Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Velodyne Lidar, Inc.VLDR · Entity 116976 | Chief Operating Officer | October 12, 2022 | October 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Velodyne Lidar, Inc.
Report date October 12, 2022 · Filed October 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,124,249 |
Ending reported balance
After 2022-10-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-10-12 · Exercise / conversion · Acquired 14,215 · Balance 1,129,412 F1: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on October 12, 2022. Row 2 · 2022-10-13 · Sale · Disposed 5,163 · Balance 1,124,249 F2: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 142,149 |
Reported balance
After 2022-10-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-12 · Exercise / conversion · Disposed 14,215 · Balance 142,149 F3: Represents RSUs that vest in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on October 12, 2022.
F2: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F3: Represents RSUs that vest in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ONTO INNOVATION INC.
Report date October 25, 2019 · Filed October 30, 2019
Section 16 reporting ended · disclosed 2019-10-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,046 |
Reported balance
After 2019-10-25 transaction · row 1
1 source rowRow 1 · 2019-10-25 · Tax withholding · Disposed 12,380 · Balance 27,046 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2022 Filed Oct 14, 2022 16:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 5,163 | $0.85 | $4,388.55 |
DisclosureSEC source: 0001628280-22-026429 · wf-form4_166578012622021.xml · nonDerivative · entry 2 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,249 F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 16:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 14,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-026429 · wf-form4_166578012622021.xml · derivative · entry 3 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,149 Underlying: Common Stock · 156,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents RSUs that vest in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.exercise_date: Represents RSUs that vest in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.expiration_date: Represents RSUs that vest in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| October 12, 2022 Filed Oct 14, 2022 16:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 14,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-026429 · wf-form4_166578012622021.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on October 12, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on October 12, 2022. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 17:07 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 4,135 | $1.23 | $5,086.05 |
DisclosureSEC source: 0001628280-22-025082 · wf-form4_166336240133696.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,197 F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of restricted stock awards. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 16:54 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 818 | $1.73 | $1,411.05 |
DisclosureSEC source: 0001628280-22-022713 · wf-form4_166033761707648.xml · nonDerivative · entry 2 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119,332 F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 16:54 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-022713 · wf-form4_166033761707648.xml · derivative · entry 3 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,693 Underlying: Common Stock · 12,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a right to receive one (1) share of Common Stock for each RSU. The RSUs shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a right to receive one (1) share of Common Stock for each RSU. The RSUs shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a right to receive one (1) share of Common Stock for each RSU. The RSUs shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 16:54 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 2,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-022713 · wf-form4_166033761707648.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 10, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 10, 2022. Read SEC document |
| July 15, 2022 Filed Jul 15, 2022 19:34 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 5,004 | $0.99 | $4,929.94 |
DisclosureSEC source: 0001628280-22-019017 · wf-form4_165792805936920.xml · nonDerivative · entry 2 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,117,727 F3 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 19:34 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 14,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-019017 · wf-form4_165792805936920.xml · derivative · entry 3 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,364 Underlying: Common Stock · 170,578 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 19:34 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 14,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-019017 · wf-form4_165792805936920.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 13, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 13, 2022. F2 · balance_after: Includes 5,498 shares acquired under the VLDR 2020 Employee Stock Purchase Plan on May 31, 2022. This transaction is exempt pursuant to Rule 16b-3(c). Read SEC document |
| May 12, 2022 Filed May 13, 2022 16:55 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 873 | $1.48 | $1,292.04 |
DisclosureSEC source: 0001628280-22-014363 · wf-form4_165247523686458.xml · nonDerivative · entry 2 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,019 F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:55 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014363 · wf-form4_165247523686458.xml · derivative · entry 3 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,116 Underlying: Common Stock · 14,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a right to receive one (1) share of Common Stock for each RSU. The RSUs shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a right to receive one (1) share of Common Stock for each RSU. The RSUs shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a right to receive one (1) share of Common Stock for each RSU. The RSUs shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:55 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014363 · wf-form4_165247523686458.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on May 11, 2022. F1 · acquired: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on May 11, 2022. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 17:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 56,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-009395 · wf-form4_165005895210443.xml · derivative · entry 5 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,578 Underlying: Common Stock · 227,437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents a Restricted Stock Unit ("RSUs") that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. F5 · kind: Represents a Restricted Stock Unit ("RSUs") that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. F5 · derivative.exercise_date: Represents a Restricted Stock Unit ("RSUs") that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. F5 · derivative.expiration_date: Represents a Restricted Stock Unit ("RSUs") that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the Issuer. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 17:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 20,374 | $2.13 | $43,396.62 |
DisclosureSEC source: 0001628280-22-009395 · wf-form4_165005895210443.xml · nonDerivative · entry 4 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101,480 F4 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 17:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantCommon Stock | 872,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-009395 · wf-form4_165005895210443.xml · nonDerivative · entry 3 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,854 F3 · kind: Represents the maximum number of shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied and the Reporting Person remains in continuous service through the applicable vesting dates, whereby, if the maximum goals are achieved, 1/3 of the shares will vest if the Reporting Person remains in service through February 28, 2023 (or, if later, the date the performance goals are certified) the remaining shares will vest in two equal installments if the Reporting Person remains in continuous service through February 28, 2024 and February 28, 2025. F3 · price: Represents the maximum number of shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied and the Reporting Person remains in continuous service through the applicable vesting dates, whereby, if the maximum goals are achieved, 1/3 of the shares will vest if the Reporting Person remains in service through February 28, 2023 (or, if later, the date the performance goals are certified) the remaining shares will vest in two equal installments if the Reporting Person remains in continuous service through February 28, 2024 and February 28, 2025. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 17:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantCommon Stock | 187,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-009395 · wf-form4_165005895210443.xml · nonDerivative · entry 2 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,166 F2 · kind: Represents shares of restricted stock that will vest and become non-forfeitable subject to the Reporting Person's continuous service, whereby 6.25% of the shares will vest if the Reporting Person remains in continuous service through May 28, 2022 and an additional 6.25% of the shares will vest if the Reporting Person remains in continuous service for each successive three-month period thereafter. F2 · price: Represents shares of restricted stock that will vest and become non-forfeitable subject to the Reporting Person's continuous service, whereby 6.25% of the shares will vest if the Reporting Person remains in continuous service through May 28, 2022 and an additional 6.25% of the shares will vest if the Reporting Person remains in continuous service for each successive three-month period thereafter. Read SEC document |
| April 13, 2022 Filed Apr 15, 2022 17:42 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 56,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-009395 · wf-form4_165005895210443.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on April 13, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on April 13, 2022. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 16:46 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 1,023 | $4.02 | $4,111.33 |
DisclosureSEC source: 0001628280-22-002358 · wf-form4_164461597783924.xml · nonDerivative · entry 2 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,302 F3 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 16:46 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002358 · wf-form4_164461597783924.xml · derivative · entry 3 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,539 Underlying: Common Stock · 16,962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 16:46 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 2,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-002358 · wf-form4_164461597783924.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on February 9, 2022. F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on February 9, 2022. F2 · balance_after: Includes 2,333 shares acquired under the VLDR 2020 Employee Stock Purchase Plan on November 30, 2021. This transaction is exempt pursuant to Rule 16b-3(c). Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 17:05 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | SaleCommon Stock | 854 | $6.91 | $5,901.14 |
DisclosureSEC source: 0001628280-21-023205 · wf-form4_163675467459537.xml · nonDerivative · entry 2 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569 F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 17:05 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionRestricted Stock Unit · Derivative | 2,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-023205 · wf-form4_163675467459537.xml · derivative · entry 3 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,962 Underlying: Common Stock · 2,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. F3 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. F3 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 17:05 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | Exercise / conversionCommon Stock | 2,423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-023205 · wf-form4_163675467459537.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on November 10, 2021. F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on November 10, 2021. Read SEC document |
| July 18, 2021 Filed Jul 20, 2021 17:00 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantRestricted Stock Unit · Derivative | 19,385 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-028988 · doc4.xml · derivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,385 Underlying: Common Stock · 19,385 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSU shall vest over a two-year period in equal quarterly installments from July 18, 2021, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 20:53 UTC | Velodyne Lidar, Inc. VLDR · Entity 116976 | GrantRestricted Stock Unit · Derivative | 227,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-052112 · tm2113341d1_4.xml · derivative · entry 1 Barnhart James · CIK 0001734406 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,437 Underlying: Common Stock · 227,437 shares Expires not disclosed F1 · derivative.exercise_price: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. F1 · derivative.exercise_date: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. F1 · derivative.expiration_date: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on March 15, 2022, and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 00:43 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Tax withholdingCommon Stock | 12,380 | $35.33 | $437,385.40 |
DisclosureSEC source: 0001209191-19-054372 · doc4.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · SVP, Business Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,046 Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 20:25 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | OtherCommon Stock | 493 | $23.38 | $11,528.07 |
DisclosureSEC source: 0001209191-19-040291 · doc4.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · SVP, Business Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,426 F1 · kind: Shares were purchased pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 23:21 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | Tax withholdingCommon Stock | 2,595 | $28.45 | $73,827.75 |
DisclosureSEC source: 0001209191-19-034074 · doc4.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · SVP, Business Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,933 Read SEC document |
| March 11, 2019 Filed Mar 14, 2019 00:09 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 18,527 | $29.69 | $550,066.63 |
DisclosureSEC source: 0001209191-19-019286 · doc4.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · SVP, Business Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,528 Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:06 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | OtherCommon Stock | 482 | $23.23 | $11,197.10 |
DisclosureSEC source: 0001209191-19-001125 · doc4.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · SVP, Business Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,001 F1 · kind: Shares were purchased pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 21:20 UTC | ONTO INNOVATION INC. NANO · Entity 3340 | GrantCommon Stock | 22,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-035240 · doc4.xml · nonDerivative · entry 1 Barnhart James · CIK 0001734406 · SVP, Business Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,519 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest on an annual basis, in equal 1/3rd increments, over a three-year period from the award date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.