208

Read SEC document
February 27, 2019 Filed Feb 28, 2019 21:09 UTC SaleCommon Stock 19,700 $28.36 $558,692.00
Disclosure

SEC source: 0001209191-19-014451 · doc4.xml · nonDerivative · entry 2

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,508

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $28.13 to $29.11. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 21:09 UTC SaleCommon Stock 10,000 $29.28 $292,800.00
Disclosure

SEC source: 0001209191-19-014451 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,208

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $29.13 to $29.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:06 UTC
Taylor Janet ThereseGeneral Counsel
Tax withholdingCommon Stock 1,899 $29.59 $56,191.41
Disclosure

SEC source: 0001209191-19-013053 · doc4.xml · nonDerivative · entry 2

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,598

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:07 UTC
Heidrich KevinSVP, Corporate Development
Tax withholdingCommon Stock 1,693 $29.59 $50,095.87
Disclosure

SEC source: 0001209191-19-013055 · doc4.xml · nonDerivative · entry 2

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,494

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:05 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
Exercise / conversionPerformance Stock Units · Derivative 12,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013046 · doc4.xml · derivative · entry 3

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,662

Underlying: Common Stock · 12,831 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest in equal target increments, on February 23 in 2019, 2020 and 2021, provided that certain price performance targets are met.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest in equal target increments, on February 23 in 2019, 2020 and 2021, provided that certain price performance targets are met.

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:05 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
Tax withholdingCommon Stock 7,468 $29.59 $220,978.12
Disclosure

SEC source: 0001209191-19-013046 · doc4.xml · nonDerivative · entry 2

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,639

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:05 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
Exercise / conversionCommon Stock 12,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013046 · doc4.xml · nonDerivative · entry 1

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:04 UTC
Kocher RollinSVP, Sales and Marketing
Exercise / conversionPerformance Stock Unit · Derivative 2,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013044 · doc4.xml · derivative · entry 3

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847

Underlying: Common Stock · 2,423 shares

Expires 2021-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:04 UTC
Kocher RollinSVP, Sales and Marketing
Tax withholdingCommon Stock 3,067 $29.59 $90,752.53
Disclosure

SEC source: 0001209191-19-013044 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,401

Read SEC document
February 23, 2019 Filed Feb 25, 2019 22:04 UTC
Kocher RollinSVP, Sales and Marketing
Exercise / conversionCommon Stock 2,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013044 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:06 UTC
Taylor Janet ThereseGeneral Counsel
Tax withholdingCommon Stock 1,141 $29.59 $33,762.19
Disclosure

SEC source: 0001209191-19-013053 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,497

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:07 UTC
Heidrich KevinSVP, Corporate Development
Tax withholdingCommon Stock 1,394 $29.59 $41,248.46
Disclosure

SEC source: 0001209191-19-013055 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,187

Read SEC document
February 20, 2019 Filed Feb 21, 2019 23:04 UTC SaleCommon Stock 17,667 $30.13 $532,306.71
Disclosure

SEC source: 0001209191-19-012242 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,208

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $30.01 to $30.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:14 UTC
Heidrich KevinSVP, Corporate Development
Tax withholdingCommon Stock 1,493 $29.06 $43,386.58
Disclosure

SEC source: 0001209191-19-009506 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,581

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:13 UTC
Taylor Janet ThereseGeneral Counsel
Tax withholdingCommon Stock 1,616 $29.06 $46,960.96
Disclosure

SEC source: 0001209191-19-009504 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,638

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:12 UTC
Kocher RollinSVP, Sales and Marketing
Exercise / conversionPerformance Stock Unit · Derivative 812 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009502 · doc4.xml · derivative · entry 3

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950

Underlying: Common Stock · 812 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F1 · derivative.exercise_date: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of NANO common stock. The performance stock units vest on an annual basis, in equal 1/3rd target increments, over a three-year period, provided that certain price performance targets are met. 2/3rds will vest for each increment if target price performance is met for that increment and 100% will vest if maximum price performance is met for that increment.

F2 · balance_after: Total reflects 1,138 shares forfeited due to performance measures having not been met.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:12 UTC
Kocher RollinSVP, Sales and Marketing
Tax withholdingCommon Stock 1,835 $29.06 $53,325.10
Disclosure

SEC source: 0001209191-19-009502 · doc4.xml · nonDerivative · entry 2

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,045

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:12 UTC
Kocher RollinSVP, Sales and Marketing
Exercise / conversionCommon Stock 812 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009502 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2019 Filed Jan 24, 2019 01:03 UTC GiftCommon Stock 346 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005064 · doc4.xml · nonDerivative · entry 1

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,875

Read SEC document
January 03, 2019 Filed Jan 5, 2019 02:05 UTC
Swyt GregVP, Finance and Controller
SaleCommon Stock 420 $26.70 $11,213.33
Disclosure

SEC source: 0001209191-19-002388 · doc4.xml · nonDerivative · entry 1

Swyt Greg · CIK 0001723433 · VP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,281

F1 · balance_after: Includes 420 shares purchased on December 31, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 03, 2019 Filed Jan 5, 2019 02:02 UTC
Kocher RollinSVP, Sales and Marketing
SaleCommon Stock 183 $26.81 $4,906.34
Disclosure

SEC source: 0001209191-19-002386 · doc4.xml · nonDerivative · entry 1

Kocher Rollin · CIK 0001684779 · SVP, Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,068

F1 · balance_after: Includes 183 shares purchased on December 31, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:06 UTC
Barnhart JamesSVP, Business Operations
OtherCommon Stock 482 $23.23 $11,197.10
Disclosure

SEC source: 0001209191-19-001125 · doc4.xml · nonDerivative · entry 1

Barnhart James · CIK 0001734406 · SVP, Business Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,001

F1 · kind: Shares were purchased pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:05 UTC
Taylor Janet ThereseGeneral Counsel
OtherCommon Stock 198 $23.23 $4,599.64
Disclosure

SEC source: 0001209191-19-001122 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,254

F1 · kind: Shares were purchased pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Jan 9, 2019 01:30 UTC
Heidrich KevinSVP, Corporate Development
OtherCommon Stock 243 $23.23 $5,645.01
Disclosure

SEC source: 0001209191-19-002931 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,074

F1 · kind: Shares were purchased pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 01:07 UTC
Lesaicherre Pierre-YvesDirector · President and CEO
SaleCommon Stock 6,856 $31.31 $214,661.36
Disclosure

SEC source: 0001209191-18-060069 · doc4.xml · nonDerivative · entry 1

Lesaicherre Pierre-Yves · CIK 0001723434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,276

F1 · balance_after: Includes 990 shares purchased on June 29, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 26, 2018 Filed Nov 26, 2018 23:42 UTC
Swyt GregVP, Finance and Controller
SaleCommon Stock 1,794 $31.05 $55,703.70
Disclosure

SEC source: 0001209191-18-059961 · doc4.xml · nonDerivative · entry 2

Swyt Greg · CIK 0001723433 · VP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,090

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November 23, 2018 Filed Nov 26, 2018 23:42 UTC
Swyt GregVP, Finance and Controller
SaleCommon Stock 948 $30.87 $29,264.76
Disclosure

SEC source: 0001209191-18-059961 · doc4.xml · nonDerivative · entry 1

Swyt Greg · CIK 0001723433 · VP, Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

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August 28, 2018 Filed Aug 28, 2018 23:12 UTC
Taylor Janet ThereseGeneral Counsel
SaleCommon Stock 2,305 $44.78 $103,217.90
Disclosure

SEC source: 0001209191-18-048747 · doc4.xml · nonDerivative · entry 1

Taylor Janet Therese · CIK 0001647625 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,056

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August 13, 2018 Filed Aug 13, 2018 23:11 UTC Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001209191-18-046499 · doc4.xml · derivative · entry 7

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 3, 2018.

F4 · derivative.exercise_date: Fully vested.

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August 13, 2018 Filed Aug 13, 2018 23:11 UTC SaleCommon Stock 10,000 $41.80 $418,000.00
Disclosure

SEC source: 0001209191-18-046499 · doc4.xml · nonDerivative · entry 5

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,221

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 3, 2018.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $41.25 to $42.20. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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August 13, 2018 Filed Aug 13, 2018 23:11 UTC Exercise / conversionCommon Stock 10,000 $19.03 $190,300.00
Disclosure

SEC source: 0001209191-18-046499 · doc4.xml · nonDerivative · entry 4

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 3, 2018.

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August 13, 2018 Filed Aug 13, 2018 21:50 UTC
Heidrich KevinSVP, Corporate Development
SaleCommon Stock 9,356 $43.00 $402,308.00
Disclosure

SEC source: 0001209191-18-046479 · doc4.xml · nonDerivative · entry 1

Heidrich Kevin · CIK 0001635121 · SVP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,548

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted June 4, 2018.

F2 · balance_after: Includes 625 shares purchased on June 30, 2017 and 631 shares purchased on June 29, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.

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August 10, 2018 Filed Aug 13, 2018 23:11 UTC Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $19.03 $0.00
Disclosure

SEC source: 0001209191-18-046499 · doc4.xml · derivative · entry 6

Stultz Timothy J · CIK 0001410399 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to Rule 10b5-1 Plan adopted May 3, 2018.

F4 · derivative.exercise_date: Fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.